13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 2,204 holding rows worth $107,352,028,000.
- Accession
- 0001126328-19-000151
- Filer
- CIK 1126328
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 3,593 entries on the cover page, a total value of $107,352,028,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,352,028,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLIE MAE INC | 28849P100 | COM | 3,556 | $351,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5,560 | $350,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 4,671 | $350,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 13,036 | $349,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 8,669 | $347,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,801 | $346,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,087 | $345,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,095 | $344,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 10,774 | $342,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 33,763 | $337,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 13,422 | $335,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 12,837 | $334,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 28,198 | $334,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 7,682 | $333,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,505 | $331,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 45,527 | $331,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 88,215 | $328,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,493 | $327,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 9,790 | $327,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 57,851 | $327,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,878 | $327,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 9,441 | $325,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 13,889 | $325,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,828 | $324,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 790 | $322,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,246 | $320,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 847 | $319,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,103 | $315,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,453 | $312,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 17,682 | $311,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 114,380 | $310,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,690 | $308,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 14,438 | $305,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 5,911 | $304,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 24,837 | $301,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,370 | $299,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 113,824 | $297,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,943 | $294,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,143 | $292,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 10,855 | $291,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 6,263 | $290,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,452 | $290,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 18,983 | $288,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 13,986 | $287,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,419 | $285,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,717 | $285,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,210 | $285,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 15,934 | $283,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 3,342 | $283,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,775 | $282,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 29,405 | $281,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 10,872 | $281,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,784 | $279,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 13,708 | $279,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,219 | $278,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 29,217 | $278,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,180 | $277,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 19,458 | $276,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,257 | $276,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,879 | $275,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 41,656 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,945 | $271,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y706 | PRINCIPAL ACTV | 10,108 | $270,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,721 | $269,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,810 | $269,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,688 | $268,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,473 | $267,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 54,729 | $267,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,824 | $265,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,085 | $264,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,235 | $264,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,484 | $264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 23,035 | $264,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 21,493 | $262,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,438 | $258,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,810 | $255,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 23,326 | $255,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 18,990 | $253,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 31,037 | $253,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,087 | $253,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 8,778 | $253,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 6,364 | $250,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,647 | $247,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 6,409 | $247,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,931 | $247,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,946 | $247,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,811 | $247,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,692 | $245,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,121 | $245,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 5,774 | $242,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,377 | $239,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,160 | $238,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,709 | $236,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 9,033 | $233,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,965 | $231,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,500 | $229,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 5,871 | $229,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,567 | $228,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,310 | $228,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 20,536 | $225,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,599 | $224,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,379 | $222,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,619 | $221,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,846 | $220,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 19,490 | $220,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,896 | $220,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 7,744 | $219,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,549 | $218,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 7,368 | $218,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,138 | $215,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,054 | $214,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,663 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,852 | $212,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,544 | $212,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 11,837 | $211,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,094 | $209,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,517 | $207,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,168 | $207,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,402 | $206,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 8,962 | $200,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,019 | $198,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 13,712 | $195,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 62,601 | $189,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 11,689 | $188,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 17,131 | $185,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 33,138 | $185,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 10,497 | $185,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,853 | $178,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 14,577 | $178,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 10,274 | $175,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 11,738 | $174,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,285 | $170,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 31,618 | $168,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 18,753 | $165,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,992 | $164,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 18,224 | $161,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 45,282 | $161,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 12,033 | $149,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 30,637 | $147,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 18,325 | $146,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 10,718 | $146,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,648 | $145,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 37,316 | $144,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 11,993 | $143,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,159 | $139,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,110 | $138,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,934 | $135,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 16,982 | $134,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 10,064 | $126,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 47,173 | $121,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 22,024 | $115,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 12,510 | $107,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,940 | $104,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 30,879 | $99,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 18,575 | $98,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 16,480 | $98,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 32,659 | $97,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,209 | $92,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 24,494 | $92,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,671 | $87,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 13,288 | $85,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 49,932 | $83,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 41,514 | $82,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 33,324 | $77,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 18,093 | $77,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,425 | $76,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 25,034 | $74,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,013 | $74,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 32,769 | $68,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,097 | $68,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 21,840 | $67,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,997 | $66,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,054 | $64,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 64,486 | $63,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 14,835 | $63,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,300 | $62,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,638 | $60,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,538 | $59,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 21,221 | $58,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 103,271 | $57,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 14,038 | $56,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 10,988 | $51,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,766 | $48,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 72,825 | $46,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,827 | $44,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,152 | $41,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 14,444 | $41,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 14,391 | $38,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,176 | $35,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,892 | $32,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,058 | $31,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 13,869 | $28,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,466 | $27,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,167 | $27,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,630 | $27,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 31,150 | $25,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 12,892 | $23,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 15,295 | $23,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 29,709 | $19,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 20,075 | $19,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,047 | $17,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,234 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,099 | $13,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 19,417 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-19-000151 | this filing | 2019-05-10 | acceptance time not in the bulk data set |