13F-HR filed by Spectrum Asset Management, Inc.
Spectrum Asset Management, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-09, with 21 holding rows worth $919,943,000.
- Accession
- 0001126328-16-000536
- Filer
- CIK 1318293
- Filed
- 2016-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 31 entries on the cover page, a total value of $919,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $919,943,000 with VALUE read as thousands by filing date, 13F file number 028-11300. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSEI 028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 184,102,000 | $179,960,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 119,105,000 | $118,509,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 108,989,000 | $106,532,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 115,997,000 | $106,137,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 79,240 | $102,949,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 90,148,000 | $80,457,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,353,051 | $35,099,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,362,822 | $33,784,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 34,500,000 | $31,546,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 33,000,000 | $30,772,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,107,239 | $28,500,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 587,478 | $15,186,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 670,344 | $13,393,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 966,571 | $12,585,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 451,905 | $11,559,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 10,000,000 | $9,175,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 46,055 | $1,173,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 7,850 | $1,052,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 27,776 | $698,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 22,482 | $566,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 11,963 | $311,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-16-000536 | this filing | 2016-08-09 | acceptance time not in the bulk data set |