13F-HR filed by NATIONS FINANCIAL GROUP INC, /IA/ /ADV
NATIONS FINANCIAL GROUP INC, /IA/ /ADV filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-10-28, with 711 holding rows worth $1,605,420,609.
- Accession
- 0001109767-25-000009
- Filer
- CIK 1109767
- Filed
- 2025-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 711 entries on the cover page, a total value of $1,605,420,609 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,605,420,609 with VALUE read as dollars as filed, 13F file number 028-17213. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MP MATERIALS CORP | 553368101 | COM CL A | 7,025 | $471,167 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,281 | $470,725 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 40,130 | $464,304 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,691 | $463,111 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 6,738 | $461,081 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 30,249 | $450,408 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 2,974 | $448,759 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 22,863 | $447,214 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 120,424 | $444,365 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658106 | SHS CL A | 27,047 | $443,841 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 10,540 | $439,194 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,918 | $438,253 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,982 | $434,509 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 7,170 | $431,909 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,277 | $430,975 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,560 | $429,096 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 22,128 | $426,851 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 10,642 | $424,403 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,506 | $422,541 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,265 | $421,296 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 9,524 | $420,781 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,369 | $411,917 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 10,533 | $409,714 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,833 | $409,416 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,235 | $406,266 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,015 | $404,130 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505475 | RANG NUCL RE ETF | 6,191 | $402,663 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,204 | $401,868 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 14,900 | $401,555 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 648 | $398,738 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 19,725 | $398,642 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 17,649 | $396,750 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 23,173 | $392,327 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188705 | INVESTMENT GR SE | 8,887 | $391,917 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,521 | $391,664 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 2,346 | $391,454 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 871 | $389,537 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,860 | $386,772 | dollars as filed | |
| SPDW | 78463X889 | COM | 8,970 | $383,826 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,708 | $379,292 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 11,106 | $377,633 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 24,000 | $376,800 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 10,850 | $376,302 | dollars as filed | |
| Fidelity Enhanced Large Cap Growth ETF | 31609A305 | SHS | 9,115 | $374,809 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,619 | $373,775 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,231 | $372,240 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 8,124 | $372,039 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 29,864 | $370,613 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,890 | $370,175 | dollars as filed | |
| CORNING INC | 219350105 | COM | 4,512 | $370,123 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,667 | $369,646 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 27,052 | $367,102 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,257 | $366,834 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 16,427 | $365,994 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,478 | $365,674 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 59,672 | $365,193 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,616 | $360,796 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,471 | $360,482 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,195 | $359,812 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,709 | $358,211 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 66,500 | $357,770 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 6,000 | $356,580 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y409 | SHORT DURATION | 13,698 | $355,893 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,146 | $353,536 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,166 | $351,406 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 6,889 | $350,691 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 4,434 | $349,843 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,420 | $349,375 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,429 | $347,753 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D747 | VEST INVESTMENT | 17,010 | $347,104 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 7,388 | $346,545 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,319 | $342,602 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 14,484 | $342,565 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,013 | $340,049 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 12,393 | $338,221 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,753 | $337,886 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 7,250 | $337,132 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,490 | $331,694 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 7,093 | $330,551 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 6,717 | $327,588 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 2,841 | $325,391 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,126 | $324,291 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 5,815 | $323,954 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,006 | $321,497 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10,373 | $320,111 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 52,695 | $319,862 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,428 | $318,454 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 10,178 | $317,154 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 6,671 | $315,205 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 7,178 | $314,926 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,758 | $313,914 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 7,360 | $313,646 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 25,349 | $313,567 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 49,768 | $308,562 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,316 | $308,038 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,968 | $306,381 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 5,139 | $304,275 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U737 | FT VEST US EQT | 7,477 | $303,342 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 13,945 | $302,885 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 20,877 | $301,464 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 7,387 | $300,703 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 321 | $295,410 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 494 | $294,893 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 5,999 | $292,631 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,309 | $290,777 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 5,682 | $282,526 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,424 | $280,499 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 938 | $279,440 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,005 | $270,917 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,463 | $270,461 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 5,378 | $267,883 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,567 | $267,822 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,932 | $267,573 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,815 | $266,414 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 5,976 | $265,992 | dollars as filed | |
| CAPITAL GRP EQUITY ETF TR I US SMALL & MID CAP SH CL | 14022A102 | ETF | 9,280 | $263,459 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,185 | $263,271 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,030 | $261,713 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 20,000 | $260,200 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 455 | $258,809 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,113 | $258,461 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 1,722 | $254,077 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 21,755 | $252,359 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 544 | $252,332 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 4,811 | $251,808 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 517 | $251,001 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,250 | $250,893 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 5,365 | $249,668 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,629 | $248,243 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,714 | $247,708 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,924 | $246,810 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 7,750 | $245,520 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 8,222 | $244,933 | dollars as filed | |
| RH | 74967X103 | COM | 1,200 | $243,792 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,191 | $243,141 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 4,740 | $241,930 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 5,507 | $241,812 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,784 | $239,581 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,911 | $235,881 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 4,785 | $233,774 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 1,603 | $233,397 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,384 | $232,413 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,123 | $228,230 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 6,109 | $227,682 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 1,357 | $227,053 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 872 | $226,868 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 4,900 | $226,606 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,165 | $226,410 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,238 | $225,479 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 5,881 | $225,217 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,716 | $225,208 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,488 | $224,730 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 5,525 | $220,669 | dollars as filed | |
| GLOBAL X FDS | 37960A529 | DEFENSE TECH ETF | 3,140 | $220,563 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,694 | $220,467 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,010 | $220,439 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,394 | $220,370 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,161 | $220,367 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 9,283 | $219,314 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,000 | $217,920 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 596 | $217,826 | dollars as filed | |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 512 | $217,795 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,327 | $214,464 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,336 | $214,459 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 9,047 | $214,052 | dollars as filed | |
| FRANKLIN INCOME FOCUS ETF INCOME FOCUS ETF | 35473P439 | ETF | 7,699 | $213,588 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,132 | $213,227 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,056 | $211,991 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 2,082 | $211,387 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 652 | $210,747 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,366 | $210,323 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 9,496 | $208,152 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 7,248 | $207,583 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 3,393 | $205,548 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 10,862 | $204,322 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 2,528 | $203,883 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 4,337 | $203,216 | dollars as filed | |
| CAPITAL GROUP CONSERVATIVE E | 14020U100 | SHS | 6,745 | $203,092 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U711 | FT VEST U.S EQT | 5,305 | $202,014 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 4,149 | $200,531 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 24,124 | $197,340 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 11,369 | $192,144 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 20,610 | $187,963 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,845 | $187,510 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,572 | $182,971 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 18,126 | $181,263 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 27,700 | $173,125 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,946 | $172,598 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,700 | $165,957 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,514 | $156,685 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,495 | $155,817 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 18,453 | $155,382 | dollars as filed | |
| MIXED MARTIAL ARTS GROUP LTD | Q0266F107 | ORD SHS | 100,000 | $152,000 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,686 | $142,219 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 14,894 | $140,900 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 10,235 | $136,944 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,245 | $132,586 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,281 | $128,500 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 14,360 | $127,662 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 11,980 | $126,030 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,038 | $109,474 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,748 | $99,526 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 13,000 | $78,260 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 22,500 | $74,250 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,411 | $74,073 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,500 | $72,355 | dollars as filed | |
| ROUNDHILL | 88636J527 | EXCHANGE TRADED | 12,067 | $66,011 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 13,632 | $47,167 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 19,500 | $38,220 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,645 | $36,453 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P118 | RIGHT 10/10/2025 | 27,225 | $517 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001109767-25-000009 | this filing | 2025-10-28 | acceptance time not in the bulk data set |