13F-HR/A filed by PRINCIPAL FINANCIAL GROUP INC
PRINCIPAL FINANCIAL GROUP INC filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2015-11-12, with 2,185 holding rows worth $63,648,097,000.
- Accession
- 0001126328-15-000277
- Filer
- CIK 1126328
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, amendment of type restatement, 3,516 entries on the cover page, a total value of $63,648,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $63,648,097,000 with VALUE read as thousands by filing date, 13F file number 028-10106. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbus Circle Investors 028-10449
- reports for this filerEdge Asset Management, Inc 028-03943
- reports for this filerOrigin Asset Management, LLP 028-13785
- reports for this filerPost Advisory Group, LLC 028-12454
- reports for this filerSpectrum Asset Management, Inc 028-11300
- included managerPrincipal Global Investors, LLC 028-01549
- included managerPrincipal Real Estate Investors, LLC 028-10400
- included managerPrincipal Life Insurance Co 028-00793
- included managerPrincipal Financial Services, Inc 028-10107
- included managerPrincipal Management Corporation 028-07402
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,173 | $229,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 6,549 | $229,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 6,935 | $229,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 10,507 | $229,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,016 | $225,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,383 | $224,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,596 | $222,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,193 | $222,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 21,307 | $222,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 4,292 | $222,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 9,272 | $221,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 31,292 | $221,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 16,674 | $220,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 21,870 | $220,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,834 | $217,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 6,401 | $217,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 13,448 | $217,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,047 | $215,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,607 | $215,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 8,197 | $214,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 22,723 | $214,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 12,662 | $214,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 27,271 | $212,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 18,831 | $210,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 9,738 | $209,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,141 | $209,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 22,417 | $209,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,788 | $208,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 8,873 | $208,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 7,566 | $205,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 7,822 | $205,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,173 | $204,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,576 | $203,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 3,073 | $202,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,994 | $201,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 11,938 | $201,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,086 | $200,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 11,540 | $199,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 14,277 | $198,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 23,561 | $194,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 12,040 | $190,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 14,087 | $189,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 12,822 | $188,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 33,166 | $186,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 13,501 | $182,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 32,361 | $181,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 12,899 | $180,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 12,944 | $178,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,497 | $176,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 16,692 | $176,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,404 | $175,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 24,272 | $172,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,056 | $167,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 15,551 | $165,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 28,326 | $165,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 18,739 | $163,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 14,843 | $163,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 25,384 | $162,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 18,634 | $159,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,686 | $158,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 11,343 | $157,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,253 | $157,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,041 | $155,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 13,865 | $155,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 10,574 | $148,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 11,134 | $148,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 16,541 | $146,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,513 | $145,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 12,591 | $144,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,266 | $144,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,050 | $143,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 28,320 | $142,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 15,519 | $141,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 16,101 | $141,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 12,317 | $140,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 14,581 | $140,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 32,122 | $138,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 19,889 | $137,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 41,746 | $134,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 13,041 | $132,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 21,016 | $128,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 16,504 | $128,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 13,668 | $127,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 21,504 | $126,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,649 | $122,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 10,374 | $122,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,069 | $120,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 12,484 | $108,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 15,604 | $108,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 10,988 | $107,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 17,029 | $105,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 14,442 | $104,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 13,939 | $101,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 23,007 | $101,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 64,096 | $101,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 49,857 | $98,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 14,462 | $97,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 19,588 | $97,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 12,711 | $95,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 12,886 | $91,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 16,927 | $90,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,508 | $83,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 21,231 | $82,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 13,616 | $82,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,722 | $81,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 17,774 | $80,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,591 | $80,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 10,493 | $79,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,456 | $78,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 40,950 | $78,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 26,775 | $74,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 14,674 | $73,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 11,629 | $73,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,533 | $70,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 12,174 | $70,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 10,568 | $69,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,008 | $68,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 23,804 | $67,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 19,844 | $67,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,783 | $67,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,773 | $66,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 12,660 | $63,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,527 | $62,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,109 | $62,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 11,790 | $60,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 22,713 | $60,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,975 | $60,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 10,157 | $59,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,316 | $58,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 25,608 | $58,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,746 | $57,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 20,855 | $56,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 15,843 | $56,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 20,421 | $55,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,882 | $53,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 37,395 | $52,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,121 | $51,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 20,635 | $50,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,858 | $50,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 11,190 | $49,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 28,970 | $49,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 14,485 | $49,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 11,039 | $49,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,666 | $47,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 17,309 | $47,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 11,165 | $45,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 27,360 | $43,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,816 | $41,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,821 | $41,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,390 | $41,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 27,836 | $41,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,472 | $39,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,247 | $38,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,745 | $38,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 18,817 | $38,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 14,978 | $37,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 19,022 | $37,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,593 | $36,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 20,791 | $36,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 13,750 | $36,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 10,271 | $36,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 65,659 | $35,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 14,999 | $35,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 19,981 | $35,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 33,874 | $35,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 12,230 | $33,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 20,536 | $30,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 16,999 | $29,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 17,565 | $29,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 11,590 | $29,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 39,925 | $28,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 15,375 | $27,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 11,197 | $27,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 18,670 | $24,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,742 | $22,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 27,932 | $21,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 76,545 | $21,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 21,700 | $21,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 15,704 | $18,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 11,642 | $15,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 10,708 | $15,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 18,734 | $14,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 16,947 | $13,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 25,183 | $12,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 35,243 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001126328-15-000275 | superseded | 2015-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001126328-15-000277 | this filing | 2015-11-12 | acceptance time not in the bulk data set |