13F-HR filed by FIRST NEW YORK SECURITIES LLC /NY
FIRST NEW YORK SECURITIES LLC /NY filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-17, with 375 holding rows worth $266,830,000.
- Accession
- 0001111629-13-000011
- Filer
- CIK 1111629
- Filed
- 2013-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 455 entries on the cover page, a total value of $266,830,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $266,830,000 with VALUE read as thousands by filing date, 13F file number 028-11898. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWS CORP INC | 65248E104 | COMMON STOCK | 836,801 | $27,264,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 910,000 | $17,245,000 | thousands by filing date | call |
| GARDNER DENVER INC | 365558105 | COM | 166,600 | $12,525,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 71,000 | $8,457,000 | thousands by filing date | call |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 330,700 | $8,371,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 49,000 | $7,860,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 60,800 | $7,243,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 1,404,600 | $7,016,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 203,298 | $6,672,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 41,500 | $6,431,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 131,900 | $6,016,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 134,664 | $5,650,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 76,296 | $4,959,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,949 | $4,739,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 274,844 | $4,178,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 118,321 | $3,655,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 150,000 | $2,843,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 165,000 | $2,838,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 97,000 | $2,310,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 30,000 | $1,993,000 | thousands by filing date | call |
| SAKS INC | 79377W108 | COM | 145,000 | $1,978,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 20,000 | $1,943,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 115,000 | $1,835,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 45,000 | $1,833,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 305,000 | $1,751,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 60,000 | $1,724,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 120,000 | $1,711,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 10,000 | $1,604,000 | thousands by filing date | call |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 600,000 | $1,578,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 25,000 | $1,572,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 40,000 | $1,526,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 118,276 | $1,516,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 138,000 | $1,513,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,800 | $1,506,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,000,000 | $1,451,000 | thousands by filing date | principal |
| Acquity Group Ltd | 00489C103 | COM | 107,819 | $1,393,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 55,600 | $1,383,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 112,900 | $1,377,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 71,738 | $1,319,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 76,996 | $1,264,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 45,500 | $1,210,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 105,000 | $1,200,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 57,500 | $1,172,000 | thousands by filing date | call |
| DDR CORP | 251591AX1 | NOTE | 1,000,000 | $1,166,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 14,500 | $1,129,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 24,250 | $1,098,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 12,300 | $1,089,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 15,000 | $1,086,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 60,000 | $1,082,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10,000 | $1,074,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9,500 | $1,048,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 54,200 | $1,028,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 55,000 | $1,012,000 | thousands by filing date | call |
| TELLABS INC | 879664100 | COM | 500,000 | $988,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 30,000 | $977,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 30,000 | $927,000 | thousands by filing date | call |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 26,302 | $887,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 25,500 | $864,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 8,500 | $861,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 13,000 | $837,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 246,487 | $836,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 47,587 | $833,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 9,700 | $833,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 51,700 | $826,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,000 | $803,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 55,300 | $797,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 46,000 | $765,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 20,000 | $752,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 52,500 | $749,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 28,000 | $744,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 51,323 | $726,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 78,000 | $714,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 50,000 | $708,000 | thousands by filing date | |
| 38259p508 | COM | 800 | $704,000 | thousands by filing date | call | |
| T-Mobile US,Inc. | 872590104 | COM | 28,000 | $695,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,600 | $695,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 145,556 | $694,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 15,500 | $680,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 16,000 | $673,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 131,000 | $669,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 10,000 | $651,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,000 | $638,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 20,000 | $616,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 11,350 | $614,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 10,000 | $600,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 27,500 | $595,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,500 | $594,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 4,500 | $594,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 24,000 | $588,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 38,000 | $577,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 39,890 | $577,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,308 | $569,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 25,000 | $564,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 27,000 | $559,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,000 | $547,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 20,000 | $537,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 15,000 | $513,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 15,000 | $509,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 135,000 | $505,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,000 | $500,000 | thousands by filing date | call |
| ELAN PLC | 284131208 | ADR | 35,000 | $495,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 21,000 | $483,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 30,000 | $482,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 8,000 | $480,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 20,000 | $480,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 45,060 | $451,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 2,500 | $444,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 25,000 | $443,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,000 | $435,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 10,600 | $423,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 40,000 | $423,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 5,000 | $419,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 24,833 | $416,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,000 | $414,000 | thousands by filing date | call |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 16,100 | $407,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 60,000 | $400,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,000 | $397,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 77,500 | $396,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,500 | $394,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 7,000 | $390,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 65,588 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,400 | $375,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,500 | $373,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,500 | $361,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,000 | $354,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 43,500 | $347,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 25,916 | $336,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,000 | $335,000 | thousands by filing date | call |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 66,605 | $334,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 10,000 | $332,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,694 | $327,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 22,500 | $326,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 22,800 | $318,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 18,000 | $307,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 45,000 | $303,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,000 | $300,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 8,000 | $291,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 15,000 | $290,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,500 | $288,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 20,500 | $286,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 18,000 | $282,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 16,000 | $280,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 25,000 | $280,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 10,000 | $278,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 163,740 | $278,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 28,982 | $277,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 7,301 | $277,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,250 | $272,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 30,000 | $269,000 | thousands by filing date | call |
| SAKS INC | 79377W108 | COM | 19,400 | $265,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,000 | $264,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 20,000 | $263,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 67,000 | $260,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,000 | $258,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 20,000 | $256,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 17,412 | $255,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 7,500 | $252,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,500 | $250,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,500 | $247,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 9,032 | $245,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,000 | $243,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,000 | $242,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 10,000 | $236,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 22,500 | $235,000 | thousands by filing date | put |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 7,048 | $234,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 10,000 | $230,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 54,500 | $230,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 40,000 | $227,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,000 | $224,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 15,000 | $220,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 22,144 | $217,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 23,275 | $210,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 97,000 | $210,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 95,000 | $210,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,000 | $209,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 10,000 | $207,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 2,500 | $206,000 | thousands by filing date | put |
| FOREST LABS INC | 345838106 | COM | 5,000 | $206,000 | thousands by filing date | call |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 6,000 | $203,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,937 | $202,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,000 | $201,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 15,000 | $200,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,000 | $199,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,000 | $199,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 45,000 | $195,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 50,000 | $194,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 127,700 | $185,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 20,000 | $183,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 9,800 | $180,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 6,500 | $178,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 17,000 | $177,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,500 | $174,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 8,000 | $171,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 10,000 | $168,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 3,000 | $167,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,000 | $166,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 9,000 | $165,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,500 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,000 | $162,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 10,000 | $157,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,500 | $155,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,000 | $151,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 5,100 | $149,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,950 | $149,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,500 | $149,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,025 | $148,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 46,000 | $146,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 5,065 | $144,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 7,500 | $144,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,000 | $142,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 10,000 | $142,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 1,500 | $139,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,000 | $139,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 22,400 | $139,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,000 | $136,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 10,000 | $133,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,000 | $132,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 7,500 | $131,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 25,000 | $131,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,000 | $130,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 5,000 | $130,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 19,400 | $129,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 2,000 | $128,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,059 | $127,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,000 | $125,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 1,000 | $124,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,348 | $123,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 36,000 | $123,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,000 | $122,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,560 | $122,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 800 | $121,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,699 | $121,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,001 | $120,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 8,500 | $120,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,500 | $118,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,000 | $114,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,339 | $112,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,000 | $112,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,000 | $110,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,917 | $106,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,500 | $105,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,500 | $105,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,400 | $105,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,000 | $104,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 19,094 | $102,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 5,000 | $97,000 | thousands by filing date | call |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 5,000 | $97,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 6,000 | $97,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 14,015 | $96,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 74,255 | $94,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 21,400 | $93,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,584 | $89,000 | thousands by filing date | |
| ASIA ENTERTAINMENT AND RESO | G0539K124 | EQUITY | 188,309 | $89,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 4,000 | $88,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 25,000 | $87,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,000 | $85,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,000 | $85,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 12,183 | $85,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,500 | $84,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 25,000 | $84,000 | thousands by filing date | call |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 5,000 | $83,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 20,000 | $82,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,299 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,000 | $77,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 8,881 | $75,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,951 | $74,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 15,200 | $74,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 3,149 | $73,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,000 | $73,000 | thousands by filing date | put |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 33,700 | $73,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 5,400 | $73,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,500 | $72,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 2,500 | $71,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 5,000 | $71,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 4,730 | $70,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,485 | $69,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,500 | $69,000 | thousands by filing date | |
| SOUNDBITE COMMUNICATIONS INC | 836091108 | COM | 13,000 | $65,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 8,999 | $63,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 10,000 | $62,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 10,000 | $60,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,500 | $57,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,000 | $56,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 600 | $56,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 5,000 | $55,000 | thousands by filing date | put |
| LRAD CORP | 50213V109 | COM | 48,000 | $54,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,500 | $50,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 990 | $49,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,000 | $49,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 7,000 | $49,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 576 | $48,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 723 | $48,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,812 | $47,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,300 | $46,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,000 | $46,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 3,000 | $45,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 5,000 | $44,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 7,500 | $43,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,000 | $43,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 884 | $43,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 500 | $42,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,500 | $40,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 500 | $39,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 10,000 | $38,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 12,000 | $38,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 4,000 | $37,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 508 | $37,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 696 | $36,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 1,000 | $36,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 1,000 | $36,000 | thousands by filing date | put |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 10,000 | $36,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 581 | $35,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 793 | $35,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 583 | $35,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,300 | $35,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 500 | $34,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,000 | $34,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,500 | $34,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 2,200 | $33,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,000 | $33,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,000 | $32,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 5,000 | $32,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,000 | $30,000 | thousands by filing date | |
| TORM A/S | 891072209 | SPONS ADR NEW | 12,500 | $30,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,500 | $29,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,096 | $28,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,500 | $28,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 4,990 | $27,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 3,100 | $27,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 746 | $26,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 328 | $26,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 5,000 | $26,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 879 | $26,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 713 | $25,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 263 | $25,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 336 | $25,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 546 | $25,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 1,198 | $25,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 6,400 | $24,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 2,000 | $24,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 3,000 | $24,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 4,000 | $22,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 500 | $21,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 6,074 | $19,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 1,500 | $19,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 500 | $18,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 25,000 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 500 | $16,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R119 | *W EXP 07/25/201 | 24,000 | $15,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $13,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,000 | $13,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 2,700 | $13,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 7,500 | $13,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 1,000 | $12,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,000 | $12,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,810 | $11,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,000 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 174 | $10,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,100 | $10,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 3,000 | $10,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 500 | $10,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,000 | $9,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $8,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,500 | $8,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 700 | $6,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 500 | $6,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 66 | $4,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 5,000 | $4,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 25,629 | $4,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 500 | $2,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 1,100 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSHINE HEART INC | 86782u106 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001111629-13-000011 | this filing | 2013-07-17 | acceptance time not in the bulk data set |