13F-HR filed by INTEGRATED WEALTH COUNSEL, LLC
INTEGRATED WEALTH COUNSEL, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-09, with 217 holding rows worth $47,518,000.
- Accession
- 0001110443-16-000008
- Filer
- CIK 1110443
- Filed
- 2016-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 217 entries on the cover page, a total value of $47,518,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,518,000 with VALUE read as thousands by filing date, 13F file number 028-05639. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 513,537 | $5,649,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 126,318 | $5,269,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 808,229 | $5,043,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 161,261 | $4,865,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 159,854 | $4,538,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,805 | $2,614,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 114,691 | $1,778,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,089 | $1,347,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 219,808 | $1,275,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 8,641 | $977,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL ELEC CO | 369604103 | COM | 30,174 | $894,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,460 | $616,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 55,080 | $579,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,518 | $559,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,105 | $538,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,565 | $486,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,760 | $486,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,176 | $471,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,810 | $450,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 10,364 | $438,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Procter & Gamble Co | 742718109 | COM | 4,721 | $424,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,281 | $362,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,194 | $328,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,361 | $290,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,820 | $249,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,904 | $233,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,705 | $200,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,188 | $194,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,686 | $192,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,000 | $183,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,204 | $181,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,493 | $177,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,373 | $171,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,689 | $164,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,084 | $164,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,998 | $158,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,461 | $141,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,028 | $141,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,500 | $138,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,000 | $128,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,000 | $121,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 785 | $113,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WD 40 CO COM | 929236107 | Stock | 1,000 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 991 | $111,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 700 | $107,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,408 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,000 | $105,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,600 | $101,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,126 | $98,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,572 | $92,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 731 | $91,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 3,400 | $85,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 695 | $80,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,200 | $80,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 846 | $76,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,702 | $74,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 700 | $68,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 558 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,612 | $64,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 2,082 | $63,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,736 | $59,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 5,370 | $58,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 910 | $57,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,000 | $55,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,000 | $55,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,086 | $55,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,000 | $55,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,679 | $53,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,401 | $53,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,600 | $51,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,286 | $48,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 600 | $48,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 600 | $47,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 815 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,091 | $47,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $46,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 610 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 464 | $40,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200 | $37,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,500 | $37,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,600 | $36,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 552 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 776 | $32,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 921 | $30,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 786 | $29,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 268 | $27,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 449 | $25,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,600 | $25,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 68 | $25,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 538 | $24,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 289 | $24,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 319 | $23,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 429 | $23,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,000 | $23,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 540 | $23,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 517 | $23,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 609 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| H AND R BLOCK INC | 93671105 | OPTION | 1,000 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Coca-Cola Company | 191216100 | COM | 525 | $22,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 317 | $22,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 788 | $22,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,757 | $22,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 470 | $21,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 435 | $21,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 127 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 233 | $20,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 269 | $19,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 200 | $19,000 | thousands by filing date | |
| AVINGER INC | 53734109 | Common Stocks | 4,000 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PepsiCo,Inc. | 713448108 | COM | 162 | $18,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 238 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 469 | $18,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 397 | $18,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 557 | $18,000 | thousands by filing date | |
| VTI | 922908769 | COM | 154 | $17,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 216 | $16,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 137 | $16,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 302 | $16,000 | thousands by filing date | |
| Becton Dickinson | 75887109 | COM | 87 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Accenture Plc Class A | G1151C101 | COM | 126 | $15,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 63 | $15,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 262 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 126 | $15,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 133 | $15,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 283 | $15,000 | thousands by filing date | |
| BANK OF MONTREAL | 63671101 | COM | 232 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ATMOS ENERGY CORP | 49560105 | COM | 200 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 364 | $14,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 303 | $14,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 110 | $14,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 105 | $14,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 168 | $13,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 246 | $13,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 379 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 800 | $13,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 298 | $12,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 97 | $12,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 119 | $12,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 143 | $12,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 226 | $12,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 59 | $12,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 362 | $12,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 260 | $12,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 14 | $11,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 90 | $11,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 241 | $11,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 178 | $11,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 145 | $11,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 150 | $11,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 102 | $11,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 403 | $11,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 218 | $11,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 113 | $10,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 90 | $10,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 100 | $10,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 154 | $10,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 377 | $10,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 598 | $10,000 | thousands by filing date | principal |
| CUMMINS INC COM | 231021106 | Stock | 74 | $9,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 103 | $9,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 429 | $9,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 854 | $9,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 413 | $9,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 300 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 433 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 352 | $8,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 176 | $8,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 145 | $7,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 85 | $7,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 225 | $7,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 240 | $7,000 | thousands by filing date | |
| American Express | 25816109 | COM | 112 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BEST BUY CO INC | 86516101 | OPTION | 195 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 132 | $6,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 45 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF NOVA SCOTIA | 64149107 | COM | 118 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ASTRAZENECA PLC | 46353108 | ADR | 180 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Comcast Corp | 20030N101 | COM | 80 | $5,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 147 | $5,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 620 | $5,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 162 | $5,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 128 | $5,000 | thousands by filing date | |
| ABB LTD SPONS ADR | 375204 | COM | 212 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 83 | $4,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 41 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 53 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 85 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 240 | $4,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 50 | $4,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 76 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 100 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,000 | $4,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 5 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNUM GROUP COM | 91529Y106 | Stock | 82 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 132 | $3,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 41 | $3,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 104 | $3,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 89 | $3,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 26 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 126 | $3,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 58 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 60 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 31 | $2,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 24 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 139 | $2,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 61 | $2,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 16 | $1,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 20 | $1,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 33 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 99 | $1,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 282 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 38 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 57 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 17 | $1,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 33 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUNSHINE HEART INC | 86782u106 | COM | 2,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001110443-16-000008 | this filing | 2016-11-09 | acceptance time not in the bulk data set |