13F-HR filed by WEBSTER BANK, N. A.
WEBSTER BANK, N. A. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-28, with 211 holding rows worth $714,427,000.
- Accession
- 0001105837-14-000002
- Filer
- CIK 1105837
- Filed
- 2014-01-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 376 entries on the cover page, a total value of $714,427,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $714,427,000 with VALUE read as thousands by filing date, 13F file number 028-05301. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 1,250,427 | $126,544,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 350,873 | $64,802,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,086,201 | $30,446,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 26,555 | $14,898,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 105,891 | $13,227,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 219,574 | $12,841,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 107,293 | $12,210,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 127,891 | $11,714,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 142,610 | $11,610,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 60,889 | $11,421,000 | thousands by filing date | |
| 38259p508 | COM | 8,522 | $9,551,000 | thousands by filing date | ||
| JOHNSON CONTROLS INT F | 478366107 | COM | 161,082 | $8,264,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 104,469 | $8,065,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 93,571 | $7,761,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 170,118 | $7,724,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 106,677 | $7,635,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 119,832 | $7,582,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 198,281 | $7,418,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 241,347 | $7,392,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 22,889 | $7,244,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 94,455 | $7,236,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 187,787 | $7,185,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 153,826 | $6,830,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 125,667 | $6,776,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 369,019 | $6,576,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 70,998 | $6,428,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 70,997 | $6,397,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 88,252 | $6,199,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 70,952 | $6,194,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 53,202 | $5,924,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 262,112 | $5,879,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 79,901 | $5,813,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 86,148 | $5,781,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 55,290 | $5,765,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 117,369 | $5,705,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 157,068 | $5,545,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 108,513 | $5,230,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 22,544 | $5,119,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 27,217 | $5,053,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 36,958 | $4,894,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 53,909 | $4,633,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 92,544 | $4,548,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 162,565 | $4,089,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 83,650 | $4,055,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 114,659 | $4,031,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 42,108 | $4,004,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 255,064 | $3,971,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 66,730 | $3,940,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 40,742 | $3,903,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 33,506 | $3,892,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 25,923 | $3,888,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 96,548 | $3,796,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 46,650 | $3,750,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 40,264 | $3,679,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,746 | $3,488,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 37,775 | $3,450,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 132,478 | $3,439,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 60,753 | $3,229,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,944 | $3,123,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 47,858 | $3,096,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 65,941 | $3,056,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 56,380 | $3,040,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 71,602 | $2,992,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 34,445 | $2,906,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 15,089 | $2,788,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 21,282 | $2,767,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 23,975 | $2,766,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 34,044 | $2,751,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 66,108 | $2,731,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 61,190 | $2,708,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 18,330 | $2,584,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,058 | $2,449,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,300 | $2,426,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 419,718 | $2,418,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 27,537 | $2,399,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 52,379 | $2,273,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 31,069 | $2,186,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 25,317 | $2,085,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 49,276 | $1,938,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 27,596 | $1,937,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 18,574 | $1,803,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 20,964 | $1,795,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 45,700 | $1,693,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 17,719 | $1,669,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 40,555 | $1,668,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 13,804 | $1,576,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,239 | $1,569,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 17,500 | $1,504,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 11,637 | $1,504,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 19,121 | $1,420,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 17,530 | $1,360,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 32,000 | $1,334,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,578 | $1,332,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 24,215 | $1,279,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 22,757 | $1,277,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 17,765 | $1,270,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 19,276 | $1,244,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 45,350 | $1,204,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12,662 | $1,180,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 37,048 | $1,155,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,795 | $1,141,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 90,500 | $1,118,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 12,566 | $1,034,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 9,850 | $1,017,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 17,585 | $980,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,665 | $877,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,580 | $867,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 29,645 | $864,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,396 | $842,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,416 | $820,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 21,922 | $808,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 79,107 | $801,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,304 | $778,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,761 | $771,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 17,515 | $710,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,815 | $709,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 27,559 | $699,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,141 | $686,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,385 | $677,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,240 | $661,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 9,995 | $657,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 9,566 | $656,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,086 | $655,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,245 | $653,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,665 | $644,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,943 | $641,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,827 | $627,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,578 | $625,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 40,937 | $619,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 57,919 | $615,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,910 | $596,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 9,300 | $575,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,243 | $572,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 9,562 | $549,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,190 | $542,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,214 | $540,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 6,017 | $527,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,530 | $524,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 618 | $516,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,407 | $512,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,656 | $502,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,000 | $486,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 6,190 | $484,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,930 | $471,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,615 | $471,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 9,387 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,980 | $463,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,360 | $447,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,714 | $439,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,919 | $417,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,775 | $417,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,687 | $412,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 11,610 | $406,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,041 | $403,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,773 | $385,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 3,400 | $380,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,905 | $369,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 18,474 | $368,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $356,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 4,916 | $340,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,825 | $337,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,750 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,375 | $322,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,863 | $315,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,115 | $311,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,548 | $310,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,410 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,100 | $308,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 4,350 | $308,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,161 | $307,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,801 | $305,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,487 | $300,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,065 | $297,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,500 | $295,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,904 | $293,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,600 | $283,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 16,000 | $282,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,750 | $282,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,425 | $282,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 4,900 | $281,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,250 | $279,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,500 | $277,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,570 | $276,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,971 | $274,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,600 | $266,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,712 | $261,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,914 | $249,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,170 | $249,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 8,800 | $246,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,830 | $237,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,000 | $237,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 9,144 | $235,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,454 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,175 | $227,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,353 | $224,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,635 | $221,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,050 | $219,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,260 | $218,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,000 | $214,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 3,735 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,800 | $209,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,500 | $179,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 16,261 | $153,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 10,750 | $153,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 10,522 | $139,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,800 | $132,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,625 | $126,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,000 | $122,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,483 | $116,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,000 | $71,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 11,083 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001105837-14-000002 | this filing | 2014-01-28 | acceptance time not in the bulk data set |