13F-HR filed by KCM INVESTMENT ADVISORS LLC
KCM INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 514 holding rows worth $1,747,274,000 by the sum of the rows.
- Accession
- 0001109228-18-000008
- Filer
- CIK 1109228
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 514 entries on the cover page, a total value of $1,747,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,747,274,000 with VALUE read as thousands by filing date, 13F file number 028-05651. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $1,747,000, about 1/1,000 of the sum of the rows, $1,747,274,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,157,554 | $87,199,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 254,230 | $57,390,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 364,810 | $42,763,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 341,697 | $39,080,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 361,883 | $34,433,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,086,816 | $29,974,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 212,820 | $29,405,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 236,547 | $28,925,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 119,897 | $28,162,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 181,469 | $27,340,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 516,068 | $27,125,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 326,622 | $25,607,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 122,473 | $25,370,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 453,372 | $24,206,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 112,736 | $23,755,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 304,274 | $23,046,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 460,774 | $22,578,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,230 | $20,491,000 | thousands by filing date | |
| VTI | 922908769 | COM | 130,324 | $19,503,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 109,809 | $18,404,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 163,568 | $18,210,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 201,479 | $18,206,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 336,516 | $18,148,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 150,898 | $17,646,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 367,839 | $17,395,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 13,420 | $17,323,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 196,470 | $16,352,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 102,974 | $16,144,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 105,682 | $15,896,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 89,385 | $14,953,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 131,542 | $14,843,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 174,982 | $14,824,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 193,668 | $14,207,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 35,662 | $13,263,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,844 | $13,090,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 138,152 | $13,066,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 83,628 | $12,552,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 858,129 | $12,288,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 124,567 | $12,199,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 106,127 | $12,060,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 32,689 | $12,012,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 203,378 | $11,570,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 183,805 | $11,411,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 148,096 | $10,796,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 90,974 | $10,621,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 101,952 | $9,787,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 150,013 | $9,647,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 32,619 | $9,483,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 301,803 | $8,891,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 90,042 | $8,857,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 130,441 | $8,828,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 51,777 | $8,649,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 177,640 | $8,642,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 84,033 | $8,383,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 463,620 | $8,150,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 93,632 | $7,961,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 37,787 | $7,833,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 136,426 | $7,754,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 77,126 | $7,666,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 40,163 | $7,650,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 111,315 | $7,453,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 125,652 | $7,279,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 24,585 | $7,197,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 261,986 | $7,160,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC DEP SHS EA REP 1/40 SER D | 05990K882 | PREFERRED | 270,348 | $6,988,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 56,959 | $6,946,000 | thousands by filing date | |
| Citigroup Inc | 172967358 | COM | 247,350 | $6,904,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 156,366 | $6,891,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 128,096 | $6,765,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 44,656 | $6,539,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 18,899 | $6,538,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,412 | $6,459,000 | thousands by filing date | |
| PARTNERRE LTD. | G68603144 | COMMON STOCK | 237,008 | $6,399,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 57,360 | $6,233,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 37,372 | $6,219,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,745 | $6,141,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 37,519 | $5,967,000 | thousands by filing date | |
| GLADSTONE COML C | 376536603 | PFDs, REITs, | 234,526 | $5,921,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 31,325 | $5,820,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 101,612 | $5,385,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 47,744 | $5,338,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 31,190 | $5,309,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 25,612 | $5,293,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 72,393 | $5,285,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 44,204 | $5,075,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 17,698 | $4,973,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 56,685 | $4,932,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 132,501 | $4,920,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 23,368 | $4,733,000 | thousands by filing date | |
| NATIONAL GENERAL HOLDINGS CORP | 636220857 | COM | 191,114 | $4,717,000 | thousands by filing date | |
| COLONY CAPITAL INCORPORATED 7 125 Percent PFD SER H | 19626G702 | REITs/Tangibles/LPs | 205,861 | $4,681,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 30,562 | $4,660,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 59,854 | $4,633,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 34,802 | $4,575,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,222 | $4,544,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 153,689 | $4,317,000 | thousands by filing date | |
| First Republic 7.0- Called12/2 | 33616c860 | PFD | 164,629 | $4,198,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 42,301 | $3,972,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 14,010 | $3,657,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 17,781 | $3,640,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 31,073 | $3,535,000 | thousands by filing date | |
| Qwest Corp Nt 7 2056 | 74913G808 | Preferred Stock | 136,343 | $3,429,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 63,926 | $3,375,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI RED PFD SER A | 09627J508 | REIT | 128,439 | $3,311,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 54,351 | $3,278,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 15,322 | $3,258,000 | thousands by filing date | |
| JPMorgan Chase Dep Shs PFD | 48126HAA8 | Com | 3,145,000 | $3,255,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 45,763 | $3,246,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 51,804 | $3,150,000 | thousands by filing date | |
| JPMorgan Chase & Co. 7.9 | 46625HHA1 | Corp Bond | 3,135,000 | $3,143,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 28,953 | $3,107,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 23,590 | $3,060,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 65,831 | $3,047,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 45,398 | $3,031,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 11,017 | $3,019,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 54,301 | $3,016,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 34,375 | $2,994,000 | thousands by filing date | |
| SOTHERLY HOTELS | 83600C301 | PFDs, REITs, | 117,023 | $2,976,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 18,334 | $2,947,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 48,668 | $2,892,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 54,554 | $2,813,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 21,073 | $2,782,000 | thousands by filing date | |
| PARTNERRE 6.5 SERIES G CUM RE | G68603136 | PREFERR | 106,620 | $2,773,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 19,508 | $2,727,000 | thousands by filing date | |
| B RILEY FINANCIAL 7.50 SNR NTS | 05580M306 | COM | 106,875 | $2,725,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 20,669 | $2,723,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 16,302 | $2,677,000 | thousands by filing date | |
| Wachovia Capital Trust III | 92978AAA0 | CALL | 2,700,000 | $2,673,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 32,243 | $2,649,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,946 | $2,646,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 101,214 | $2,632,000 | thousands by filing date | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 105,444 | $2,607,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 36,677 | $2,582,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 19,539 | $2,533,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 39,171 | $2,523,000 | thousands by filing date | |
| Qwest Corp | 74913G105 | COM | 102,945 | $2,512,000 | thousands by filing date | |
| Colony Capital 7.50. CUM Call | 19626g405 | PFD | 104,743 | $2,503,000 | thousands by filing date | |
| CAI INTL INC RED PERP PFD SER | 12477X205 | PFD | 98,352 | $2,486,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 14,205 | $2,467,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 21,419 | $2,397,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION NTS 2024 6.25000percent 06/15/2024 PFD (Call Date 06/17/19) | 74348T300 | Preferred Stock | 93,731 | $2,346,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 14,190 | $2,310,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 49,383 | $2,300,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 32,959 | $2,293,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 34,750 | $2,284,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,500 | $2,195,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,477 | $2,189,000 | thousands by filing date | |
| NTNL GENERAL H 7.5 PFDPFD SER A | 636220709 | PRE | 86,692 | $2,156,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 27,161 | $2,138,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,478 | $2,125,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 11,654 | $2,103,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 82,360 | $2,075,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 10,136 | $2,073,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 47,734 | $1,992,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 28,279 | $1,962,000 | thousands by filing date | |
| Bank of America Corp | 060505ED2 | CALL | 1,965,000 | $1,945,000 | thousands by filing date | principal |
| Telephone & Data 6.875% Cl 11/ | 879433845 | PFD | 77,475 | $1,943,000 | thousands by filing date | |
| Ladenburg Thalm Pfd | 50575Q409 | Equities | 78,325 | $1,942,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 36,757 | $1,935,000 | thousands by filing date | |
| GLOBAL INDEMNIT | G3933F121 | PFDs, REITs, | 74,974 | $1,927,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 56,957 | $1,913,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 63,417 | $1,913,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,568 | $1,907,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,442 | $1,901,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 24,528 | $1,878,000 | thousands by filing date | |
| BANC OF CALIFORNIA INCORPORATED DEP SHS REPSTG | 05990K874 | Preferred Stock | 72,398 | $1,875,000 | thousands by filing date | |
| DIGITAL RLTY TR INC PFD SER H | 253868871 | REIT | 73,550 | $1,871,000 | thousands by filing date | |
| GENERAL ELECTRIC COMPANY | 369604BQ5 | Common Stock | 1,905,000 | $1,855,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 17,692 | $1,810,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 9,235 | $1,804,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 38,350 | $1,771,000 | thousands by filing date | |
| US CELLULAR COR PFD | 911684603 | PFDs, REITs, | 69,027 | $1,770,000 | thousands by filing date | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 70,064 | $1,769,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 58,244 | $1,765,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 16,555 | $1,763,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 68,366 | $1,739,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 29,972 | $1,734,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,308 | $1,703,000 | thousands by filing date | |
| GLOBALNETLEASEINC | 379378300 | PREFERREDSTK | 67,139 | $1,683,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 64,311 | $1,645,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 61,207 | $1,599,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 21,376 | $1,593,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,313 | $1,550,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 11,021 | $1,544,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GROWTH REIT INC 7.625 PFD C | 09627J748 | Preferred | 60,164 | $1,543,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 12,762 | $1,502,000 | thousands by filing date | |
| Cowen Inc Senior Note Pfd 7.35 | 223622705 | PFD | 58,225 | $1,493,000 | thousands by filing date | |
| Cowen 7.75. Snr Notes 2033 Cl | 223622804 | PFD | 58,725 | $1,482,000 | thousands by filing date | |
| Golar LNG Partners LP 8.75 Cum | Y2745C110 | PRD | 57,890 | $1,480,000 | thousands by filing date | |
| Argo Group 6.5% Sr Notes Call | 040130205 | PFD | 58,739 | $1,477,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 58,880 | $1,474,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,571 | $1,473,000 | thousands by filing date | |
| National General 7.625. Call9/ | 636220873 | PFD | 57,012 | $1,460,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 26,025 | $1,452,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,099 | $1,448,000 | thousands by filing date | |
| QWest Corp., 6.500per, due 09/01/2056 | 74913G881 | Preferred | 62,675 | $1,448,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,918 | $1,447,000 | thousands by filing date | |
| GASLOG PAR 10.1384 PFDPFD SER B | Y2687W124 | PREFERRED STOCK | 56,798 | $1,443,000 | thousands by filing date | |
| GASLOG LTD PFD SHS SER A | G37585117 | PREFERR | 55,819 | $1,443,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 11,756 | $1,428,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 30,139 | $1,419,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 8,675 | $1,410,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 37,726 | $1,398,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 9,402 | $1,389,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,018 | $1,361,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 24,593 | $1,352,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,913 | $1,343,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,806 | $1,343,000 | thousands by filing date | |
| Charles Schwab 7% Perp/Call 2/ | 808513AE5 | PFD | 1,212,000 | $1,323,000 | thousands by filing date | principal |
| CHIMERA INVESTMENT CORP | 16934Q505 | SRE | 52,702 | $1,323,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 26,761 | $1,315,000 | thousands by filing date | |
| EAGLE POINT CREDIT CO 6.6875 percent 04/30/28 | 269809505 | Preferred | 52,375 | $1,306,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,776 | $1,279,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 17,115 | $1,254,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G504 | Equities | 54,310 | $1,235,000 | thousands by filing date | |
| Goldman Sachs 5.7 Perp/Call 5/ | 38148BAA6 | PFD | 1,215,000 | $1,227,000 | thousands by filing date | principal |
| JMP Group SrNts7.25. BBB- 11/2 | 466273109 | PFD | 47,450 | $1,204,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 17,388 | $1,184,000 | thousands by filing date | |
| Citigroup Inc 5.95% Perp Call | 172967GD7 | PFD | 1,150,000 | $1,172,000 | thousands by filing date | principal |
| HOEGH LNG PAR 8.75 PFDPFD SER A | Y3262R118 | COM | 45,313 | $1,165,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP CUM PFD SER A | Y2188B116 | Preferred Stock - Foreign | 45,272 | $1,163,000 | thousands by filing date | |
| Stanley Black & Decker Callabl | 854502AF8 | PFD | 1,145,000 | $1,155,000 | thousands by filing date | principal |
| SOTHERLY HOTELS INC | 83600C400 | SPI | 46,068 | $1,149,000 | thousands by filing date | |
| NewTek Business Svs 6.25. Nts | 652526500 | PFD | 44,650 | $1,147,000 | thousands by filing date | |
| GLOBAL INDEMNI | G3933F139 | PFDs, REITs, | 44,338 | $1,140,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 12,538 | $1,133,000 | thousands by filing date | |
| Agnc Invt Corp Dep Shs 1/1000 | 00123Q302 | Preferred Stock | 44,372 | $1,132,000 | thousands by filing date | |
| Hartford Financial Serv | 416518504 | COM | 40,350 | $1,130,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15,899 | $1,122,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 4,545 | $1,121,000 | thousands by filing date | |
| Tristate Cap. Fix/Flt Pfd A Pe | 89678F209 | PFD | 42,450 | $1,114,000 | thousands by filing date | |
| Hanover Insurance 6.35% Cl 3/1 | 410867204 | PFD | 43,221 | $1,089,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 24,955 | $1,072,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 94,006 | $1,061,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,882 | $1,050,000 | thousands by filing date | |
| Gaslog Partners LP (GLOP.PRA) | Y2687w116 | PREF | 40,061 | $1,038,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,561 | $1,023,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,153 | $1,014,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 7,190 | $1,010,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 11,894 | $998,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,171 | $988,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10,363 | $979,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,902 | $962,000 | thousands by filing date | |
| QWEST CORP 6.75 | 74913G873 | PRD | 40,427 | $962,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,140 | $959,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 21,741 | $948,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 8,987 | $945,000 | thousands by filing date | |
| ENSTAR GRO | 29359U109 | Preferred Stock | 35,415 | $935,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 34,745 | $933,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,303 | $919,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 33,673 | $917,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 7,565 | $912,000 | thousands by filing date | |
| Oxford Lane Man 6.75PFD Due 06/30/24 | 691543508 | PFD | 35,397 | $911,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 25,661 | $909,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 6,786 | $907,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 20,625 | $892,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 21,159 | $888,000 | thousands by filing date | |
| Just Energy 8.50.Perp Call3/20 | 48213w200 | PFD | 42,561 | $885,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,634 | $875,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6,250 | $870,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,017 | $869,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,938 | $867,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 9,340 | $862,000 | thousands by filing date | |
| BANK OF NY MELLON 3.59399 12/20/67 | 064058AD2 | CORPORATE BONDS AND NOTES | 840,000 | $857,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 16,577 | $833,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 17,758 | $829,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,308 | $816,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 7,642 | $816,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 16,582 | $809,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES | 032359705 | SPI | 42,066 | $787,000 | thousands by filing date | |
| SUNSTONE HOTEL INVESTORS, INC. 6.95 PFD E | 867892606 | Preferred | 30,278 | $786,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,850 | $776,000 | thousands by filing date | |
| SCE TRUST IV 5.375 PFD | 78409G206 | PFD | 31,851 | $776,000 | thousands by filing date | |
| TORCHMARK CORP 6 125 1 531 PFD | 891027401 | PREFERRED | 30,350 | $775,000 | thousands by filing date | |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 31,146 | $774,000 | thousands by filing date | |
| OFS Capital 6.375 SnNts 4/2025 | 67103b308 | PFD | 30,400 | $766,000 | thousands by filing date | |
| WELLS FARGO REAL EST INVT CORP | 94988N207 | PFD | 29,365 | $752,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 12,746 | $749,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,805 | $743,000 | thousands by filing date | |
| The Charles Schwab Corporation | 808513AP0 | Pfd Stk | 740,000 | $740,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,803 | $736,000 | thousands by filing date | |
| CITIGROUP INC NOTE PERP M/W CLBL | 172967GR6 | NOTE PERP M/W CLBL | 740,000 | $728,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 24,175 | $721,000 | thousands by filing date | |
| QTS RLTY TR INC 7.125 CUM PFD | 74736A202 | COM | 28,128 | $721,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL S | 50575Q110 | PFD | 29,650 | $718,000 | thousands by filing date | |
| SPARK ENERGY, 8.75 PFDPFD SER A | 846511202 | PREFERRED STOCK | 30,410 | $718,000 | thousands by filing date | |
| CITIGROUP INC NOTE PERP M/W QTRLY CLBL VAR | 172967GF2 | NOTE PERP M/W QTRLY CLBL VAR | 700,000 | $716,000 | thousands by filing date | principal |
| Fifth Third Bancorp Perp Sub G | 316773CR9 | Com | 710,000 | $713,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 10,483 | $711,000 | thousands by filing date | |
| ASHFORD HOSP PFD | 044103604 | PFDs, REITs, | 29,724 | $711,000 | thousands by filing date | |
| IBERIABANK CORP DSHS 1/400 PFD | 450828504 | PREFERR | 26,210 | $711,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 8,025 | $710,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 5,698 | $701,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 8,368 | $696,000 | thousands by filing date | |
| Jernigan Capital 7.00. CUM PER | 476405204 | PFD | 27,841 | $691,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,820 | $687,000 | thousands by filing date | |
| AmTrust Financial Services Inc | 032359846 | COM | 34,382 | $681,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 6,813 | $678,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,402 | $673,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,182 | $663,000 | thousands by filing date | |
| Sotherly Hotels 7.25. SrNt2021 | 83600e307 | PFD | 25,650 | $662,000 | thousands by filing date | |
| Colony NorthStar Inc | 19626G306 | COM | 25,814 | $661,000 | thousands by filing date | |
| Morgan Stanley | 61761jqk8 | COM | 650,000 | $656,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,082 | $643,000 | thousands by filing date | |
| GLOBAL MED REIT INC 7.50 CUM | 37957w203 | CV PFD | 25,346 | $636,000 | thousands by filing date | |
| So. Cal Edison 6.25% Perp/Call | 842400FU2 | PFD | 605,000 | $632,000 | thousands by filing date | principal |
| SunTrust Banks, Inc. | 867914bn2 | COM | 640,000 | $632,000 | thousands by filing date | principal |
| Goldman Sachs Group Inc | 38148bab4 | COM | 615,000 | $627,000 | thousands by filing date | principal |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,727 | $624,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 24,097 | $621,000 | thousands by filing date | |
| Eagle Point Cre Pfd | 269809109 | Equities | 24,460 | $621,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,110 | $620,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 663 | $620,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,008 | $618,000 | thousands by filing date | |
| Fidus Investment 5.875.Notes D | 316500206 | PFD | 24,000 | $616,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,577 | $615,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 7.000% | 879433837 | PREFERR | 24,402 | $613,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T702 | Equities | 24,420 | $610,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 17,857 | $607,000 | thousands by filing date | |
| American Express Co | 025816BJ7 | COM | 600,000 | $605,000 | thousands by filing date | principal |
| Two Harbors Investment Corp Se | 90187B200 | Com | 22,614 | $603,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,677 | $600,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,238 | $593,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC DEP SHS | 38148BAD0 | Fixed Income | 615,000 | $582,000 | thousands by filing date | principal |
| UNITED STATES CELLULAR SR NT 120163 | 911684504 | Preferred | 22,700 | $582,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,979 | $578,000 | thousands by filing date | |
| CAI INTL INC RED PFD SER B 8.5 | 12477X304 | PFD | 22,475 | $574,000 | thousands by filing date | |
| Citigroup Inc Var 99 Due 12/31 | 172967kd2 | COM | 550,000 | $573,000 | thousands by filing date | principal |
| Ready Capital Sr 6.5. 4/2021BB | 75574u309 | PFD | 22,365 | $573,000 | thousands by filing date | |
| Gladstone Investment 6.25. CUM | 376546503 | PFD | 22,621 | $572,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,571 | $568,000 | thousands by filing date | |
| Arlington Asset Inv 7.00. Cum | 041356601 | PFD | 23,066 | $565,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,287 | $562,000 | thousands by filing date | |
| Wells Fargo & Company Perp/Cal | 949746PM7 | PFD | 552,000 | $558,000 | thousands by filing date | principal |
| CHIMERA INVT CORP PFD SER B | 16934q406 | CV PFD | 21,727 | $558,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,438 | $555,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,026 | $549,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,710 | $547,000 | thousands by filing date | |
| Umh Properties, Pfd | 903002301 | Equities | 20,814 | $547,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,650 | $543,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,797 | $542,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 924 | $530,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,743 | $530,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 13,814 | $526,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,975 | $525,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,629 | $518,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,229 | $516,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC 8 PFD SER C | 03762U501 | REIT | 20,331 | $514,000 | thousands by filing date | |
| IVANHOE MINES LTD COM CL A ISI | 46579R104 | COM | 240,000 | $511,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,666 | $508,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8,413 | $506,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,309 | $505,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 7,584 | $503,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,269 | $502,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,858 | $501,000 | thousands by filing date | |
| NewTek Business Svs 7.50. Nts | 652526302 | PFD | 19,811 | $500,000 | thousands by filing date | |
| MVC Capital 6.25. SrNts Due12/ | 553829409 | PFD | 19,650 | $499,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 6,328 | $486,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,903 | $485,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,987 | $480,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,910 | $479,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,740 | $478,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 8,625 | $474,000 | thousands by filing date | |
| B Riley Financial 7.50.SnNts d | 05580m207 | PFD | 18,445 | $473,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,780 | $469,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 988 | $466,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,271 | $462,000 | thousands by filing date | |
| Great Elm Capital 6.75.SnNts M | 390320406 | PFD | 18,300 | $459,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,040 | $453,000 | thousands by filing date | |
| BANK AMERICA CORP 1 625 PFD | 060505310 | PREFERRED | 17,179 | $448,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,383 | $447,000 | thousands by filing date | |
| TEXAS CAPITAL BK 6.50% 9/1/42 SER | 882228307 | PREFERRED STOCK | 17,417 | $447,000 | thousands by filing date | |
| Atlas Finl SrNt 6.625. Cl 4/20 | g06207123 | PFD | 17,425 | $447,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 17,757 | $445,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 16,760 | $440,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,703 | $436,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,953 | $434,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,712 | $432,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 16,302 | $429,000 | thousands by filing date | |
| Pennymac Mtg Invt Tr Pfd Ser A | 70931T301 | PRD | 16,834 | $422,000 | thousands by filing date | |
| PRIORITY INCOME FUND INC 6.375 PFD SER A | 74274W103 | Preferred Share | 16,725 | $421,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,186 | $418,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 15,039 | $416,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,300 | $415,000 | thousands by filing date | |
| AMTRUST FINL S PFDPFD SER D | 032359887 | PFD SER D | 21,916 | $415,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,986 | $414,000 | thousands by filing date | |
| B Riley Financial, 5/31/23, 7.375 (rilyh) | 05580m504 | COM | 15,900 | $414,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,059 | $412,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 82,615 | $411,000 | thousands by filing date | |
| M&T BANK CORP | 55261F708 | PFD | 404 | $409,000 | thousands by filing date | |
| CITIGROUP INC | 172967HZ7 | COM | 400,000 | $408,000 | thousands by filing date | principal |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 16,832 | $398,000 | thousands by filing date | |
| Prudential PLC 6.75% PrpCl 9/0 | g7293h114 | PFD | 15,277 | $395,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,730 | $394,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 6,103 | $393,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 15,574 | $393,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,127 | $392,000 | thousands by filing date | |
| Metlife Inc. | 59156rbp2 | COM | 385,000 | $392,000 | thousands by filing date | principal |
| CHICKEN SOUP FOR THE SOUL ENTM | 16842Q209 | Common Stock | 15,080 | $390,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 13,472 | $380,000 | thousands by filing date | |
| UNITED STATES CELLULAR | 911684405 | PRF | 15,125 | $379,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 9,575 | $377,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,484 | $377,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,885 | $375,000 | thousands by filing date | |
| PLYMOUTH REIT 7.5 | 729640201 | PREFERRED STOCK | 15,021 | $373,000 | thousands by filing date | |
| Ashford Hospitality Trust Inc 7.5 Cum Conv Perp Red Pfd Registered Shs Series I | 044103885 | Preferred Stock | 15,300 | $371,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 14,100 | $367,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,096 | $365,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 13,404 | $362,000 | thousands by filing date | |
| Citigroup 5.875. Perp/Call 3/2 | 172967JK8 | PFD | 350,000 | $358,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTIES REIT INC 6.375 PFD A | 11282X202 | Preferred | 14,600 | $354,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,975 | $352,000 | thousands by filing date | |
| COLONY CAPITAL INC 7.15 CUM CONV PERP PFD I | 19626G603 | Preferred | 15,300 | $348,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,732 | $347,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,533 | $341,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 313 | $340,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,590 | $332,000 | thousands by filing date | |
| CHS Inc | 12542R704 | Preferred Stock | 12,540 | $329,000 | thousands by filing date | |
| Horizon Technology Fin 6.25.Sr | 44045a300 | PFD | 12,750 | $325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 8,783 | $323,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,986 | $322,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,748 | $322,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,330 | $321,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 10 | $320,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,694 | $313,000 | thousands by filing date | |
| CHIMERA INVESTME | 16934Q307 | PREFERRED DEBT | 12,235 | $313,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,715 | $311,000 | thousands by filing date | |
| Penn RealEstate 7.375%CUM Perp | 709102503 | PFD | 13,220 | $311,000 | thousands by filing date | |
| US Bancorp | 902973ay2 | COM | 300,000 | $308,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625HKK5 | Pfd Stk | 300,000 | $307,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 8,588 | $305,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,024 | $303,000 | thousands by filing date | |
| Two Harbors Investment Corp Se | 90187B309 | Com | 11,741 | $302,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 866 | $301,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,415 | $301,000 | thousands by filing date | |
| JMP Group 8.00. SrDeb Due1/202 | 46629u206 | PFD | 11,725 | $298,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,745 | $296,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,299 | $295,000 | thousands by filing date | |
| CTY OFC REIT 6 625 CUM RDM SRS A PRF | 178587200 | COM | 11,738 | $292,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 11,909 | $292,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,406 | $288,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,674 | $287,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,168 | $283,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,924 | $283,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,784 | $281,000 | thousands by filing date | |
| Customers Bancorp 7 Pfd C | 23204G407 | COM | 10,772 | $280,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR PFD CUM RED | 427825609 | Equities | 12,025 | $279,000 | thousands by filing date | |
| EAGLE PT 7.75 10/26 | 269809307 | PREFERRED STOCK | 10,530 | $278,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,797 | $275,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,941 | $274,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,360 | $268,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,403 | $266,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 6,500 | $263,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP-CALLABLE | 97650W405 | Pref | 9,887 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,123 | $262,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,500 | $261,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,071 | $259,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,808 | $255,000 | thousands by filing date | |
| Annaly Capital Management Inc | 035710862 | US TAXABLE BOND FUNDS | 10,553 | $255,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,356 | $253,000 | thousands by filing date | |
| CHS INC. VAR P 7.1 PFDPFD SER 2 | 12542R506 | PREFERRED STOCK | 9,296 | $251,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC 7.5 | 044103802 | PFD | 10,216 | $250,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,855 | $248,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,400 | $248,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,000 | $245,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,523 | $243,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,719 | $241,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 965 | $241,000 | thousands by filing date | |
| MFA Financial 7.5% Prp Cl 4/15 | 55272x409 | PFD | 9,607 | $241,000 | thousands by filing date | |
| LaSalle Hotel 6.3- Called 9/13 | 517942884 | PFD | 9,887 | $241,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 9,000 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 5,509 | $237,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 9,245 | $236,000 | thousands by filing date | |
| ARBOR RLTY TR INC CUM RED PFD SR C 8.50000percent (Call Date 07/12/19) | 038923801 | Preferred Stock | 9,042 | $235,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,000 | $232,000 | thousands by filing date | |
| Teekay Offshore 8.875-Cum Cl 2 | Y8561j176 | PFD | 9,425 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,256 | $231,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,040 | $230,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,926 | $229,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,760 | $229,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,276 | $227,000 | thousands by filing date | |
| LaSalle Hotel 6.375% Call 3/20 | 517942801 | PFD | 9,116 | $226,000 | thousands by filing date | |
| KKR & CO INC PRF STK SER A USD25 | 48251W203 | 6.75% PRF STK SER A USD25 | 8,550 | $225,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 8,595 | $223,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,021 | $222,000 | thousands by filing date | |
| Colgate Palmolive | 172967333 | CL | 8,620 | $221,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,196 | $218,000 | thousands by filing date | |
| Axos Finl 6.25.Sr Nts 2/2026 C | 05465c209 | PFD | 8,450 | $218,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 8,008 | $217,000 | thousands by filing date | |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 8,696 | $217,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 8,200 | $216,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,380 | $215,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 955 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,960 | $212,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,441 | $210,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS INC SER E | 866082605 | PREFERRED STOCKS | 8,900 | $210,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,770 | $209,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 8,000 | $209,000 | thousands by filing date | |
| Gladstone Invstmt 6.375-CUM 8/ | 376546602 | PFD | 8,100 | $205,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,873 | $203,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001109228-18-000008 | this filing | 2018-11-07 | acceptance time not in the bulk data set |