13F-HR filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 2,148 holding rows worth $75,715,429,000.
- Accession
- 0001126328-16-000600
- Filer
- CIK 1126328
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 3,487 entries on the cover page, a total value of $75,715,429,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,715,429,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerEdge Asset Management, Inc 028-03943
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
- included managerPrincipal Management Corporation 028-07402
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 25,364 | $227,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 3,903 | $225,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 10,366 | $224,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 7,430 | $224,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 16,711 | $224,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 5,179 | $221,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,444 | $217,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 22,532 | $217,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,492 | $217,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 4,714 | $217,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 9,829 | $215,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,715 | $214,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,439 | $213,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 13,969 | $212,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 25,829 | $209,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 12,687 | $208,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 35,618 | $208,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,880 | $208,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,648 | $207,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 5,120 | $207,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 60 | $206,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,508 | $205,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,165 | $205,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 8,236 | $204,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 14,263 | $204,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 5,602 | $204,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,651 | $204,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 22,336 | $204,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,593 | $202,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 12,990 | $202,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 84,968 | $201,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 15,806 | $196,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10,587 | $195,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 11,435 | $193,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 23,083 | $188,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 18,230 | $183,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 32,427 | $179,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 27,162 | $174,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 12,211 | $173,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 19,032 | $172,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 21,080 | $171,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,021 | $170,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 16,416 | $169,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 25,615 | $169,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 22,718 | $168,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,709 | $168,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 28,617 | $167,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 12,058 | $167,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,307 | $164,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 12,120 | $163,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,476 | $158,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 10,889 | $152,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,661 | $151,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 13,633 | $150,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,378 | $148,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,350 | $147,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 42,558 | $143,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 10,988 | $141,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 21,505 | $140,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 17,869 | $139,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,998 | $139,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 20,333 | $138,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,104 | $137,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 15,051 | $135,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 21,259 | $135,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 11,386 | $131,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,796 | $131,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 11,337 | $127,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 20,213 | $125,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,344 | $123,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 21,806 | $123,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,383 | $120,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,814 | $119,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 18,560 | $119,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 11,559 | $118,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 18,455 | $115,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,885 | $111,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,508 | $109,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 11,222 | $105,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 12,885 | $103,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 12,196 | $103,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 21,993 | $102,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,639 | $102,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 48,096 | $100,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 15,502 | $99,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 16,190 | $96,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 14,447 | $94,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 13,534 | $94,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 10,322 | $94,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,876 | $92,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 11,412 | $91,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,194 | $90,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 19,755 | $89,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,704 | $89,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 18,141 | $89,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,104 | $88,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 14,715 | $87,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,343 | $85,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 10,515 | $85,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,720 | $84,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 11,000 | $82,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 66,839 | $81,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 16,995 | $81,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 10,526 | $81,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,631 | $78,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,026 | $76,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,169 | $75,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,524 | $74,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 42,345 | $74,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 16,503 | $70,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 22,667 | $66,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 16,369 | $66,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 16,601 | $61,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 26,081 | $59,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,205 | $58,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 23,498 | $58,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,956 | $58,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 11,635 | $58,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,151 | $57,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,146 | $56,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 21,113 | $53,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 15,626 | $51,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 22,923 | $50,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 11,752 | $50,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,085 | $50,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 18,817 | $49,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,198 | $48,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 14,125 | $47,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,249 | $44,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 69,081 | $42,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,101 | $40,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 15,790 | $40,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 10,983 | $38,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 15,840 | $37,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 21,376 | $36,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 15,107 | $36,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,015 | $34,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 28,262 | $30,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 10,318 | $30,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 12,595 | $27,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 13,739 | $26,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 18,623 | $26,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 13,319 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 16,474 | $22,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 12,273 | $14,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 31,755 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,032 | $7,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 11,197 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-16-000600 | this filing | 2016-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001126328-16-000606 | added | 2016-11-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001126328-16-000613 | added | 2016-12-01 | acceptance time not in the bulk data set |