13F-HR filed by FIRST NEW YORK SECURITIES LLC /NY
FIRST NEW YORK SECURITIES LLC /NY filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-06, with 352 holding rows worth $250,489,000.
- Accession
- 0001111629-13-000016
- Filer
- CIK 1111629
- Filed
- 2013-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 352 entries on the cover page, a total value of $250,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $250,849,000 with VALUE read as thousands by filing date, 13F file number 028-11898. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 200,700 | $25,027,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 141,000 | $23,689,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 55,000 | $7,362,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 146,180 | $6,707,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 10,350 | $4,935,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 150,000 | $4,569,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 59,000 | $4,362,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 34,400 | $4,290,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 8,900 | $4,243,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| SMITHFIELD FOODS INC | 832248108 | COM | 119,400 | $4,056,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 82,000 | $3,929,000 | thousands by filing date | call |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 154,834 | $3,482,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 150,748 | $3,468,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,000 | $3,360,000 | thousands by filing date | call |
| CAPLEASE INC | 140288101 | COM | 388,941 | $3,302,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 38,939 | $3,166,000 | thousands by filing date | |
| Ambac Finl Group 23wts | 23139116 | W. Exp 4/30/202 | 249,387 | $3,011,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 35,761 | $2,966,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 242,200 | $2,887,000 | thousands by filing date | call |
| DELL INC | 24702R101 | COM | 195,000 | $2,682,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 42,404 | $2,553,000 | thousands by filing date | |
| AMBAC FINL GROUP INC | 23139884 | COM NEW | 137,958 | $2,502,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pfizer Inc. | 717081103 | COM | 84,500 | $2,428,000 | thousands by filing date | call |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 31,100 | $2,361,000 | thousands by filing date | call |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 30,181 | $2,292,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 62,500 | $2,248,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 125,900 | $2,177,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 172,557 | $2,158,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 60,000 | $2,038,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 30,760 | $1,951,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 207,100 | $1,905,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 100,000 | $1,828,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 9,000 | $1,740,000 | thousands by filing date | put |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 1,000,000 | $1,618,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 25,000 | $1,608,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 100,000 | $1,606,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 42,000 | $1,582,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 75,000 | $1,568,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 95,000 | $1,527,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 65,000 | $1,491,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 38,000 | $1,450,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 25,000 | $1,384,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 40,000 | $1,383,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 31,250 | $1,335,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 20,000 | $1,330,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAKO SURGICAL CORP | 560879108 | COM | 44,000 | $1,299,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 143,000 | $1,256,000 | thousands by filing date | |
| ACCURAY INC | 4397105 | COM | 165,500 | $1,221,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LINDE PLC F | 532771102 | COM | 60,000 | $1,217,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 47,257 | $1,110,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,000 | $1,066,000 | thousands by filing date | put |
| Autoliv Inc | 52800109 | Equities | 12,024 | $1,051,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORTINET INC COM | 34959E109 | Stock | 50,480 | $1,023,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 27,000 | $1,020,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 38,377 | $1,014,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 50,000 | $999,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,000 | $985,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,000 | $982,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 68,083 | $938,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 19,000 | $925,000 | thousands by filing date | call |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 27,500 | $914,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,000 | $866,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 50,000 | $864,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 10,000 | $851,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| GOLUB CAP BDC INC | 38173M102 | COM | 48,000 | $832,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,000 | $829,000 | thousands by filing date | put |
| Cynosure, Inc. | 232577205 | COM | 36,000 | $821,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 50,000 | $812,000 | thousands by filing date | |
| AMBAC FINL GROUP INC | 23139884 | COM NEW | 43,000 | $780,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 41,300 | $772,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 245,000 | $772,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 25,000 | $755,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 88,500 | $751,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,500 | $741,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,500 | $739,000 | thousands by filing date | |
| Apollo Group Inc | 37604105 | Equities | 35,000 | $728,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HALLIBURTON CO COM | 406216101 | Stock | 15,000 | $722,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 50,000 | $721,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 29,000 | $721,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 15,000 | $718,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 51,800 | $714,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,000 | $707,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,000 | $685,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 10,000 | $670,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 10,000 | $659,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 11,000 | $658,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 52,500 | $653,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 73,800 | $649,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 20,000 | $636,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,000 | $628,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 20,000 | $626,000 | thousands by filing date | call |
| Apollo Group Inc | 37604105 | Equities | 30,000 | $624,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| UNI-PIXEL INC | 904572203 | COM | 35,100 | $622,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 20,000 | $612,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,000 | $597,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 40,000 | $588,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 7,500 | $572,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 27,000 | $571,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 112,500 | $568,000 | thousands by filing date | call |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 15,000 | $567,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,700 | $565,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 20,000 | $564,000 | thousands by filing date | call |
| NEONODE INC | 64051M402 | COM NEW | 87,371 | $561,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,000 | $554,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 30,000 | $546,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 21,000 | $525,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 10,000 | $519,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 15,000 | $512,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 53,318 | $499,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,000 | $487,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 50,000 | $471,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 47,000 | $470,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 30,000 | $470,000 | thousands by filing date | |
| BARRICK GOLD | 67901108 | COM | 25,000 | $466,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 30,668 | $453,000 | thousands by filing date | |
| 38259p508 | COM | 500 | $438,000 | thousands by filing date | ||
| BLYTH INC | 09643P207 | COM NEW | 30,000 | $415,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 20,000 | $406,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,500 | $399,000 | thousands by filing date | call |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 18,400 | $394,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 15,000 | $390,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 10,000 | $377,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,000 | $377,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 7,001 | $370,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,000 | $369,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 15,000 | $364,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 50,000 | $360,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,000 | $358,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,600 | $357,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,000 | $357,000 | thousands by filing date | call |
| ARTHROCARE CORP | 43136100 | COM | 10,000 | $356,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,500 | $351,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 95,000 | $348,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 10,000 | $346,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,000 | $342,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 10,000 | $341,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 8,799 | $340,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 20,000 | $336,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,000 | $333,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 15,000 | $324,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 7,500 | $320,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $303,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 23,000 | $303,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,000 | $298,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 16,000 | $296,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,250 | $288,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 10,000 | $286,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 58,000 | $280,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 15,000 | $276,000 | thousands by filing date | call |
| HUDSON CITY BANCORP | 443683107 | COM | 30,000 | $270,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,700 | $269,000 | thousands by filing date | put |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 250,000 | $269,000 | thousands by filing date | principal |
| ALCO STORES INC | 1600105 | COM | 19,253 | $269,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MEDTRONIC INC | 585055106 | COM | 5,000 | $266,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 37,100 | $266,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,000 | $265,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,000 | $259,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,500 | $254,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,500 | $248,000 | thousands by filing date | call |
| Michael Baker Corp | 57149106 | CS | 6,000 | $243,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 20,000 | $237,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,500 | $234,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,000 | $232,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 6,000 | $231,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 28,600 | $228,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 10,000 | $222,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 10,000 | $222,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,668 | $221,000 | thousands by filing date | |
| FORTINET INC | 34959E909 | CALL | 10,000 | $203,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E903 | COM | 17,500 | $201,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 85,000 | $197,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 16,159 | $196,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 12,100 | $194,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 6,700 | $193,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 4,400 | $193,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,000 | $191,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 4,000 | $188,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,100 | $186,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E906 | COM NEW | 80,000 | $186,000 | thousands by filing date | call |
| BARRICK GOLD | 67901108 | COM | 10,000 | $186,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| ANADARKO PETE CORP | 32511107 | COM | 2,000 | $186,000 | thousands by filing date | The CUSIP as filed is malformed. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 66,100 | $185,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,500 | $184,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,500 | $184,000 | thousands by filing date | put |
| ANN INC | 35623107 | COM | 5,000 | $181,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDFIELD CORP | 381370105 | COM | 105,000 | $180,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 9,826 | $178,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 40,000 | $177,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 5,000 | $175,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 7,000 | $174,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS IN | 15351109 | COM | 1,500 | $174,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JABIL INC COM | 466313103 | Stock | 7,900 | $171,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 9,000 | $171,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 15,000 | $171,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,500 | $165,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 5,000 | $163,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 20,000 | $157,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 2,500 | $156,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,500 | $155,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,500 | $154,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,000 | $152,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,000 | $150,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 10,000 | $148,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,000 | $143,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,000 | $142,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 25,000 | $141,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 23,000 | $135,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,000 | $133,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 6,000 | $132,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,500 | $130,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,000 | $129,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 5,000 | $129,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 35,000 | $129,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,000 | $128,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 25,527 | $128,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,000 | $127,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 1,000 | $123,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,600 | $121,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 5,000 | $121,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 15,000 | $120,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,017 | $115,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 4,500 | $113,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 39,000 | $113,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,000 | $112,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 30,600 | $112,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,000 | $111,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 10,000 | $111,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 5,000 | $110,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 15,000 | $105,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 30,000 | $105,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 18,000 | $104,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 20,000 | $103,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,000 | $101,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 51,288 | $101,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,400 | $99,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 10,000 | $98,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,688 | $94,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,000 | $93,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 5,000 | $92,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 3,000 | $91,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,000 | $90,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 20,000 | $89,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 4,000 | $89,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,000 | $84,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,500 | $83,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 17,200 | $82,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,200 | $81,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,000 | $79,000 | thousands by filing date | |
| Angie's List Inc | 34754101 | CS | 3,500 | $79,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $75,000 | thousands by filing date | |
| BEST BUY CO INC | 86516101 | OPTION | 2,000 | $75,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,300 | $74,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,000 | $74,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 29,000 | $73,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,904 | $73,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 5,000 | $73,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 10,500 | $70,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 5,000 | $70,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 7,500 | $70,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 5,000 | $69,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,000 | $67,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 5,000 | $67,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 6,000 | $66,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,500 | $66,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,500 | $65,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 8,000 | $65,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 5,000 | $65,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,000 | $64,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 9,000 | $64,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 10,000 | $58,000 | thousands by filing date | |
| Biospecifics Technologies Corp | 90931106 | CS | 3,000 | $58,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,000 | $56,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,500 | $54,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 12,053 | $54,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 4,644 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 500 | $53,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 2,500 | $52,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,012 | $52,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 1,000 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OFFICE DEPOT INC | 676220106 | COM | 10,000 | $48,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 8,000 | $48,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,000 | $46,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,200 | $46,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 8,500 | $46,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $45,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 5,345 | $45,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 5,000 | $44,000 | thousands by filing date | call |
| FOREST LABS INC | 345838106 | COM | 1,000 | $43,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 250 | $42,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,800 | $42,000 | thousands by filing date | put |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 20,930 | $40,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 5,000 | $39,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,550 | $37,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 1,500 | $37,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,500 | $35,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 500 | $35,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 5,000 | $35,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 5,000 | $33,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 7,064 | $31,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 11659109 | COM | 500 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,000 | $30,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 500 | $29,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 1,000 | $27,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,690 | $27,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC. | 40047102 | COM | 5,000 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 13,021 | $26,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,500 | $25,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,000 | $24,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 500 | $24,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,000 | $24,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 200 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 10,000 | $24,000 | thousands by filing date | |
| Barnes & Noble Inc | 67774109 | CS | 1,875 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MACYS INC COM | 55616P104 | Stock | 500 | $22,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 4,560 | $22,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 500 | $21,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,000 | $17,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 500 | $17,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 10,129 | $17,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 727 | $16,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,000 | $16,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 2,600 | $16,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 500 | $15,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R119 | *W EXP 07/25/201 | 24,000 | $15,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,000 | $14,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 1,000 | $14,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 500 | $13,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,810 | $13,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 253 | $10,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,000 | $9,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 600 | $9,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 200 | $8,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 600 | $8,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 1,000 | $8,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 994 | $7,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 3,200 | $6,000 | thousands by filing date | |
| VERENIUM CORP | 92340P209 | COM | 1,600 | $6,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 1,100 | $6,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 500 | $5,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,500 | $4,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 422 | $3,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 100 | $1,000 | thousands by filing date | call |
| SUNSHINE HEART INC | 86782u106 | COM | 65 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 500 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| F5 INC COM | 315616102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001111629-13-000016 | this filing | 2013-11-06 | acceptance time not in the bulk data set |