13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 4,494 holding rows worth $116,492,369,102.
- Accession
- 0001104659-24-119021
- Filer
- CIK 1009207
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 5,681 entries on the cover page, a total value of $116,492,369,102 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,492,369,102 with VALUE read as dollars as filed, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWMARK GROUP INC | 65158N102 | CL A | 18,506 | $287,398 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 19,080 | $287,154 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,849 | $286,835 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 30,222 | $286,807 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 52,066 | $285,842 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,277 | $282,080 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,600 | $280,968 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 20,270 | $280,740 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 16,700 | $280,727 | dollars as filed | put |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,433 | $280,716 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,664 | $279,621 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 50,000 | $279,500 | dollars as filed | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,217 | $278,630 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7,829 | $276,285 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,100 | $275,473 | dollars as filed | put |
| SITIME CORP COM | 82982T106 | Stock | 1,604 | $275,102 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 968 | $274,728 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3,700 | $274,688 | dollars as filed | put |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,300 | $274,365 | dollars as filed | call |
| ZYMEWORKS INC | 98985Y108 | COM | 21,782 | $273,364 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 8,860 | $272,888 | dollars as filed | |
| WISDOMTREE TR | 97717Y477 | US QUALITY GROW | 5,978 | $272,746 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 4,700 | $272,741 | dollars as filed | put |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 8,473 | $272,237 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 29,594 | $271,969 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 2,995 | $271,647 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,158 | $269,525 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 12,603 | $269,326 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 21,047 | $268,560 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 3,036 | $268,504 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 16,023 | $267,905 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 5,400 | $266,922 | dollars as filed | put |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 4,350 | $266,873 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 5,400 | $266,868 | dollars as filed | call |
| CRONOS GROUP INC | 22717L101 | COM | 120,600 | $266,613 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 600 | $266,052 | dollars as filed | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 101,000 | $265,848 | dollars as filed | call |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 7,791 | $264,660 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 835 | $264,445 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 4,315 | $263,215 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 5,137 | $263,066 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 2,540 | $262,153 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 4,400 | $261,492 | dollars as filed | call |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,191 | $261,267 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,900 | $260,623 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 30,267 | $260,599 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 9,238 | $260,512 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 15,100 | $260,475 | dollars as filed | put |
| ISHARES TR | 464288372 | COM | 4,774 | $259,849 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 50,762 | $258,886 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 6,100 | $258,579 | dollars as filed | put |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 9,000 | $258,210 | dollars as filed | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,949 | $257,093 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,100 | $256,749 | dollars as filed | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,205 | $255,890 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 8,567 | $255,554 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 111,227 | $254,710 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,431 | $253,941 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 300,967 | $253,414 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 21,581 | $253,361 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 90,325 | $252,910 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 12,280 | $252,354 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 19,200 | $251,904 | dollars as filed | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 2,291 | $251,437 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,825 | $250,335 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 6,913 | $250,251 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 13,300 | $246,715 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,140 | $245,073 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,735 | $244,598 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,500 | $244,365 | dollars as filed | call |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 126,497 | $244,139 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 44,589 | $243,010 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 5,668 | $242,874 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 6,463 | $242,039 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 17,299 | $242,013 | dollars as filed | |
| CALERES INC | 129500104 | COM | 7,300 | $241,265 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,201 | $240,635 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 50,000 | $240,500 | dollars as filed | call |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 3,000 | $240,360 | dollars as filed | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 25,958 | $240,112 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 296,461 | $239,689 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 4,500 | $238,991 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,463 | $238,842 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 45,236 | $237,489 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,100 | $237,243 | dollars as filed | put |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 42,287 | $237,230 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 20,600 | $237,106 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,072 | $236,655 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,900 | $235,923 | dollars as filed | call |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 15,158 | $234,191 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 106,668 | $232,536 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 8,290 | $232,286 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,100 | $230,890 | dollars as filed | put |
| GRAIL INC | 384747101 | COM | 16,688 | $229,627 | dollars as filed | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 28,891 | $229,106 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 77,860 | $228,908 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 1,895 | $228,859 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 12,200 | $228,750 | dollars as filed | call |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 28,400 | $228,620 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,600 | $227,080 | dollars as filed | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,202 | $226,755 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 6,800 | $226,644 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,811 | $226,454 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,124 | $225,744 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,587 | $225,680 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 17,724 | $225,449 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 4,294 | $224,963 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC COM SHS | 042315705 | REIT | 11,000 | $224,400 | dollars as filed | put |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 40,000 | $224,400 | dollars as filed | put |
| ARGAN INC | 04010E109 | COM | 2,212 | $224,363 | dollars as filed | |
| DIODES INC COM | 254543101 | Stock | 3,500 | $224,315 | dollars as filed | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,100 | $223,138 | dollars as filed | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,719 | $221,837 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,928 | $221,825 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 10,882 | $221,775 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 22,516 | $220,206 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 19,676 | $218,994 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 3,085 | $218,017 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 19,400 | $217,862 | dollars as filed | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,600 | $215,360 | dollars as filed | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 11,100 | $215,007 | dollars as filed | put |
| UBIQUITI INC | 90353W103 | COM | 968 | $214,625 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 3,343 | $214,186 | dollars as filed | |
| WORTHINGTON STL INC | 982104101 | COM SHS | 6,297 | $214,161 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 4,537 | $214,146 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 714 | $213,757 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 8,849 | $213,615 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 10,350 | $210,830 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 1,500 | $210,450 | dollars as filed | call |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 8,340 | $210,168 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 2,300 | $209,829 | dollars as filed | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 6,100 | $209,657 | dollars as filed | call |
| AI Transportation Acquisition Corp | G01490112 | COM | 20,000 | $209,600 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,414 | $209,294 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,602 | $209,283 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M113 | W EXP 10/31/2028 | 104,622 | $209,244 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 18,829 | $208,437 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 11,800 | $207,680 | dollars as filed | put |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 10,500 | $207,480 | dollars as filed | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,358 | $207,363 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7,584 | $206,967 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 13,501 | $206,430 | dollars as filed | |
| ARRIVENT BIOPHARMA INC | 04272N102 | COM | 8,775 | $206,213 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 7,133 | $205,858 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 6,900 | $205,827 | dollars as filed | call |
| Peakstone Realty Trust | 39818P799 | REIT | 15,101 | $205,827 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 150,000 | $205,500 | dollars as filed | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 18,284 | $204,598 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 54,625 | $203,751 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,560 | $203,237 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 11,700 | $203,229 | dollars as filed | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 7,500 | $202,950 | dollars as filed | put |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 20,510 | $202,434 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 7,600 | $201,704 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 5,200 | $201,500 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 109,788 | $200,912 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 6,519 | $200,198 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 14,461 | $200,140 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 57,597 | $199,862 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 591,955 | $199,844 | dollars as filed | |
| WEBTOON ENTMT INC | 94845U105 | COM | 17,319 | $198,129 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 88,422 | $198,065 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 47,347 | $196,964 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 24,410 | $196,745 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,000 | $196,400 | dollars as filed | call |
| VEREN INC | 92340V107 | COM NEW | 31,844 | $196,126 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 53,625 | $195,731 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 19,642 | $194,063 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 45,400 | $192,950 | dollars as filed | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 57,632 | $191,915 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 24,630 | $191,621 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 55,931 | $191,284 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 13,967 | $189,253 | dollars as filed | |
| REVOLUTION MEDICINES INC | 76155X118 | *W EXP 12/17/202 | 1,347,439 | $188,641 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 15,383 | $187,980 | dollars as filed | |
| Proficient Auto Logistics Inc | 74317M104 | COM | 13,248 | $187,857 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 10,436 | $185,970 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 28,800 | $184,032 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 13,500 | $183,870 | dollars as filed | put |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 900,000 | $182,250 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 19,092 | $176,983 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 18,581 | $175,219 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 15,600 | $175,188 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 11,376 | $173,825 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 18,300 | $172,569 | dollars as filed | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,330 | $164,975 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 99,573 | $164,296 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 11,282 | $163,815 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 59,993 | $163,781 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 21,000 | $163,380 | dollars as filed | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 16,600 | $162,011 | dollars as filed | put |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 13,285 | $160,350 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 28,527 | $160,321 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 33,963 | $160,305 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 30,000 | $160,200 | dollars as filed | put |
| Up Fintech Holding Ltd | 91531W106 | COM | 30,000 | $160,200 | dollars as filed | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 27,280 | $159,588 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 53,024 | $158,542 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 30,100 | $158,025 | dollars as filed | call |
| CERENCE INC COM | 156727109 | Stock | 50,000 | $157,500 | dollars as filed | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 14,548 | $156,682 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 15,178 | $155,878 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 30,000 | $155,700 | dollars as filed | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,028 | $155,233 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 90,000 | $154,800 | dollars as filed | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 31,046 | $154,609 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 12,988 | $154,557 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 50,000 | $153,500 | dollars as filed | put |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 50,000 | $151,500 | dollars as filed | put |
| RIDENOW GROUP INC | 781386305 | COM CL B | 30,679 | $146,952 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 57,388 | $146,339 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 695,312 | $146,016 | dollars as filed | |
| GERON CORP | 374163103 | COM | 31,991 | $145,239 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 10,674 | $143,992 | dollars as filed | |
| HELPORT AI LTD | G4R52R103 | ORD SHS | 29,152 | $143,136 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 21,885 | $140,721 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 40,634 | $140,187 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15,474 | $140,040 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 11,100 | $139,083 | dollars as filed | put |
| UDEMY INC COM | 902685106 | Stock | 18,608 | $138,444 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 85,691 | $137,963 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 83,027 | $135,334 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 26,510 | $135,201 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 16,700 | $132,598 | dollars as filed | put |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 166,366 | $132,261 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 13,800 | $130,962 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 55,012 | $130,378 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 91,154 | $128,527 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 22,801 | $127,686 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 18,700 | $126,038 | dollars as filed | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 60,284 | $125,994 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,251 | $123,991 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 18,902 | $120,217 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,213 | $118,164 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 106,572 | $117,229 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 11,700 | $116,883 | dollars as filed | call |
| Sun Country Airlines Holding | 866683105 | COM | 10,405 | $116,640 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 13,000 | $115,050 | dollars as filed | call |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 37,757 | $114,404 | dollars as filed | |
| NIKOLA CORP | 654110303 | COM NEW | 24,600 | $112,668 | dollars as filed | call |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 10,168 | $111,950 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 82,961 | $109,509 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 11,900 | $108,171 | dollars as filed | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,600 | $107,802 | dollars as filed | call |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 16,122 | $105,599 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 15,299 | $105,410 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 14,704 | $102,634 | dollars as filed | |
| HERAMBA ELECTRIC EQ | g4411j106 | WT | 1,237,500 | $99,990 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 15,100 | $99,660 | dollars as filed | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 17,900 | $97,781 | dollars as filed | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 499,827 | $97,466 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 18,291 | $96,942 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 69,836 | $95,675 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 15,601 | $95,478 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 24,496 | $95,289 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 15,434 | $93,839 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 30,056 | $92,873 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 63,603 | $90,952 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 12,272 | $90,813 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 17,116 | $89,688 | dollars as filed | |
| Helport Ai Ltd W Exp 03/31/202 | G4R52R111 | SPAC Combination | 847,500 | $88,988 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,036 | $87,514 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,800 | $85,698 | dollars as filed | |
| OCULIS HOLDING AG | H5870P110 | *W EXP 03/06/202 | 37,216 | $85,597 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 1,059,485 | $83,593 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 45,800 | $83,304 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 30,972 | $81,456 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 22,097 | $81,096 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 469,896 | $79,883 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 13,443 | $79,045 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 20,532 | $78,432 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 11,182 | $78,386 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 14,482 | $77,624 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 40,301 | $77,378 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 28,259 | $76,288 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 375,000 | $75,000 | dollars as filed | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 604,873 | $72,585 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 17,013 | $72,135 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 33,451 | $71,920 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,082 | $70,433 | dollars as filed | |
| CHURCHILL CAPITAL CORP IX | G21301117 | *W EXP 03/31/203 | 175,000 | $70,000 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 199,999 | $70,000 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 990,000 | $69,300 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,681 | $69,294 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 230,468 | $69,140 | dollars as filed | |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 33,244 | $63,496 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 47,734 | $62,054 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 70,200 | $61,622 | dollars as filed | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 15,000 | $60,450 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 375,000 | $60,000 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V121 | RIGHT 09/29/2027 | 247,500 | $59,400 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 723,004 | $59,286 | dollars as filed | |
| Bitfufu Inc W Exp 03/01/202 | G1152A120 | SPAC Combination | 150,000 | $57,720 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 22,494 | $54,435 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 17,100 | $53,865 | dollars as filed | call |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 55,284 | $53,631 | dollars as filed | |
| Bynordic Acquisition Corp | 124420118 | Warrant | 742,500 | $51,975 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,550 | $50,948 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 375,000 | $49,163 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 10,000 | $46,800 | dollars as filed | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 12,646 | $45,273 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 11,237 | $42,701 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 384,473 | $42,292 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 350,000 | $42,000 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 732,036 | $40,262 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,742 | $40,097 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 12,200 | $39,960 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 1,253,037 | $38,844 | dollars as filed | |
| Aimei Health Technology Co L Right 11/17/2028 | G01341133 | SPACS | 155,000 | $38,750 | dollars as filed | |
| GRINDR INC | 39854F119 | *W EXP 11/18/202 | 12,097 | $36,654 | dollars as filed | |
| LOTUS TECHNOLOGY INC | 54572F119 | W EXP 02/22/202 | 117,840 | $35,352 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 349,000 | $34,900 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 467,197 | $34,479 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 91,666 | $34,045 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 675,425 | $33,771 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 200,000 | $33,660 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415117 | RIGHT 12/22/2026 | 325,000 | $32,825 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 14,263 | $32,805 | dollars as filed | |
| SOLARIS RES INC | 83419D201 | COM NEW | 12,300 | $31,830 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 988,099 | $30,631 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 250,000 | $30,000 | dollars as filed | |
| Quetta Acquisition Corp Right 99/99/9999 | 74841A113 | SPACS | 23,000 | $29,900 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 225,000 | $29,273 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q114 | WARR | 108,651 | $28,793 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 575,000 | $28,750 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 10,951 | $28,035 | dollars as filed | |
| Agriculture & Nat Sol Acq Co W Exp 10/01/202 | G0131Y118 | SPACS Warrant | 100,000 | $28,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 10,800 | $27,549 | dollars as filed | |
| AA MISSION ACQUISITION CORP | G1000R127 | *W EXP 08/01/203 | 450,000 | $27,000 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 225,000 | $27,000 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 250,000 | $26,825 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 23,100 | $26,815 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 172,500 | $25,875 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 25,584 | $23,161 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 150,000 | $22,380 | dollars as filed | |
| Melar Acquisition Corp. I W Exp 06/01/203 | G6004G118 | SPACS Warrant | 162,500 | $22,344 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 495,000 | $22,127 | dollars as filed | |
| Veea Inc W Exp 09/13/202 | 693489114 | SPAC Combination | 90,749 | $22,007 | dollars as filed | |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 80,000 | $21,760 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 32,363 | $21,140 | dollars as filed | |
| BOREALIS FOODS INC | 09973D113 | *W EXP 02/07/202 | 300,000 | $21,030 | dollars as filed | |
| TMT ACQUISITION CORP | G89229135 | RIGHT 03/27/2028 | 75,000 | $20,475 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A111 | *W EXP 05/08/203 | 136,100 | $20,401 | dollars as filed | |
| RTS/IRON HORSE ACQUISITIONS CORP EXP12/31/2099 | 462837121 | COM | 119,035 | $20,236 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 107,225 | $19,837 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C119 | RIGHT 03/30/2025 | 50,000 | $18,000 | dollars as filed | |
| EUDA HEALTH HOLDINGS LTD | G3142E121 | *W EXP 11/22/202 | 200,000 | $17,740 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 375,000 | $17,625 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 15,032 | $17,437 | dollars as filed | |
| STEM INC | 85859N102 | COM | 50,000 | $17,410 | dollars as filed | call |
| Black Hawk Acquisition Corp Right 06/20/2025 | G1148A119 | SPACS | 15,000 | $17,400 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 375,000 | $17,250 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 70,000 | $16,275 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 175,766 | $16,030 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 100,000 | $16,000 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 447,342 | $15,657 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 150,000 | $15,645 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 207,787 | $15,605 | dollars as filed | |
| Vsee Health Inc W Exp 99/99/999 | 92919Y110 | SPAC Combination | 365,000 | $14,965 | dollars as filed | |
| RF ACQUISITION CORP II | G75389117 | RIGHT 05/01/2026 | 200,000 | $14,800 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F119 | RIGHT 99/99/9999 | 100,000 | $14,010 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 87,500 | $14,000 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 99,999 | $13,900 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 224,999 | $13,500 | dollars as filed | |
| Onemednet Corp W Exp 11/07/202 | 68270C111 | SPAC Combination | 420,000 | $13,146 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 400,000 | $13,000 | dollars as filed | |
| 0 | G3034H141 | 0 | 100,000 | $12,590 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 625,000 | $12,500 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 14,100 | $12,439 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 14,100 | $12,377 | dollars as filed | call |
| JVSPAC ACQUISITION CORP | G5212E113 | RIGHT 11/26/2026 | 45,000 | $12,164 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 240,900 | $12,045 | dollars as filed | |
| GREENLAND MINES LTD | 49876K111 | *W EXP 06/21/202 | 300,000 | $12,000 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M121 | RIGHT 12/30/2024 | 100,000 | $12,000 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 175,000 | $11,497 | dollars as filed | |
| GIGCAPITAL7 CORP | G38648120 | *W EXP 08/29/202 | 175,000 | $11,375 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 225,000 | $11,273 | dollars as filed | |
| FALCONS BEYOND GLOBAL INC | 306121112 | WTS | 10,162 | $11,178 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 52,798 | $10,977 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 375,000 | $10,875 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 294,000 | $10,790 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 243,749 | $10,652 | dollars as filed | |
| Envoy Medical Inc W Exp 09/29/202 | 29415V117 | SPAC Combination | 113,431 | $10,560 | dollars as filed | |
| IB ACQUISITION CORP | 44934N116 | RIGHT 09/28/2026 | 150,000 | $10,500 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 199,999 | $10,060 | dollars as filed | |
| VAST RENEWABLES LIMITED | Q9379E113 | *W EXP 07/01/202 | 199,999 | $10,000 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 165,000 | $9,900 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 140,000 | $9,814 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 100,000 | $9,670 | dollars as filed | call |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 465,000 | $9,254 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 126,079 | $9,127 | dollars as filed | |
| AESTHER HC -CW23 EQUITY | 67644C112 | COM | 182,154 | $8,926 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 274,500 | $8,537 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 199,999 | $8,460 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 75,000 | $8,250 | dollars as filed | |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 73,333 | $7,795 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 150,000 | $7,665 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D125 | RIGHT 04/21/2028 | 50,000 | $7,595 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 150,000 | $7,515 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 273,958 | $6,931 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B114 | *W EXP 10/07/202 | 228,943 | $6,868 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 224,999 | $6,682 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 133,333 | $6,667 | dollars as filed | |
| Shf Holdings Inc W Exp 09/28/202 | 824430110 | SPAC Combination | 188,000 | $6,580 | dollars as filed | |
| BOLT PROJECTS HLDS | 09769b115 | WT | 108,968 | $6,538 | dollars as filed | |
| PATRIA LATIN AMERICAN-CW27 | G69454117 | COM | 150,000 | $6,450 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V113 | *W EXP 09/29/202 | 247,500 | $6,361 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 125,000 | $6,338 | dollars as filed | |
| Nvni Group Limited W Exp 11/01/202 | G50716110 | SPAC Combination | 300,000 | $6,180 | dollars as filed | |
| Estrella Immunopharma Inc W Exp 09/29/202 | 297584112 | SPAC Combination | 87,500 | $6,125 | dollars as filed | |
| Chenghe Acquisition II Co | G20873116 | Warrant | 87,500 | $6,125 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 224,583 | $6,109 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 100,000 | $6,000 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 250,000 | $5,950 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 133,333 | $5,867 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 50,000 | $5,780 | dollars as filed | call |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 225,000 | $5,693 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 225,000 | $5,490 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 199,999 | $5,400 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B118 | *W EXP 10/01/203 | 40,596 | $5,277 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 44,211 | $5,195 | dollars as filed | |
| SCHMID GROUP N.V. | N68722110 | WTS | 16,144 | $5,166 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 375,000 | $5,100 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 99,999 | $5,080 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 200,000 | $5,060 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 124,999 | $5,012 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 100,000 | $4,940 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 135,198 | $4,867 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 97,000 | $4,850 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 262,422 | $4,829 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 200,000 | $4,800 | dollars as filed | |
| Cdt Equity Inc W Exp 09/22/202 | 20678X114 | SPAC Combination | 375,000 | $4,425 | dollars as filed | |
| ZAPATA COMPUTING HLDGS INC | 98906V118 | WARR | 124,999 | $4,425 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 17,800 | $4,252 | dollars as filed | |
| Able View Global Inc W Exp 08/18/202 | G1149B116 | SPAC Combination | 200,000 | $4,060 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 146,500 | $3,985 | dollars as filed | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 41,873 | $3,978 | dollars as filed | |
| Cn Healthy Food Tech Group C W Exp 09/30/203 | 462837113 | SPAC Combination | 119,035 | $3,571 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F133 | *W EXP 11/30/202 | 50,000 | $3,550 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 113,603 | $3,544 | dollars as filed | |
| NKGEN BIOTECH INC | 65488A119 | *W EXP 05/31/202 | 50,000 | $3,535 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 250,000 | $3,500 | dollars as filed | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 12,382 | $3,405 | dollars as filed | |
| AI TRANSPORTATION ACQUIS-RTS | G01490104 | RIGHT 09/01/2028 | 20,000 | $3,400 | dollars as filed | |
| Oio Group W Exp 08/02/202 | G3R95P116 | SPAC Combination | 310,000 | $3,379 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 87,883 | $3,260 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 80,000 | $3,200 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 121,413 | $3,193 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 103,000 | $3,183 | dollars as filed | |
| Better Home & Finance Holdin W Exp 08/22/202 | 08774B110 | SPAC Combination | 27,202 | $3,166 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 150,000 | $3,150 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 21,831 | $3,056 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 150,000 | $3,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 95,265 | $2,953 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C111 | *W EXP 10/25/202 | 74,822 | $2,918 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 274,999 | $2,805 | dollars as filed | |
| ZOOZ STRATEGY LTD | M2573A197 | *W EXP 04/02/202 | 55,752 | $2,475 | dollars as filed | |
| ABOVE FOOD INGREDIENTS INC | 00373V118 | *W EXP 06/28/202 | 137,500 | $2,406 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 49,999 | $2,360 | dollars as filed | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 49,200 | $2,312 | dollars as filed | |
| PSYENCE BIOMEDICAL LTD | 74449F118 | *W EXP 01/22/202 | 175,352 | $2,227 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 199,999 | $2,160 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 190,899 | $2,157 | dollars as filed | |
| ZOOMCAR HOLDINGS INC | 45784g119 | WT | 200,000 | $2,040 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 64,900 | $1,947 | dollars as filed | |
| NEWGENIVF GROUP LIMITED | G0544E113 | *W EXP 04/03/202 | 168,750 | $1,873 | dollars as filed | |
| Gogoro Inc W Exp 04/04/202 | G9491K113 | SPAC Combination | 44,527 | $1,777 | dollars as filed | |
| SRIVARU HOLDING LIMITED | G8403L110 | *W EXP 12/08/202 | 115,000 | $1,725 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 318,530 | $1,656 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 29,998 | $1,656 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 56,801 | $1,534 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 68,749 | $1,533 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M113 | *W EXP 12/30/202 | 50,000 | $1,500 | dollars as filed | |
| NOCO NOCO INC | G7243P117 | *W EXP 08/25/202 | 148,500 | $1,485 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 498,473 | $1,396 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 59,528 | $1,375 | dollars as filed | |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 100,000 | $1,350 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 260,100 | $1,327 | dollars as filed | |
| 0 | 27877D112 | 0 | 67,000 | $1,320 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 75,000 | $1,260 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 150,000 | $1,260 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 62,500 | $1,250 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 41,390 | $1,097 | dollars as filed | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 104,515 | $1,045 | dollars as filed | |
| Multisensor Ai Holdings Inc W Exp 12/19/202 | 456948116 | SPAC Combination | 31,500 | $797 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 25,000 | $773 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 51,318 | $734 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 79,166 | $697 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 60,015 | $600 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 20,340 | $411 | dollars as filed | |
| Xbp Global Holdings Inc W Exp 11/30/202 | 98400V119 | SPAC Combination | 19,714 | $394 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 70,000 | $350 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 16,666 | $187 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 19,500 | $140 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-24-119021 | this filing | 2024-11-14 | acceptance time not in the bulk data set |