13F-HR filed by FIRST NEW YORK SECURITIES LLC /NY
FIRST NEW YORK SECURITIES LLC /NY filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-09, with 92 holding rows worth $12,259,695.
- Accession
- 0001111629-15-000001
- Filer
- CIK 1111629
- Filed
- 2015-01-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 92 entries on the cover page, a total value of $12,259,695 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,259,698 with VALUE read as dollars, detected, 13F file number 028-11898. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 133,500 | $2,756,775 | dollars, detected | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 116,284 | $1,557,043 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 94,119 | $825,424 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 10,000 | $710,900 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 2,000 | $685,000 | dollars, detected | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 71,000 | $642,550 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 205 | $549,305 | dollars, detected | call |
| SPY | 78462F103 | SHS | 825 | $414,638 | dollars, detected | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 3,100 | $312,015 | dollars, detected | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 650 | $305,500 | dollars, detected | call |
| SOLARCITY CORP | 83416T100 | COM | 500 | $291,250 | dollars, detected | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 23,900 | $283,215 | dollars, detected | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 561 | $261,660 | dollars, detected | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 29,490 | $258,922 | dollars, detected | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 261 | $246,600 | dollars, detected | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,011 | $245,168 | dollars, detected | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 770 | $140,225 | dollars, detected | |
| VOLCANO CORPORATION | 928645100 | COM | 7,600 | $135,888 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 1,502 | $133,423 | dollars, detected | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,500 | $126,625 | dollars, detected | |
| VOLCANO CORPORATION | 928645100 | COM | 152 | $119,040 | dollars, detected | call |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 26,500 | $88,245 | dollars, detected | |
| LAM RESEARCH CORP | 512807108 | COM | 1,100 | $87,274 | dollars, detected | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 3,300 | $79,398 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,080 | $75,125 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,161 | $73,107 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 1,200 | $64,932 | dollars, detected | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,000 | $63,020 | dollars, detected | |
| COPA HOLDINGS SA | P31076105 | CL A | 600 | $62,184 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,950 | $59,250 | dollars, detected | put |
| STATE STR CORP COM | 857477103 | Stock | 500 | $39,250 | dollars, detected | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 90 | $39,150 | dollars, detected | call |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 2,000 | $38,480 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50 | $37,625 | dollars, detected | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $35,756 | dollars, detected | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 873 | $35,732 | dollars, detected | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,420 | $35,415 | dollars, detected | |
| DIGITAL RIV INC | 25388B104 | COM | 301 | $27,842 | dollars, detected | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 30 | $24,750 | dollars, detected | call |
| PROOFPOINT INC | 743424103 | COM | 500 | $24,115 | dollars, detected | |
| DIGIRAD CORP | 253827109 | COM | 5,500 | $23,980 | dollars, detected | |
| NEONODE INC | 64051M402 | COM NEW | 250 | $23,000 | dollars, detected | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 200 | $19,444 | dollars, detected | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 170 | $18,925 | dollars, detected | call |
| MEDTRONIC INC | 585055106 | COM | 253 | $18,267 | dollars, detected | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 564 | $15,809 | dollars, detected | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 1,499 | $15,065 | dollars, detected | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 851 | $14,892 | dollars, detected | call |
| T-Mobile US,Inc. | 872590104 | COM | 125 | $12,712 | dollars, detected | call |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 7,390 | $12,415 | dollars, detected | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 325 | $12,250 | dollars, detected | call |
| NVIDIA Corp | 67066G104 | COM | 600 | $12,030 | dollars, detected | |
| FAMILY DLR STORES INC | 307000109 | COM | 115 | $9,775 | dollars, detected | call |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 80 | $5,907 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 3 | $5,780 | dollars, detected | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 400 | $5,512 | dollars, detected | |
| UCP INC - CL A | 90265Y106 | Common Stock | 500 | $5,250 | dollars, detected | |
| CONNS INC | 208242107 | COM | 50 | $4,750 | dollars, detected | put |
| Lineage, Inc. | 536020100 | COM | 60 | $4,650 | dollars, detected | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $3,000 | dollars, detected | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 65 | $2,905 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3 | $2,545 | dollars, detected | put |
| SYSCOCORP | 871829107 | COM | 50 | $2,250 | dollars, detected | call |
| FIREEYE INC | 31816Q101 | COM | 100 | $2,250 | dollars, detected | call |
| GOPRO INC | 38268T103 | CL A | 10 | $2,150 | dollars, detected | put |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 500 | $1,385 | dollars, detected | |
| GROUPON INC | 399473107 | COMMON STOCK | 100 | $1,350 | dollars, detected | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 100 | $1,301 | dollars, detected | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 250 | $1,028 | dollars, detected | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 4 | $945 | dollars, detected | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 100 | $909 | dollars, detected | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 34 | $850 | dollars, detected | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 48 | $655 | dollars, detected | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 50 | $625 | dollars, detected | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 75 | $562 | dollars, detected | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 50 | $550 | dollars, detected | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200 | $500 | dollars, detected | call |
| DENBURY RES INC | 247916208 | COM NEW | 5 | $402 | dollars, detected | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2 | $262 | dollars, detected | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10 | $225 | dollars, detected | call |
| Costco Wholesale Corporation | 22160K105 | COM | 1 | $189 | dollars, detected | call |
| EXXON MOBIL CORP | 30231G102 | COM | 1 | $159 | dollars, detected | put |
| SPY | 78462F103 | SHS | 50 | $125 | dollars, detected | call |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 3 | $98 | dollars, detected | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 50 | $75 | dollars, detected | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 1 | $54 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1 | $48 | dollars, detected | call |
| PROTECTIVE LIFE CORP | 743674103 | COM | 1 | $35 | dollars, detected | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 50 | $25 | dollars, detected | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2 | $10 | dollars, detected | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1 | $2 | dollars, detected | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $0 | dollars, detected | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001111629-15-000001 | this filing | 2015-01-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001111629-15-000002 | base | 2015-01-23 | acceptance time not in the bulk data set |