13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-11, with 2,207 holding rows worth $83,099,950,000.
- Accession
- 0001126328-17-000128
- Filer
- CIK 1126328
- Filed
- 2017-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 3,607 entries on the cover page, a total value of $83,099,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,099,950,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerEdge Asset Management, Inc 028-03943
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
- included managerPrincipal Management Corporation 028-07402
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVAR INC | 91336L107 | COMMON STOCK | 10,098 | $310,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 921 | $309,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,294 | $309,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 3,588 | $309,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 7,692 | $305,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 6,069 | $305,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,165 | $304,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5,225 | $301,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 37,423 | $301,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,503 | $300,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 13,046 | $300,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 45,203 | $300,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 12,555 | $299,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 40,617 | $299,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 98,441 | $299,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 13,031 | $293,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 12,500 | $291,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 19,380 | $289,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 12,486 | $289,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,303 | $288,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,265 | $288,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 8,370 | $285,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 8,933 | $284,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 21,173 | $283,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,455 | $280,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,138 | $280,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 7,211 | $280,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 8,340 | $279,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,912 | $278,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 9,874 | $276,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 12,231 | $276,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,228 | $275,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,878 | $275,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 16,245 | $273,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,367 | $269,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 20,602 | $267,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 19,220 | $266,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 19,975 | $266,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 92,862 | $265,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,857 | $263,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,319 | $261,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 18,400 | $258,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 15,044 | $258,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 19,552 | $257,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 8,584 | $257,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,345 | $254,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 12,102 | $254,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 4,157 | $252,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,573 | $252,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 6,973 | $251,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 9,060 | $249,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,979 | $249,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 7,587 | $248,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 14,857 | $247,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 9,315 | $247,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,672 | $243,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,748 | $240,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,712 | $238,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,196 | $237,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 8,366 | $237,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 10,674 | $237,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,701 | $237,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,075 | $235,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 12,738 | $235,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,078 | $234,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,587 | $233,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,346 | $232,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 42,260 | $232,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,970 | $231,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 13,282 | $230,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 11,091 | $230,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,724 | $230,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,616 | $229,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,853 | $226,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,320 | $224,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 9,024 | $221,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,443 | $215,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,817 | $214,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 51 | $213,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 11,905 | $212,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,535 | $211,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 11,454 | $211,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 17,158 | $211,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,526 | $209,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 16,861 | $209,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,141 | $208,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,254 | $208,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,152 | $206,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 114,546 | $206,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 8,433 | $203,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 432 | $202,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 20,296 | $202,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 4,171 | $201,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,489 | $199,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 20,333 | $194,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 26,883 | $192,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,733 | $192,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,620 | $186,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 26,730 | $178,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 22,164 | $175,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,532 | $175,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 37,343 | $174,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 10,298 | $169,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 16,300 | $165,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 14,840 | $163,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 10,338 | $160,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 22,916 | $159,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,944 | $159,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 13,449 | $159,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 14,769 | $157,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 14,445 | $153,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,195 | $152,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 20,130 | $151,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,893 | $150,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 15,190 | $149,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 27,144 | $148,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 23,390 | $148,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 11,761 | $147,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,729 | $146,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10,162 | $143,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,373 | $142,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 10,500 | $142,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 18,507 | $139,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 15,874 | $134,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,241 | $133,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,629 | $131,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 56,380 | $128,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 32,529 | $128,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 12,385 | $118,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 13,743 | $116,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 25,836 | $115,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 12,006 | $115,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,405 | $114,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 17,678 | $114,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 14,213 | $112,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 69,716 | $112,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 15,530 | $112,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,250 | $111,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,615 | $111,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 15,046 | $108,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,104 | $105,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,437 | $100,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,978 | $98,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,335 | $97,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,744 | $96,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,616 | $91,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 21,507 | $91,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,876 | $88,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,169 | $87,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 15,280 | $87,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14,443 | $86,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 15,415 | $84,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 13,103 | $83,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,843 | $80,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 10,979 | $80,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,074 | $78,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 17,434 | $78,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,645 | $78,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,170 | $77,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 10,172 | $76,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 45,424 | $75,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 21,743 | $72,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 14,528 | $70,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 10,861 | $68,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 44,702 | $65,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,146 | $63,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 27,525 | $62,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 48,096 | $62,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,968 | $62,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,101 | $58,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,085 | $58,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 13,183 | $57,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 27,483 | $56,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,640 | $56,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 12,858 | $55,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 19,947 | $55,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 37,601 | $55,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 14,325 | $52,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 16,275 | $52,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 16,128 | $50,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,800 | $49,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,484 | $49,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,876 | $49,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 21,332 | $48,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,784 | $48,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 18,571 | $46,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 10,584 | $42,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 20,260 | $42,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,272 | $41,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 10,370 | $41,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 12,967 | $40,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 19,524 | $34,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 11,435 | $30,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,347 | $29,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,769 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 15,784 | $27,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 10,713 | $27,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 10,080 | $26,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 14,015 | $24,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 12,280 | $23,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 12,595 | $22,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 28,262 | $18,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,412 | $17,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 20,520 | $17,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 17,799 | $11,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 10,959 | $9,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 18,801 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-17-000128 | this filing | 2017-05-11 | acceptance time not in the bulk data set |