13F-HR filed by Nantahala Capital Management, LLC
Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 128 holding rows worth $1,700,173,175.
- Accession
- 0001104659-24-089726
- Filer
- CIK 1472322
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 128 entries on the cover page, a total value of $1,700,173,175 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,700,173,175 with VALUE read as dollars as filed, 13F file number 028-14750. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 1,350,000 | $273,901,500 | dollars as filed | put |
| Eli Lilly and Company | 532457108 | COM | 160,000 | $144,860,800 | dollars as filed | put |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 3,082,107 | $125,749,966 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2,512,850 | $114,183,904 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,200,000 | $111,252,000 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $60,867,000 | dollars as filed | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 400,000 | $55,964,000 | dollars as filed | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,935,331 | $36,961,419 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 2,910,849 | $31,582,712 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 5,338,314 | $30,695,306 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 541,433 | $30,628,865 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 1,798,260 | $30,156,820 | dollars as filed | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 668,871 | $27,042,455 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,987,000 | $26,996,060 | dollars as filed | call |
| SAVARA INC | 805111101 | COM | 5,180,951 | $20,879,233 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 312,128 | $18,793,227 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 4,416,506 | $18,107,675 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 378,807 | $17,311,480 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 2,669,943 | $16,954,138 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 1,000,000 | $16,770,000 | dollars as filed | call |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 3,470,037 | $14,712,956 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 13,418,740 | $14,425,146 | dollars as filed | |
| ABIVAX SA- | 00370M103 | SPONSORED ADS | 985,634 | $13,030,081 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 2,989,963 | $12,856,841 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 337,846 | $12,757,065 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 1,550,797 | $12,251,296 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 2,650,472 | $11,874,115 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 2,419,435 | $11,855,232 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 9,270,836 | $11,495,837 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 2,445,667 | $11,494,635 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 452,457 | $11,492,408 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 3,629,622 | $11,251,828 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,962,070 | $10,987,592 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,779,869 | $9,860,474 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 1,270,035 | $9,601,465 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,435,122 | $9,400,049 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 453,232 | $9,304,853 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 787,974 | $9,156,258 | dollars as filed | |
| Tourmaline Bio Inc | 89157D105 | Common Stock | 700,907 | $9,013,664 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,593,516 | $9,003,365 | dollars as filed | |
| ELUTIA INC | 05479K106 | CL A COM | 1,795,697 | $8,906,657 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 1,911,821 | $8,660,549 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 800,000 | $8,312,000 | dollars as filed | call |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,600,000 | $7,744,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 604,143 | $7,002,017 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 1,869,953 | $6,881,427 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,000,000 | $6,840,000 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 4,308,329 | $6,807,160 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 300,792 | $6,797,899 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 109,000 | $6,785,250 | dollars as filed | call |
| DISC MEDICINE INC COM | 254604101 | Stock | 150,000 | $6,760,500 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 838,222 | $6,739,305 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 790,936 | $6,667,590 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 532,506 | $6,230,320 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 675,000 | $6,142,500 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,000,000 | $5,600,000 | dollars as filed | call |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 1,517,696 | $5,281,582 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,202,528 | $5,110,744 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,110,000 | $5,096,400 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 2,026,600 | $5,056,975 | dollars as filed | |
| AVADEL PHARMACEUTICALS PLC | G29687103 | COM SHS | 350,000 | $4,921,000 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 103,206 | $4,730,963 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 616,823 | $4,663,182 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 3,244,573 | $4,607,294 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 1,833,325 | $4,583,312 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 490,000 | $4,566,800 | dollars as filed | |
| NN INC | 629337106 | COM | 1,456,446 | $4,369,338 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 2,066,417 | $4,318,812 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 450,000 | $4,063,500 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 915,029 | $4,035,278 | dollars as filed | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 1,935,484 | $3,880,645 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,304,150 | $3,870,972 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 200,000 | $3,800,000 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 2,682,228 | $3,755,119 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 55,999 | $3,485,938 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 1,086,812 | $3,173,491 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,313,768 | $3,113,630 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 940,733 | $3,095,012 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 654,000 | $3,073,800 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 2,391,325 | $2,845,677 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,905,278 | $2,695,968 | dollars as filed | |
| NEUROGENE INC | 64135M105 | COMMON STOCK | 72,279 | $2,630,233 | dollars as filed | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 477,855 | $2,508,739 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 1,750,000 | $2,310,000 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 3,580,000 | $2,255,400 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 520,000 | $2,204,800 | dollars as filed | call |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 134,975 | $2,193,344 | dollars as filed | |
| CONNS INC | 208242107 | COM | 1,973,315 | $2,180,513 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 22,369 | $2,073,830 | dollars as filed | |
| SURROZEN INC | 86889P208 | COMMON STOCK | 187,206 | $2,049,906 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 1,992,519 | $1,773,342 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 239,197 | $1,703,083 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 123,564 | $1,627,338 | dollars as filed | |
| SPAR GROUP INC | 784933103 | COM | 662,028 | $1,595,487 | dollars as filed | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 600,000 | $1,584,000 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,091,009 | $1,538,323 | dollars as filed | |
| UNICYCIVE THERAPEUTICS INC | 90466Y103 | CMN | 2,820,358 | $1,413,282 | dollars as filed | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 511,073 | $1,395,229 | dollars as filed | |
| Instil Bio Inc | 45783C200 | COM NEW | 127,292 | $1,309,835 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 464,367 | $1,286,297 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 500,000 | $1,270,000 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 400,000 | $1,192,000 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 243,000 | $1,088,640 | dollars as filed | call |
| STRATA SKIN SCIENCES INC | 86272A305 | COM | 303,917 | $933,025 | dollars as filed | |
| PERFECT CORP | G7006A109 | CL A ORD SHS | 419,133 | $846,649 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 547,804 | $846,357 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 205,760 | $837,443 | dollars as filed | |
| NIKOLA CORP | 654110303 | COM NEW | 99,999 | $818,992 | dollars as filed | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 950,962 | $760,770 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 3,900 | $716,196 | dollars as filed | put |
| CUTERA INC | 232109AG3 | NOTE 4.000% 6/0 | 4,000,000 | $694,002 | dollars as filed | principal |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 248,506 | $688,362 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 672,856 | $623,065 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 23,976 | $422,937 | dollars as filed | |
| EVOKE PHARMA INC | 30049G203 | COM NEW | 675,000 | $357,075 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,516 | $307,581 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 25,631 | $289,374 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 153,152 | $261,890 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 13,371 | $240,812 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 98,278 | $211,298 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 76,034 | $171,076 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 59,316 | $107,955 | dollars as filed | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 126,362 | $103,617 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 20,123 | $75,864 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 77,340 | $58,701 | dollars as filed | |
| GUARDFORCE AI CO LTD | G4236L120 | *W EXP 10/01/202 | 154,205 | $30,070 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 117,644 | $27,176 | dollars as filed | |
| TC BIOPHARM HOLDINGS PLC | 87807D111 | *W EXP 02/10/202 | 235,294 | $2,941 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-24-089726 | this filing | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001104659-24-091322 | base | 2024-08-20 | acceptance time not in the bulk data set |