13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 2,240 holding rows worth $93,834,841,000.
- Accession
- 0001126328-19-000052
- Filer
- CIK 1126328
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 3,551 entries on the cover page, a total value of $93,834,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,834,841,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,001 | $335,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 11,383 | $335,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 10,701 | $333,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 7,313 | $332,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 11,049 | $329,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 29,612 | $328,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 31,593 | $328,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 79,019 | $326,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 16,856 | $325,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 28,102 | $322,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 24,061 | $318,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 5,024 | $317,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 15,493 | $317,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,403 | $315,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 10,505 | $315,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 54,006 | $314,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,632 | $314,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,010 | $313,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,589 | $312,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 8,817 | $311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,987 | $310,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 4,319 | $309,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 11,715 | $309,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $306,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,072 | $303,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,912 | $301,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,923 | $300,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,053 | $300,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,509 | $298,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,183 | $297,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 9,673 | $295,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,868 | $293,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 10,904 | $291,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 17,602 | $290,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 43,122 | $289,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 11,938 | $289,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 6,811 | $286,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 9,982 | $286,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 16,748 | $285,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 293,894 | $285,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 16,584 | $283,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 24,948 | $283,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 8,349 | $282,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 9,375 | $281,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 6,595 | $281,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,192 | $280,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,160 | $280,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,010 | $277,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,531 | $275,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 19,286 | $275,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 41,098 | $275,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,752 | $274,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,646 | $273,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 368 | $273,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 15,430 | $271,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 716 | $270,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 91,652 | $266,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 35,892 | $265,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,367 | $263,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 16,366 | $263,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,226 | $263,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,290 | $262,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 851 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,933 | $259,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,264 | $259,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,153 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,068 | $257,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,784 | $257,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 955 | $256,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 14,805 | $255,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,109 | $255,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,524 | $255,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 41,794 | $255,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,242 | $252,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,140 | $251,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 29,189 | $251,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 9,111 | $250,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 19,068 | $249,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,218 | $248,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 32,065 | $247,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 26,239 | $246,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 62,461 | $245,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30,180 | $244,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 10,055 | $244,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,105 | $242,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,611 | $242,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,380 | $240,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,606 | $240,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,168 | $238,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 7,553 | $236,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 14,684 | $236,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 13,911 | $235,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,122 | $233,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 34,200 | $232,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 8,667 | $231,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,042 | $230,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,220 | $230,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 625,502 | $229,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,909 | $228,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,507 | $226,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 59,121 | $226,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 15,109 | $225,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 14,091 | $224,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 16,485 | $223,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,009 | $222,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,858 | $220,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 24,897 | $220,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 3,449 | $220,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,900 | $220,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 12,103 | $219,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 20,193 | $219,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 6,002 | $219,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,228 | $218,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,633 | $217,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,609 | $216,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 735 | $215,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 5,082 | $215,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 9,572 | $215,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,424 | $215,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,895 | $211,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,495 | $211,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 23,080 | $211,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,598 | $209,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,306 | $207,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 8,650 | $207,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,000 | $205,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 5,540 | $205,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 9,207 | $203,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,031 | $203,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,907 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,160 | $202,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 9,446 | $202,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 8,392 | $201,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 8,197 | $200,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,197 | $197,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,367 | $195,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 19,325 | $189,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 101,980 | $188,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 12,156 | $188,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,103 | $187,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,546 | $187,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,745 | $187,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 13,098 | $186,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 19,155 | $186,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 11,741 | $185,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,314 | $184,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 17,214 | $184,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 14,868 | $184,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 76,466 | $183,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 11,377 | $180,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,004 | $176,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 62,940 | $171,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 13,050 | $170,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 11,048 | $164,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,903 | $160,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 11,791 | $154,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 45,629 | $146,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,331 | $145,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 28,540 | $142,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 21,355 | $142,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 14,642 | $131,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 15,075 | $130,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 11,438 | $125,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 11,790 | $125,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 12,087 | $123,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 14,873 | $120,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,655 | $117,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 16,711 | $116,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,455 | $116,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,817 | $114,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 33,287 | $114,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,956 | $111,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 47,272 | $109,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 32,656 | $109,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 29,282 | $107,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,193 | $101,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 41,229 | $97,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 24,154 | $97,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 12,098 | $89,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 30,706 | $85,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 30,879 | $79,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,964 | $78,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 12,073 | $73,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 27,869 | $73,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,802 | $71,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 37,464 | $70,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 17,281 | $69,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 21,801 | $69,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,035 | $67,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 92,905 | $66,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,267 | $65,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 25,259 | $65,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 17,102 | $64,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,823 | $62,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 27,259 | $62,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 17,023 | $61,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 14,014 | $60,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 24,075 | $58,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 35,102 | $56,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 12,172 | $56,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 32,535 | $52,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 50,276 | $50,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 22,289 | $50,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,269 | $49,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 68,975 | $48,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,791 | $48,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 43,021 | $45,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,765 | $44,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 10,024 | $44,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,726 | $43,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,465 | $42,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 16,955 | $40,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 16,056 | $40,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,417 | $39,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 10,653 | $37,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 12,955 | $36,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,560 | $35,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,372 | $33,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,401 | $31,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,190 | $31,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 14,991 | $31,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 14,514 | $31,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,546 | $30,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 27,077 | $30,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,670 | $30,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,763 | $28,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 10,091 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,977 | $24,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 24,510 | $23,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 22,041 | $23,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 30,208 | $21,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,222 | $18,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 17,518 | $17,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 16,612 | $16,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 21,562 | $16,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 31,039 | $15,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,586 | $15,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,383 | $14,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,447 | $12,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 78,824 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-19-000052 | this filing | 2019-02-14 | acceptance time not in the bulk data set |