13F-HR filed by FIRST NEW YORK SECURITIES LLC /NY
FIRST NEW YORK SECURITIES LLC /NY filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 279 holding rows worth $164,434,000 by the sum of the rows.
- Accession
- 0001111629-14-000004
- Filer
- CIK 1111629
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 313 entries on the cover page, a total value of $172,084,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,434,000 with VALUE read as thousands by filing date, 13F file number 028-11898. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $172,084,000, 5% more than the sum of the rows, $164,434,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 107,900 | $19,928,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 50,000 | $9,235,000 | thousands by filing date | call |
| SANTARUS INC | 802817304 | COM | 240,000 | $7,670,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 74,808 | $5,670,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 328,855 | $4,913,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 195,000 | $4,035,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 150,000 | $3,723,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 92,418 | $3,718,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 155,000 | $3,207,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 55,000 | $3,018,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 126,500 | $2,837,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 122,400 | $2,752,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,100 | $2,511,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 178,223 | $2,320,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,000 | $2,244,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50,000 | $2,104,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 95,000 | $2,007,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 30,000 | $1,892,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 39,000 | $1,881,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 50,000 | $1,874,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 96,000 | $1,849,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 467,000 | $1,775,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 50,300 | $1,723,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 16,000 | $1,703,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 40,000 | $1,652,000 | thousands by filing date | call |
| BIODEL INC | 09064M204 | COM | 716,800 | $1,635,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 72,500 | $1,532,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 9,450 | $1,281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 25,000 | $1,271,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 31,000 | $1,268,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 143,000 | $1,245,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 39,350 | $1,206,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 45,000 | $1,138,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 45,540 | $1,084,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 30,000 | $1,083,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 25,000 | $1,033,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 20,059 | $1,019,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 28,000 | $1,014,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 55,000 | $981,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 11,000 | $962,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 22,000 | $961,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 20,000 | $961,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 12,500 | $945,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 10,000 | $937,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 19,500 | $924,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,500 | $891,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,000 | $886,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,200 | $881,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 63,283 | $869,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 36,000 | $869,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 10,200 | $859,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 29,500 | $844,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,500 | $841,000 | thousands by filing date | call |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 89,000 | $815,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 18,750 | $812,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 20,000 | $812,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 66,987 | $771,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,500 | $766,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 43,619 | $732,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 75,000 | $686,000 | thousands by filing date | call |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 37,000 | $665,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 20,000 | $660,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 235,400 | $598,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 20,000 | $596,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 10,000 | $594,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 34,000 | $588,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,000 | $581,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 58,925 | $573,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,000 | $561,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 10,000 | $553,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 56,700 | $524,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 82,117 | $519,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 15,000 | $495,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 32,500 | $495,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 15,000 | $484,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 22,500 | $484,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,000 | $476,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 5,500 | $464,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 40,206 | $457,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 300,000 | $456,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 25,000 | $454,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,000 | $447,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,700 | $442,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 18,750 | $430,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 49,300 | $430,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 20,000 | $423,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 41,000 | $410,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 26,890 | $404,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,000 | $389,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 50,000 | $383,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 7,500 | $381,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,500 | $380,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 85,000 | $372,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 29,784 | $368,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 25,000 | $365,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 39,817 | $360,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,500 | $356,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 13,000 | $346,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,200 | $344,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $337,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 10,000 | $336,000 | thousands by filing date | call |
| NTS INC NEV COM | 62943b105 | COM | 169,396 | $334,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 56,702 | $331,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 17,500 | $318,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 16,700 | $297,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,000 | $296,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 15,300 | $295,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 50,000 | $287,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 56,195 | $283,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,500 | $273,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 13,642 | $271,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,000 | $253,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,000 | $248,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 21,600 | $238,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 5,000 | $237,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,001 | $235,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 30,500 | $226,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,600 | $224,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 15,000 | $224,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 24,000 | $219,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,000 | $212,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,000 | $210,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 4,000 | $200,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,004 | $182,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 15,000 | $181,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,300 | $175,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,800 | $171,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 5,000 | $165,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 10,000 | $165,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,000 | $164,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 5,000 | $163,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,200 | $163,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,500 | $153,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,500 | $153,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,500 | $152,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 5,000 | $152,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,000 | $148,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 20,000 | $148,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 20,000 | $146,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 4,000 | $140,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 7,500 | $134,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 10,000 | $134,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,500 | $129,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 65,027 | $128,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 15,000 | $126,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 2,000 | $125,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 8,000 | $122,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 20,000 | $121,000 | thousands by filing date | call |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 10,066 | $121,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,000 | $118,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,500 | $114,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,017 | $113,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 10,000 | $112,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 18,854 | $110,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 56,865 | $107,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,000 | $103,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 18,000 | $100,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 19,900 | $96,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,000 | $89,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $88,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 13,000 | $88,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,500 | $84,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 500 | $84,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,500 | $82,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 5,000 | $82,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 700 | $81,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,000 | $81,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 20,000 | $81,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 18,500 | $81,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,434 | $80,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,000 | $78,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 3,000 | $78,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 1,750 | $72,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,000 | $68,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,500 | $68,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,300 | $68,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,000 | $66,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,200 | $65,000 | thousands by filing date | call |
| TUFCO TECHNOLOGIES INC | 899040109 | COM | 10,700 | $65,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,000 | $58,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 500 | $58,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 25,000 | $58,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 12,500 | $57,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $56,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 6,500 | $56,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $55,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 6,000 | $54,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,500 | $53,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 20,500 | $53,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 1,000 | $52,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,000 | $52,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 17,000 | $48,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,000 | $47,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,891 | $46,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,000 | $45,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 500 | $45,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,500 | $45,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 1,500 | $45,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 3,000 | $45,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,300 | $44,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 10,000 | $44,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,000 | $43,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 500 | $43,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 4,500 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 500 | $40,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 10,000 | $40,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 5,000 | $36,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 5,100 | $35,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 500 | $35,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 9,000 | $34,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,001 | $31,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 5,000 | $30,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 500 | $29,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $27,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,000 | $27,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,700 | $26,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,000 | $26,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 1,000 | $26,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,500 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 250 | $25,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 4,500 | $25,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 600 | $23,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,500 | $23,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,000 | $20,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,000 | $20,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 500 | $19,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,000 | $19,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,000 | $19,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,000 | $18,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,000 | $18,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 7,662 | $18,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 500 | $17,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 500 | $16,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R119 | *W EXP 07/25/201 | 24,000 | $15,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $14,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,810 | $14,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,500 | $14,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 6,000 | $14,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 8,049 | $14,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 736 | $11,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 500 | $11,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 5,000 | $10,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 5,000 | $10,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,500 | $10,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 500 | $9,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 160 | $8,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 500 | $6,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 3,000 | $6,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 500 | $5,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 300 | $5,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,029 | $5,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 100 | $4,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $4,000 | thousands by filing date | call |
| TRULIA INC | 897888103 | COM | 100 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 1,230 | $4,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 249 | $4,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 100 | $4,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 500 | $3,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 699 | $3,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 1,000 | $3,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 300 | $2,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 50 | $2,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 596 | $1,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 100 | $1,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 65 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 500 | $1,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 500 | $1,000 | thousands by filing date | |
| NEWLEAD HOLDINGS LTD | G64626149 | SHS PAR $0.01 | 300 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| F5 INC COM | 315616102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGOPTIX INC | 37517y103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001111629-14-000004 | this filing | 2014-02-12 | acceptance time not in the bulk data set |