13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-12, with 1,822 holding rows worth $32,421,064,819.
- Accession
- 0001104659-24-088144
- Filer
- CIK 902367
- Filed
- 2024-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 1,822 entries on the cover page, a total value of $32,421,064,819 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,421,064,819 with VALUE read as dollars as filed, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,440 | $107,688 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 16,571 | $107,549 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,392 | $107,171 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 13,154 | $106,942 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 4,749 | $105,236 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 10,063 | $104,856 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,336 | $104,041 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 65,586 | $103,626 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 25,000 | $101,500 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 4,156 | $99,744 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 151,628 | $99,316 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,074 | $97,820 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 16,471 | $97,508 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 942 | $96,752 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,121 | $95,909 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 4,031 | $95,091 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 12,650 | $94,622 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1,871 | $93,354 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 99,000 | $92,071 | dollars as filed | principal |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 2,136 | $91,004 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 10,150 | $90,335 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 2,379 | $90,095 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 34,432 | $89,868 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 15,100 | $89,845 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 2,650 | $88,893 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 632 | $88,460 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 100,000 | $88,000 | dollars as filed | principal |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 19,200 | $87,744 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 4,100 | $87,527 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,767 | $87,423 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,100 | $87,297 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 37,884 | $85,618 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 615 | $83,800 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 3,319 | $82,877 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 4,613 | $82,665 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 4,422 | $81,842 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 11,268 | $81,242 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 56,640 | $80,995 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 20,000 | $80,400 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,202 | $79,753 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 1,207 | $78,467 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,681 | $78,335 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,108 | $78,152 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 28,047 | $77,690 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 696 | $76,762 | dollars as filed | |
| NEPHROS INC | 640671400 | COM | 36,249 | $76,485 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,314 | $76,107 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 12,470 | $74,695 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 564 | $74,623 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,350 | $74,304 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,074 | $73,793 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 13,100 | $73,360 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 3,256 | $73,296 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 689 | $72,014 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,392 | $71,781 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 425 | $71,574 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1,457 | $71,558 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 682 | $70,744 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,470 | $69,252 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 660 | $68,574 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 12,550 | $68,398 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,552 | $68,283 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 1,900 | $67,849 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 29,825 | $66,808 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,185 | $65,993 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 18,794 | $65,403 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 15,120 | $65,167 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 699 | $65,077 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 64,817 | $64,817 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,336 | $64,195 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,850 | $63,413 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,580 | $63,029 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2,244 | $62,877 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 3,133 | $62,567 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,269 | $62,498 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 400 | $61,596 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G516 | ESG S&P 500 EQL | 2,416 | $60,682 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 252 | $60,373 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,990 | $59,591 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 500 | $58,465 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 639 | $58,053 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 1,426 | $57,511 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,610 | $57,155 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 125,843 | $56,667 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 96,200 | $56,152 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 5,709 | $55,834 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 2,350 | $55,789 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 1,456 | $55,739 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 1,750 | $55,738 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 620 | $54,486 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,281 | $53,110 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,502 | $53,021 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,510 | $52,080 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 17,023 | $51,580 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,131 | $51,551 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 888 | $51,451 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 33,267 | $50,899 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,128 | $50,309 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $49,815 | dollars as filed | principal |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 342 | $49,701 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 608 | $49,254 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 21,496 | $49,011 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 255 | $48,718 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,062 | $48,300 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,126 | $47,953 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,210 | $47,626 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,738 | $47,369 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 2,636 | $47,363 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 673 | $47,180 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 1,041 | $46,958 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,700 | $46,461 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 7,094 | $46,321 | dollars as filed | |
| AMPLIFY ETF TR | 032108599 | INDX FD | 1,000 | $45,863 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 683 | $45,426 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 765 | $44,209 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,625 | $44,168 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 982 | $43,845 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 440 | $43,707 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 763 | $43,651 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,060 | $43,630 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 990 | $43,584 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 21,964 | $43,269 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 850 | $42,526 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,025 | $42,005 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 790 | $41,412 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 959 | $40,470 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 500 | $40,455 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,583 | $40,240 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 365 | $40,230 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 11,337 | $40,020 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,094 | $39,415 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 1,403 | $38,750 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 402 | $37,941 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,474 | $37,086 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 40,000 | $37,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 113 | $35,667 | dollars as filed | |
| PROSHARES TR | 74349Y837 | SHORT QQQ | 880 | $35,640 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 467 | $35,444 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 2,572 | $35,373 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 319 | $35,270 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,138 | $34,846 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,000 | $34,600 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 750 | $34,524 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 736 | $34,489 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 645 | $33,308 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 10,000 | $33,100 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 633 | $33,062 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 438 | $32,903 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,511 | $32,381 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,034 | $32,209 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1,253 | $31,738 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 329 | $31,656 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 340 | $31,518 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $30,557 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 1,207 | $29,897 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 300 | $29,733 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,305 | $29,142 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 410 | $28,567 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 300 | $28,293 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,423 | $28,175 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 16,100 | $28,175 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 325 | $27,630 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 280 | $27,474 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 1,153 | $26,773 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 10,000 | $26,500 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 1,210 | $26,415 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 400 | $25,925 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,000 | $25,130 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 400 | $24,996 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 21,345 | $24,974 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 510 | $24,827 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 22,496 | $24,746 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 21,500 | $24,510 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 893 | $24,307 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 550 | $24,002 | dollars as filed | |
| GLOBAL X FDS | 37960A644 | EMERGING MKT GRT | 887 | $23,994 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 31,039 | $23,875 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 562 | $23,365 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 462 | $22,939 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 221 | $22,115 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 220 | $21,969 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 59,902 | $21,463 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 296 | $21,306 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 400 | $20,932 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 25,000 | $20,718 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 201 | $20,699 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 12,954 | $20,079 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 467 | $19,721 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 10,000 | $19,600 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 15,697 | $19,464 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 430 | $19,458 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 10,589 | $19,060 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 329 | $18,977 | dollars as filed | |
| VERB TECHNOLOGY CO INC (US) old | 92337U203 | COM NEW | 150,000 | $18,600 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 468 | $17,959 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 20,000 | $17,880 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 383 | $17,767 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,000 | $17,638 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 415 | $17,513 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 10,000 | $17,400 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 21,249 | $17,380 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 683 | $17,130 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 11,385 | $16,622 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 2,000 | $16,560 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 30,500 | $16,470 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 312 | $16,336 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 270 | $16,205 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,944 | $16,051 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 299 | $16,020 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 157 | $15,774 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 400 | $15,695 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 373 | $15,686 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $15,504 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 260 | $15,490 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 683 | $15,128 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 210 | $14,293 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 213 | $13,975 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 179 | $13,812 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 218 | $13,811 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 215 | $13,809 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 5,602 | $13,725 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 745 | $13,559 | dollars as filed | |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 13,000 | $13,279 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 280 | $13,273 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 319 | $13,235 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 135 | $13,181 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 13,000 | $13,124 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 400 | $13,066 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 265 | $12,919 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 475 | $12,621 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 443 | $12,165 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 12,000 | $12,012 | dollars as filed | principal |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 237 | $11,948 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 317 | $11,823 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 158 | $11,664 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 175 | $11,659 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,000 | $11,505 | dollars as filed | principal |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 33,000 | $11,032 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 241 | $11,018 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 338 | $10,924 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 144 | $10,510 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 10,000 | $10,000 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 295 | $9,995 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 24,300 | $9,696 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 2,933 | $9,268 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 200 | $9,168 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 323 | $9,141 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 179 | $9,079 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 5,000 | $9,060 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 427 | $8,647 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 261 | $8,631 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 700 | $8,519 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 8,000 | $8,519 | dollars as filed | principal |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 383 | $8,261 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 124 | $8,247 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 183 | $8,070 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 100 | $7,818 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 404 | $7,757 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 8,000 | $7,652 | dollars as filed | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 85 | $7,546 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 255 | $7,454 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 14,990 | $7,347 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 277 | $7,290 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 118 | $7,093 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 75 | $6,741 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 570 | $6,546 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 120 | $6,446 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 118 | $6,427 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 171 | $6,414 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 168 | $6,347 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 269 | $6,249 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 150 | $5,774 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 95 | $5,660 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 175 | $5,357 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 5,000 | $5,240 | dollars as filed | principal |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 150 | $5,169 | dollars as filed | |
| NEW MTN FIN CORP | 647551AE0 | BOND | 5,000 | $5,034 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 5,000 | $4,985 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 60 | $4,932 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 5,000 | $4,923 | dollars as filed | principal |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 240 | $4,774 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 5,000 | $4,767 | dollars as filed | principal |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 93 | $4,654 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 80 | $4,633 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66 | $4,429 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 72 | $4,408 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $4,343 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 4,000 | $3,898 | dollars as filed | principal |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 211 | $3,643 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 76 | $3,631 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 52 | $3,449 | dollars as filed | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 38 | $3,022 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 55 | $2,704 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,000 | $2,500 | dollars as filed | principal |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 22 | $2,484 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 10,153 | $2,399 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 108 | $2,393 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 85 | $2,303 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 87 | $2,233 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 81 | $2,215 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 150 | $2,210 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 2,000 | $2,190 | dollars as filed | principal |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 190 | $2,151 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 32 | $2,094 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,000 | $2,028 | dollars as filed | principal |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 46 | $1,869 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 42 | $1,834 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 80 | $1,571 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 74 | $1,449 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 13 | $1,263 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 36 | $943 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74349Y845 | ETF | 32 | $922 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 46 | $886 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 11 | $773 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 30 | $624 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 32 | $617 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 7,765 | $390 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4 | $342 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 15,000 | $194 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 9 | $144 | dollars as filed | |
| PROSHARES TR | 74347G556 | FUND | 5 | $76 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 333 | $23 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-24-088144 | this filing | 2024-08-12 | acceptance time not in the bulk data set |