13F-HR filed by TFS CAPITAL LLC
TFS CAPITAL LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-20, with 711 holding rows worth $374,068,000.
- Accession
- 0001111830-17-000033
- Filer
- CIK 1427379
- Filed
- 2017-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 711 entries on the cover page, a total value of $374,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,068,000 with VALUE read as thousands by filing date, 13F file number 028-12992. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SURGERY PARTNERS INC | 86881A100 | COM | 13,596 | $215,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 17,069 | $215,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 41,911 | $215,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,274 | $215,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,414 | $213,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 26,500 | $213,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 38,797 | $213,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 5,817 | $210,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,653 | $210,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 6,901 | $210,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 22,546 | $210,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,047 | $209,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 7,977 | $208,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 14,578 | $207,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 20,899 | $207,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 37,787 | $207,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,971 | $206,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,201 | $206,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 16,599 | $206,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 4,310 | $206,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,623 | $205,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 178,309 | $205,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 6,013 | $204,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,453 | $204,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 17,120 | $204,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,731 | $204,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,810 | $203,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 8,066 | $203,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 8,068 | $203,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 20,007 | $202,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 4,713 | $202,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,507 | $201,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,460 | $201,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 13,966 | $201,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,947 | $200,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 17,776 | $198,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,018 | $198,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,757 | $198,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 116,178 | $198,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 13,152 | $198,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 13,194 | $198,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 15,902 | $195,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 20,364 | $192,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 23,373 | $191,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 35,092 | $188,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 27,938 | $187,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 10,648 | $185,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 12,506 | $184,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 24,894 | $184,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 21,227 | $181,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 37,057 | $178,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,667 | $177,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 23,322 | $177,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,788 | $176,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,017 | $174,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,657 | $173,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,428 | $172,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 14,017 | $172,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 48,924 | $171,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 12,721 | $171,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,868 | $170,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 15,308 | $169,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,858 | $167,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 31,147 | $167,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 10,656 | $166,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 54,073 | $165,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 24,631 | $163,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 30,806 | $163,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 18,850 | $162,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 10,822 | $161,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 22,111 | $161,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,014 | $160,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 17,501 | $160,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 13,159 | $158,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 11,596 | $158,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,508 | $157,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 26,662 | $157,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,423 | $157,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,962 | $156,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 13,060 | $154,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 11,070 | $153,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 29,516 | $152,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 24,386 | $151,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 31,523 | $148,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 15,970 | $148,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 53,890 | $146,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,508 | $142,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17,175 | $138,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 40,645 | $138,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 17,046 | $138,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 11,046 | $137,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 17,397 | $137,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 24,215 | $135,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 12,798 | $133,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,814 | $131,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 12,127 | $131,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 86,542 | $131,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 18,778 | $131,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 21,922 | $130,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 10,815 | $129,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 25,460 | $128,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,510 | $128,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 16,353 | $128,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 31,676 | $128,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 28,281 | $127,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 29,929 | $126,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 18,234 | $126,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,330 | $125,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 14,425 | $124,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 21,176 | $124,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 14,516 | $123,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,168 | $123,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 71,741 | $121,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 48,692 | $121,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 38,122 | $121,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 28,427 | $121,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 11,403 | $119,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,209 | $119,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 16,130 | $116,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 81,909 | $116,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 19,226 | $115,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 27,018 | $115,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 16,512 | $113,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 17,755 | $112,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 26,011 | $109,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 12,480 | $109,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 13,589 | $108,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,826 | $108,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 11,460 | $107,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,322 | $107,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 12,272 | $107,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 11,011 | $106,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 49,171 | $106,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 10,403 | $104,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 28,378 | $103,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 36,799 | $103,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 14,441 | $103,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,238 | $101,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 27,629 | $101,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 15,773 | $100,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 11,548 | $99,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 24,060 | $99,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 13,247 | $99,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 19,010 | $99,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 15,498 | $96,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 29,545 | $96,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 11,479 | $96,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 16,912 | $95,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 36,212 | $93,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 31,479 | $92,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 28,408 | $92,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 18,261 | $90,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 15,649 | $88,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 10,200 | $87,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 10,181 | $84,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 19,413 | $84,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,737 | $83,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 27,186 | $82,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 16,753 | $82,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 27,704 | $80,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 15,729 | $80,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 22,642 | $77,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 12,958 | $76,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 12,610 | $71,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 13,508 | $69,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 25,565 | $68,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 17,496 | $66,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 15,031 | $66,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 26,998 | $64,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 21,180 | $64,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 40,728 | $63,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 11,721 | $63,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 17,848 | $63,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 19,852 | $63,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 12,239 | $62,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 26,516 | $62,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 14,043 | $61,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 18,655 | $60,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,728 | $60,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,624 | $60,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 16,471 | $59,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 28,988 | $59,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,247 | $58,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,296 | $58,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 10,321 | $58,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 39,411 | $57,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 25,054 | $57,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 17,478 | $56,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 20,348 | $53,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,426 | $53,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,440 | $51,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 13,274 | $50,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 10,938 | $50,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,752 | $45,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 25,517 | $45,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 20,440 | $43,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 14,314 | $38,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 26,251 | $38,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 17,689 | $37,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,536 | $37,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 25,645 | $36,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,195 | $35,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 15,076 | $33,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 16,748 | $30,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 14,752 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,032 | $29,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 17,665 | $27,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,425 | $22,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 14,721 | $22,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10,982 | $18,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 19,945 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001111830-17-000033 | this filing | 2017-01-20 | acceptance time not in the bulk data set |