13F-HR filed by HABERER REGISTERED INVESTMENT ADVISOR INC
HABERER REGISTERED INVESTMENT ADVISOR INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-07, with 432 holding rows worth $209,805,000 by the sum of the rows.
- Accession
- 0001116943-14-000006
- Filer
- CIK 1116943
- Filed
- 2014-10-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 433 entries on the cover page, a total value of $2,097,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,805,000 with VALUE read as thousands by filing date, 13F file number 028-05833. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $2,097,796,000, 900% more than the sum of the rows, $209,805,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 98,141 | $13,420,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 166,281 | $11,322,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 106,489 | $11,107,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 105,536 | $10,633,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 91,263 | $7,642,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 64,764 | $5,766,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 53,196 | $5,115,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 63,445 | $4,744,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 112,271 | $4,666,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 27,411 | $4,426,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 159,077 | $4,076,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 54,105 | $3,883,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 35,716 | $3,802,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 48,808 | $3,735,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 74,201 | $3,709,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 50,315 | $3,611,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,616 | $3,545,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 82,693 | $3,528,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 227,717 | $3,368,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 17,300 | $3,176,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 81,231 | $3,110,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 43,040 | $3,092,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 51,090 | $3,078,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 89,262 | $3,059,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,500 | $3,054,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 29,589 | $3,009,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 53,809 | $2,921,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 31,950 | $2,910,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 35,222 | $2,888,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 67,330 | $2,816,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 64,812 | $2,586,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 25,637 | $2,407,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 103,032 | $2,385,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 24,409 | $2,293,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 17,129 | $2,232,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,702 | $2,135,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 26,485 | $2,047,000 | thousands by filing date | |
| 38259p508 | COM | 3,191 | $1,878,000 | thousands by filing date | ||
| E M C CORP MASS | 268648102 | COM | 63,905 | $1,870,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,000 | $1,708,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 44,625 | $1,557,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,338 | $1,443,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 46,720 | $1,434,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 21,532 | $1,389,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,342 | $1,292,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,399 | $1,214,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 12,175 | $1,154,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 35,121 | $1,126,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 18,490 | $1,070,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,715 | $1,025,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 40,540 | $934,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,567 | $905,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 51,540 | $869,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,549 | $837,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,034 | $796,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,004 | $788,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,610 | $757,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 17,925 | $754,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,350 | $703,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,500 | $701,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,190 | $694,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,083 | $648,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 6,500 | $648,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,375 | $615,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,526 | $590,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,125 | $585,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 8,251 | $567,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,491 | $560,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,792 | $550,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,871 | $532,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 26,310 | $510,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,655 | $488,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,212 | $409,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,287 | $399,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,191 | $394,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,751 | $359,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,135 | $336,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,300 | $329,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,694 | $321,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 4,000 | $312,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 5,500 | $294,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,829 | $279,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 4,275 | $265,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 456 | $263,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,179 | $257,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,900 | $244,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,693 | $240,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,205 | $239,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,677 | $237,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,158 | $237,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 16,900 | $224,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 6,100 | $222,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,380 | $218,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 632 | $204,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,054 | $180,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,602 | $176,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,175 | $171,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,000 | $167,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,598 | $166,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,150 | $152,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,615 | $151,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,692 | $138,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 550 | $133,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 946 | $131,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,400 | $126,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,480 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,800 | $125,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,401 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,975 | $121,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 912 | $118,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,050 | $114,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,600 | $109,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 2,273 | $103,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,792 | $101,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,599 | $100,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,125 | $99,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 600 | $97,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,000 | $93,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,402 | $91,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,000 | $89,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 2,000 | $89,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,700 | $87,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,215 | $87,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 2,100 | $82,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,200 | $80,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,000 | $76,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,250 | $75,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,535 | $71,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 2,335 | $68,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 825 | $67,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,259 | $67,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,004 | $67,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,479 | $66,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 100 | $64,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,200 | $64,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,000 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 950 | $63,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,000 | $62,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,000 | $59,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 800 | $57,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,698 | $57,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 1,586 | $56,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000 | $55,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,140 | $54,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,498 | $53,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 618 | $53,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,145 | $52,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 896 | $52,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,000 | $52,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $51,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,163 | $51,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 400 | $51,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 945 | $51,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 450 | $50,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,500 | $49,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,426 | $48,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 708 | $47,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 250 | $46,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,107 | $46,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,000 | $46,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 760 | $44,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 4,925 | $44,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,050 | $44,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 455 | $43,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,215 | $43,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,530 | $43,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,454 | $42,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 450 | $42,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 530 | $42,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 542 | $42,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,750 | $41,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 500 | $40,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 158 | $39,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 760 | $39,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 1,565 | $38,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 295 | $37,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 414 | $37,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 5,400 | $37,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 540 | $36,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 75 | $35,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 350 | $35,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 338 | $35,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,500 | $35,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,365 | $34,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $34,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 4,360 | $34,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 710 | $34,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 905 | $34,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 698 | $33,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 275 | $33,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 466 | $33,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 500 | $33,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,700 | $33,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 300 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 825 | $31,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 769 | $30,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 850 | $30,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,000 | $30,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 2,400 | $30,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 300 | $29,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 800 | $29,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,430 | $29,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,000 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $27,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 1,525 | $27,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 600 | $26,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 400 | $26,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 739 | $26,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 425 | $25,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $25,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 323 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 253 | $24,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 352 | $23,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 418 | $23,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,000 | $22,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 284 | $21,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 219 | $21,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 225 | $21,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 31 | $21,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,000 | $21,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,382 | $21,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 500 | $20,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 657 | $20,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,346 | $20,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 334 | $19,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 500 | $19,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 550 | $19,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 200 | $18,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 200 | $17,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 560 | $17,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,650 | $17,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 322 | $17,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 200 | $16,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $16,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 49 | $16,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 126 | $16,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 315 | $16,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 100 | $16,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 134 | $15,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 760 | $15,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 220 | $15,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 400 | $15,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 345 | $15,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 200 | $15,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 106 | $14,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400 | $14,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 175 | $14,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 525 | $14,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 200 | $14,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 139 | $14,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 450 | $13,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 117 | $13,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 362 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 98 | $13,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 773 | $13,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 150 | $12,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 141 | $12,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 650 | $12,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 384 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 250 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 82 | $12,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 200 | $12,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 324 | $12,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 250 | $11,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 244 | $11,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 225 | $11,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 200 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 250 | $11,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 162 | $11,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 109 | $11,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $11,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 490 | $11,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 79 | $10,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 300 | $10,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 400 | $10,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 143 | $10,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 300 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 103 | $10,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 150 | $10,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 142 | $10,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 309 | $10,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 221 | $10,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 300 | $10,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 110 | $9,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 121 | $9,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 80 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 400 | $9,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 100 | $8,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 200 | $8,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 90 | $8,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 100 | $8,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 227 | $8,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 126 | $8,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 321 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 550 | $8,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 333 | $8,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 237 | $8,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 125 | $8,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 199 | $7,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 125 | $7,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 100 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 150 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 94 | $7,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100 | $7,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 76 | $7,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 78 | $7,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 154 | $7,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 122 | $7,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 500 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 300 | $6,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 65 | $6,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 278 | $6,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,800 | $6,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 242 | $6,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 81 | $6,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 90 | $6,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 236 | $6,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 195 | $6,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 125 | $6,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 5,000 | $6,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 50 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100 | $5,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 60 | $5,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 75 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 58 | $5,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 39 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 55 | $5,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 200 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 275 | $5,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 200 | $5,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 32 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 30 | $4,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $4,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 550 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 160 | $4,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 400 | $4,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 100 | $4,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 47 | $4,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 114 | $4,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 100 | $4,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 200 | $4,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,185 | $4,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 50 | $4,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 200 | $4,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 40 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,000 | $3,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 59 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 50 | $3,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 81 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 88 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 100 | $3,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 22 | $3,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 150 | $3,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 42 | $3,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 50 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 334 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 100 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 30 | $3,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 205 | $3,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 83 | $3,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 100 | $3,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,043 | $3,000 | thousands by filing date | |
| STRATA OIL & GAS INC. | 86270C105 | COM | 12,000 | $3,000 | thousands by filing date | |
| FORTRESS MINERALS CORP. | 34957A208 | COM | 815 | $3,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 16 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 20 | $2,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 25 | $2,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 50 | $2,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 23 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 29 | $2,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 13 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,000 | $2,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 100 | $2,000 | thousands by filing date | |
| BLACKROCK MSCI ACWI IMI FD M | AOJFT | COM | 135 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 68 | $2,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 222 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11 | $1,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 17 | $1,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 100 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $1,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 4,000 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 16 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 21 | $1,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 300 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 1,000 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 300 | $1,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 600 | $1,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 100 | $1,000 | thousands by filing date | |
| LARGO RESOURCES LTD. | 517103107 | COM | 4,000 | $1,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 3,000 | $1,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 28 | $1,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 50 | $1,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 150 | $1,000 | thousands by filing date | |
| ADVANCED CELL TECHNOLOGYINC CO | 00752k204 | CS | 100 | $1,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPOSITE TECH CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 12/12/14 | 20461S108 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY STAR URANIUM & METAL | 53123T206 | COM | 1,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX PETROLEUM INC. | 351465208 | COM | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDSANDS DEVELOPMENT COMPANY | 381454107 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUNPOWDER GOLD CORP. | 403073109 | COM | 4,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE CLINICAL SOLUTION, LTD. | 45767E305 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPERIAL RESOURCES INC. | 45308Q106 | COM | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANACOS PHARMACEUTICALS INC | 69811Q106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER RESOURCE EXPLORATION | 73933D100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HOT CONCEPTS, INC. | 756601308 | COM | 5,153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILEX SYSTEMS LTD | Q85045104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUFFNELL LTD. | 89904P104 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASOMEDICAL INC. | 922321104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W HOLDING COMPANY INC. | 929251874 | COM | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED ENERGY SOLUTIONS COM | 45825V109 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGNATURE GROUP HOLDINGS I | 82670K102 | SC | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001116943-14-000006 | this filing | 2014-10-07 | acceptance time not in the bulk data set |