13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-02, with 2,203 holding rows worth $103,116,873,000.
- Accession
- 0001126328-17-000277
- Filer
- CIK 1126328
- Filed
- 2017-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 3,649 entries on the cover page, a total value of $103,116,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,116,873,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIBUNE COMPANY | 896047503 | COMMON | 8,262 | $338,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 10,637 | $337,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,811 | $336,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,343 | $336,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 22,270 | $336,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 3,969 | $334,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 11,464 | $334,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 5,363 | $334,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 12,821 | $333,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 15,857 | $333,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 10,089 | $329,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,217 | $326,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 18,854 | $323,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,488 | $316,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 14,000 | $313,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,929 | $309,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 7,179 | $308,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,363 | $307,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,369 | $307,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 7,067 | $307,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,303 | $304,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10,322 | $304,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,474 | $300,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,003 | $299,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,952 | $296,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 8,816 | $295,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 16,941 | $294,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 6,743 | $294,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 8,572 | $294,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 5,541 | $290,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 17,732 | $288,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,945 | $288,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 8,000 | $288,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,863 | $286,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 3,108 | $286,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,741 | $285,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 15,878 | $285,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 6,470 | $282,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,687 | $280,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,379 | $279,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,643 | $274,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 28,837 | $274,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,026 | $272,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 12,570 | $270,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 18,097 | $266,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 9,830 | $265,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,763 | $262,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 5,081 | $259,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,718 | $259,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,361 | $259,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 4,622 | $259,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,295 | $258,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,531 | $257,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 17,056 | $256,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 46,658 | $255,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 10,834 | $254,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 7,092 | $253,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,023 | $252,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,478 | $249,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 6,142 | $249,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 8,177 | $248,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,142 | $245,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 14,339 | $244,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,626 | $243,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 8,242 | $242,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,823 | $242,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 8,385 | $237,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,812 | $237,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 44,943 | $237,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 4,377 | $236,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,807 | $234,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,140 | $234,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 900 | $233,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,607 | $233,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 5,905 | $233,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,003 | $233,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 18,756 | $233,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 7,510 | $231,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,937 | $230,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 13,650 | $230,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,191 | $229,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 6,488 | $229,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 10,066 | $228,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 7,773 | $227,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 9,087 | $227,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 37,121 | $226,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,933 | $225,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 6,126 | $224,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,123 | $224,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 9,542 | $224,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,343 | $223,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,775 | $223,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,768 | $220,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,582 | $219,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 7,334 | $219,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,525 | $218,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 6,519 | $217,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 6,349 | $215,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,784 | $213,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 9,925 | $209,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,336 | $208,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 40,069 | $208,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 7,964 | $207,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 11,412 | $205,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,826 | $205,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 12,823 | $205,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 7,860 | $204,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 17,022 | $203,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,378 | $201,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,790 | $201,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 6,315 | $201,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 20,000 | $193,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 98,927 | $193,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,574 | $192,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 51,331 | $187,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 23,391 | $186,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 21,120 | $183,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,714 | $181,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 10,978 | $176,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,456 | $176,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,347 | $170,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 16,106 | $168,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,074 | $166,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,591 | $154,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 12,876 | $153,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 10,588 | $145,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 11,716 | $141,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,609 | $139,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,036 | $133,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 10,290 | $128,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,386 | $125,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 17,930 | $125,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 26,115 | $125,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,769 | $123,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 19,077 | $122,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 13,089 | $118,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 12,870 | $112,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 11,345 | $111,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 24,620 | $111,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 20,100 | $105,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 35,189 | $102,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,054 | $100,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 61,000 | $99,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 18,406 | $97,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,758 | $91,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 15,956 | $89,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 13,629 | $82,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,490 | $80,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 24,784 | $80,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 22,659 | $78,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 12,515 | $76,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,827 | $73,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,518 | $72,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,441 | $70,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 18,824 | $70,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,396 | $69,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,002 | $66,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,454 | $66,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,277 | $64,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 17,054 | $64,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 12,039 | $63,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 11,336 | $63,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 14,141 | $63,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 16,880 | $61,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 14,474 | $58,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 13,233 | $58,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 11,753 | $58,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 12,169 | $58,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,140 | $56,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 12,827 | $56,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,002 | $55,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 28,821 | $54,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 11,216 | $54,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 18,903 | $52,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 12,265 | $52,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 23,069 | $50,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,254 | $50,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,284 | $50,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 12,415 | $50,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,602 | $50,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 19,181 | $49,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,111 | $49,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,487 | $48,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,540 | $48,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 15,923 | $46,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 25,353 | $45,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 39,473 | $45,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,278 | $45,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,744 | $43,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 21,968 | $42,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 16,914 | $38,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,233 | $34,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 13,480 | $34,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 19,638 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,989 | $31,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,947 | $29,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,220 | $28,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 17,990 | $27,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 19,831 | $22,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 14,381 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 15,028 | $18,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,271 | $14,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 14,365 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-17-000277 | this filing | 2017-11-02 | acceptance time not in the bulk data set |