13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 2,270 holding rows worth $108,794,270,000.
- Accession
- 0001126328-18-000234
- Filer
- CIK 1126328
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 3,831 entries on the cover page, a total value of $108,794,270,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $108,794,270,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 12,521 | $417,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 17,626 | $414,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 18,010 | $412,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 30,703 | $412,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 9,409 | $406,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 16,611 | $405,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 48,042 | $405,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 7,367 | $404,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,000 | $403,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,716 | $403,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,874 | $402,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 10,965 | $401,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 10,455 | $400,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 985 | $397,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 20,714 | $395,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,285 | $391,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 19,502 | $389,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 9,539 | $388,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 27,722 | $387,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,802 | $384,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 12,053 | $384,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,944 | $378,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 49,446 | $375,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 10,765 | $372,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 24,185 | $372,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 68,022 | $370,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,302 | $369,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 5,867 | $366,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 11,729 | $364,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 14,003 | $362,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,498 | $362,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,429 | $361,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 50,166 | $359,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 7,464 | $356,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 18,592 | $355,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 8,266 | $355,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 6,377 | $350,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 16,128 | $349,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 8,057 | $346,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 80,392 | $346,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 7,748 | $342,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,956 | $340,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 26,592 | $340,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 18,086 | $340,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 7,692 | $338,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,383 | $338,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 17,259 | $336,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,861 | $335,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 12,068 | $335,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 9,899 | $334,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 81,938 | $333,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 12,617 | $332,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,816 | $330,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 26,071 | $327,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,792 | $327,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,865 | $327,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 8,321 | $326,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,084 | $324,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 11,768 | $324,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 7,109 | $324,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,285 | $323,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,746 | $323,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,770 | $322,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 25,126 | $322,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 15,652 | $322,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 7,543 | $321,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 8,765 | $319,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 17,141 | $318,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 22,907 | $318,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 50,843 | $317,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 9,814 | $315,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 16,031 | $315,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 344 | $312,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6,861 | $312,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 13,722 | $312,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 28,848 | $303,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,051 | $303,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 11,914 | $296,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,064 | $295,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 5,810 | $294,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,530 | $290,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,415 | $289,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 15,971 | $287,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,705 | $286,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,422 | $284,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,414 | $284,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 21,533 | $282,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 6,472 | $281,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 16,382 | $280,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 13,270 | $275,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 26,678 | $275,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 8,222 | $275,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 13,254 | $274,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,244 | $271,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 7,014 | $271,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 4,790 | $270,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 12,931 | $270,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 15,825 | $269,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,358 | $267,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 14,069 | $266,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 7,883 | $264,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 31,709 | $262,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,199 | $261,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,628 | $261,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 38,705 | $258,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 22,108 | $258,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 11,990 | $258,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 17,262 | $257,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 5,109 | $257,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 8,353 | $256,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,234 | $256,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 7,038 | $256,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,335 | $255,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9,277 | $253,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 7,758 | $249,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,664 | $249,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,633 | $247,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 6,291 | $246,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 8,083 | $245,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 3,450 | $245,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 11,638 | $242,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 12,404 | $240,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,370 | $239,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,151 | $237,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,209 | $236,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 10,519 | $236,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,988 | $234,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 8,075 | $234,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 14,874 | $232,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 6,996 | $231,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,929 | $230,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,506 | $227,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,736 | $227,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,579 | $226,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 7,110 | $226,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 5,209 | $226,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 19,467 | $226,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,619 | $225,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 8,313 | $224,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 24,846 | $224,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,093 | $222,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,033 | $222,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,331 | $220,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,000 | $217,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,081 | $217,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 4,841 | $216,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 8,147 | $216,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 5,481 | $216,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 10,739 | $216,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 15,710 | $214,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 40,361 | $214,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 5,363 | $212,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 12,596 | $212,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 11,337 | $210,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4,251 | $210,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,350 | $210,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,914 | $209,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,077 | $208,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 7,455 | $208,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,096 | $208,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 7,828 | $208,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 5,058 | $206,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,809 | $206,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,387 | $205,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,437 | $205,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 5,000 | $205,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,113 | $204,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 8,172 | $203,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 6,961 | $202,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,382 | $200,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 2,985 | $200,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 5,230 | $200,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 10,072 | $198,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 107,946 | $187,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,509 | $186,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 12,512 | $184,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 18,747 | $182,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 13,231 | $179,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 12,357 | $176,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,218 | $174,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 11,524 | $168,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 28,960 | $166,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 33,434 | $164,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 32,410 | $164,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 18,844 | $164,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 56,486 | $163,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 47,137 | $161,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 11,720 | $160,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 16,463 | $158,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 17,956 | $154,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 59,316 | $153,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,298 | $152,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 63,196 | $148,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 26,187 | $148,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 19,147 | $146,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,344 | $143,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,776 | $142,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 21,701 | $142,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 13,842 | $140,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 38,831 | $138,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 10,294 | $138,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,175 | $138,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 100,085 | $135,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 15,531 | $134,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 13,664 | $133,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 14,404 | $130,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 45,847 | $130,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 73,304 | $128,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 32,425 | $123,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 14,544 | $122,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 10,301 | $121,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,293 | $120,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 38,990 | $117,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 17,826 | $114,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 14,579 | $112,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,310 | $112,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,264 | $112,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 29,643 | $111,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 17,101 | $110,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,913 | $110,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 38,600 | $109,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 30,879 | $103,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,115 | $101,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,630 | $100,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,214 | $99,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 16,949 | $94,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,013 | $93,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 12,918 | $88,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 17,816 | $80,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 18,210 | $80,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,492 | $79,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 11,355 | $79,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 10,767 | $78,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,031 | $77,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,371 | $75,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 38,585 | $74,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 31,796 | $72,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,345 | $71,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,807 | $71,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 43,847 | $68,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 13,756 | $68,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 16,024 | $63,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,482 | $63,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 15,214 | $62,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 64,505 | $62,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 10,417 | $61,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 20,821 | $61,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 14,362 | $61,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 14,034 | $58,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 13,731 | $56,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 24,687 | $56,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 11,770 | $53,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,353 | $53,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 22,464 | $52,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,198 | $51,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,454 | $51,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,652 | $49,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,387 | $45,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 10,361 | $41,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 23,976 | $39,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,052 | $38,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 15,832 | $36,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 26,346 | $35,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,805 | $33,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 22,776 | $30,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,441 | $28,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,203 | $25,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 15,097 | $24,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,620 | $22,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 19,971 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-18-000234 | this filing | 2018-08-13 | acceptance time not in the bulk data set |