Skip to content
Disclosery

13F-HR filed by Nantahala Capital Management, LLC

Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 124 holding rows worth $1,750,507,881.

Accession
0001104659-24-062060
Filer
CIK 1472322
Filed
2024-05-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2024

A holdings report, 124 entries on the cover page, a total value of $1,750,507,881 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,750,507,881 with VALUE read as dollars as filed, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
iShares Russell 2000 ETF464287655SHS1,350,000$283,905,000dollars as filedput
SPDR SER TR78464A870S&P BIOTECH1,900,000$180,291,000dollars as filedput
SOLENO THERAPEUTICS INC834203309COM2,410,379$103,164,221dollars as filed
ESTABLISHMENT LABS HOLDINGSG31249108COMMON STOCK1,964,562$99,996,206dollars as filed
Eli Lilly and Company532457108COM100,000$77,796,000dollars as filedput
GRAND CANYON ED INC COM38526M106Stock400,000$54,484,000dollars as filedput
PATHWARD FINANCIAL INC59100U108COM1,021,727$51,576,779dollars as filed
Costco Wholesale Corporation22160K105COM70,000$51,284,100dollars as filedput
EVOLUS INC30052C107COM2,910,849$40,751,886dollars as filed
IMAX CORP45245E109COM2,203,177$35,625,372dollars as filed
HILTON GRAND VACATIONS INC COM43283X105Stock668,871$31,577,400dollars as filed
BIOVENTUS INC09075A108COM CL A5,806,012$30,191,262dollars as filed
RIDENOW GROUP INC781386305COM CL B4,416,506$28,530,629dollars as filed
ESTABLISHMENT LABS HOLDINGSG31249108COMMON STOCK550,000$27,995,000dollars as filedcall
PELOTON INTERACTIVE INC70614W100CL A COM6,312,939$27,050,944dollars as filed
ISHARES TR464287739U.S. REAL ES ETF300,000$26,970,000dollars as filedput
RED VIOLET INC75704L104COMMON STOCK1,116,249$21,822,668dollars as filed
AMERICAS CAR-MART INC03062T105COM312,128$19,935,615dollars as filed
KEROS THERAPEUTICS INC COM492327101Stock293,997$19,462,601dollars as filed
LYRA THERAPEUTICS INC55234L105COM2,820,982$17,546,508dollars as filed
ABEONA THERAPEUTICS INC00289Y206COM NEW2,310,640$16,752,140dollars as filed
UNIQURE NVN90064101SHS3,088,082$16,058,026dollars as filed
Tourmaline Bio Inc89157D105Common Stock700,907$16,050,770dollars as filed
AMNEAL PHARMACEUTICALS INC03168L105COM STK CL A2,619,943$15,876,855dollars as filed
CODEXIS INC192005106COM4,461,878$15,571,954dollars as filed
VIEMED HEALTHCARE INC92663R105COM1,550,122$14,617,650dollars as filed
DXP ENTERPRISES INC233377407COM NEW269,806$14,496,676dollars as filed
ABIVAX SA-00370M103SPONSORED ADS1,010,034$14,443,486dollars as filed
ZEVRA THERAPEUTICS INC COM NEW488445206Stock2,453,405$14,229,749dollars as filed
DYNE THERAPEUTICS INC COM26818M108Stock435,256$12,356,918dollars as filed
RESERVOIR MEDIA INC76119X105COMMON STOCK1,550,797$12,297,820dollars as filed
EHEALTH INC28238P109COM1,911,821$11,528,281dollars as filed
SYNDAX PHARMACEUTICALS INC87164F105COM465,259$11,073,164dollars as filed
AURA BIOSCIENCES INC05153U107COMMON STOCK1,321,860$10,376,601dollars as filed
PELOTON INTERACTIVE INC70614W100CL A COM2,400,000$10,284,000dollars as filedcall
NEUROPACE INC641288105COMMON STOCK778,260$10,273,032dollars as filed
Golden Entertainment Inc381013101Common Stock269,267$9,917,104dollars as filed
ASSERTIO HOLDINGS INC04546C205COM NEW9,270,836$8,893,513dollars as filed
PAYONEER GLOBAL INC COM70451X104Stock1,821,426$8,852,130dollars as filed
SAVARA INC805111101COM1,737,410$8,652,302dollars as filed
UNICYCIVE THERAPEUTICS INC90466Y103CMN3,335,586$8,644,198dollars as filed
RMR GROUP INC74967R106CL A345,792$8,299,008dollars as filed
IMMATICS N.VN44445109SHS787,974$8,281,607dollars as filed
INDUSTRIAL LOGISTICS PPTYS T456237106COM SHS BEN INT1,881,132$8,070,056dollars as filed
VISTAGEN THERAPEUTICS INC92840H400COM1,517,696$8,013,435dollars as filed
REZOLUTE INC76200L309COMMON STOCK3,022,947$7,708,515dollars as filed
NOODLES & CO65540B105COM CL A4,033,329$7,703,658dollars as filed
CELLECTAR BIOSCIENCES INC15117F807COM1,873,325$7,455,834dollars as filed
LUXFER HOLDINGS PLCG5698W116COMMON STOCK685,253$7,106,074dollars as filed
ENOVA INTL INC29357K103COM109,000$6,848,470dollars as filedcall
NN INC629337106COM1,406,446$6,666,554dollars as filed
EAGLE PHARMACEUTICALS INC269796108COM1,258,762$6,595,913dollars as filed
READING INTL INC755408101CL A3,385,253$6,228,866dollars as filed
TELA BIO INC872381108COM1,097,866$6,224,900dollars as filed
ZYNEX INC98986M103COM490,000$6,061,300dollars as filed
CONNS INC208242107COM1,769,997$5,929,490dollars as filed
TARSUS PHARMACEUTICALS INC87650L103COMMON STOCK150,321$5,464,168dollars as filed
COGENT BIOSCIENCES INC19240Q201COM790,936$5,315,090dollars as filed
ALTA EQUIPMENT GROUP INC COMMON STOCK02128L106Stock402,509$5,212,492dollars as filed
ELUTIA INC05479K106CL A COM1,650,000$5,197,500dollars as filed
PLAYAGS INC72814N104COM566,588$5,087,960dollars as filed
HERBALIFE LTDG4412G101COM SHS500,000$5,025,000dollars as filedcall
DHI GROUP INC23331S100COM1,966,417$5,014,363dollars as filed
INSPIREMD INC45779A846COM2,066,456$4,897,707dollars as filed
PAR TECHNOLOGY CORP698884AC7NOTE 2.875% 4/13,785,000$4,719,895dollars as filedprincipal
XTANT MED HLDGS INC98420P308COM NEW4,000,000$4,680,000dollars as filed
ENOVA INTL INC29357K103COM71,865$4,515,278dollars as filed
THERATECHNOLOGIES INC88338H704COM2,682,228$4,452,498dollars as filed
SILENCE THERAPEUTICS PLC82686Q101ADS200,000$4,320,000dollars as filed
MINERALYS THERAPEUTICS INC603170101COM332,506$4,292,652dollars as filed
VANDA PHARMACEUTICALS INC921659108COM1,013,251$4,164,462dollars as filed
NEWAMSTERDAM PHARMA CO NVN62509109COMMON STOCK175,000$4,138,750dollars as filed
DARIOHEALTH CORP23725P209COM2,632,559$4,027,816dollars as filed
SPDR SER TR78464A870S&P BIOTECH42,069$3,991,927dollars as filed
ABEONA THERAPEUTICS INC00289Y206COM NEW520,000$3,770,000dollars as filedcall
NEUROGENE INC64135M105COMMON STOCK72,279$3,679,001dollars as filed
OPTINOSE INC68404V100COM2,474,296$3,612,472dollars as filed
AYTU BIOPHARMA INC054754858COM1,086,812$3,303,908dollars as filed
Milestone Pharmaceuticals Inc59935V107COM1,750,000$3,132,500dollars as filed
THE ONE GROUP HOSPITALITY IN88338K103COM547,710$3,050,745dollars as filed
MEDIAALPHA INC58450V104CL A149,371$3,042,687dollars as filed
ACHIEVE LIFE SCIENCES INC004468500COMMON STOCK654,000$2,972,430dollars as filed
GAIA INC NEW36269P104CL A915,029$2,818,289dollars as filed
ENVVENO MEDICAL CORPORATION29415J106COM495,736$2,696,804dollars as filed
AEROVATE THERAPEUTICS INC008064107COM91,188$2,696,429dollars as filed
NEKTAR THERAPEUTICS640268108COM2,475,954$2,313,036dollars as filed
ALTISOURCE PORTFOLIO SOLNS SL0175J104REG SHS1,091,009$2,116,557dollars as filed
TALPHERA INC00444T209COM NEW1,992,519$2,052,295dollars as filed
REIN THERAPEUTICS INC00887A204COM NEW255,000$1,690,650dollars as filed
IMMATICS N.VN44445117*W EXP 07/01/202558,977$1,509,238dollars as filed
SCULLY ROYALTY LTDG7T96K107COM SHS239,197$1,471,062dollars as filed
ANEBULO PHARMACEUTICALS INC034569103COM511,073$1,466,780dollars as filed
NEUROONE MED TECHNOLOGIES CORP COM64130M209Stock1,198,912$1,438,694dollars as filed
PERELLA WEINBERG PARTNERS71367G102COMMON STOCK99,778$1,409,863dollars as filed
APREA THERAPEUTICS INC03836J201COM NEW205,760$1,376,534dollars as filed
Instil Bio Inc45783C200COM NEW127,292$1,374,754dollars as filed
KIORA PHARMACEUTICALS INC49721T309COMMON1,900,000$1,341,400dollars as filed
FOSSIL GROUP INC34988V106COMMON STOCK1,306,338$1,332,465dollars as filed
B. RILEY FINANCIAL INC05580M108COM62,520$1,323,548dollars as filed
UNIQURE NVN90064101SHS243,000$1,263,600dollars as filedcall
MATTERPORT INC577096100COM CL A548,376$1,239,330dollars as filed
STRATA SKIN SCIENCES INC86272A206COMMON3,089,821$1,167,952dollars as filed
CHILDRENS PL INC NEW168905107COM100,000$1,154,000dollars as filed
SPAR GROUP INC784933103COM879,189$896,773dollars as filed
CUTERA INC232109AG3NOTE 4.000% 6/04,000,000$887,605dollars as filedprincipal
GOSSAMER BIO INC COM38341P102Stock672,856$793,970dollars as filed
FORTRESS BIOTECH INC34960Q307COM NEW278,152$556,304dollars as filed
PERFECT CORPG7006A109CL A ORD SHS200,000$496,000dollars as filed
EVOKE PHARMA INC30049G203COM NEW675,000$411,750dollars as filed
AN2 THERAPEUTICS INC037326105COM98,278$319,404dollars as filed
LADDER CAP CORP CL A505743104REIT25,631$285,273dollars as filed
EDGEWISE THERAPEUTICS INC28036F105COM13,371$243,887dollars as filed
APTOSE BIOSCIENCES INC03835T309COM88,540$146,976dollars as filed
LUCID DIAGNOSTICS INC54948X109COM149,698$132,281dollars as filed
BM TECHNOLOGIES INC05591L107COM76,034$125,456dollars as filed
TRANSACT TECHNOLOGIES INC892918103CMN23,930$125,393dollars as filed
EXAGEN INC30068X103COM74,306$118,147dollars as filed
Renalytix PLC75973T101ADS117,644$101,174dollars as filed
CUE BIOPHARMA INC22978P106COM26,692$50,448dollars as filed
GUARDFORCE AI CO LTDG4236L120*W EXP 10/01/202154,205$50,333dollars as filed
GAMIDA CELL LTDM47364100SHS800,000$28,880dollars as filed
TC BIOPHARM HOLDINGS PLC87807D111*W EXP 02/10/202235,294$4,706dollars as filed
KINTARA THERAPEUTICS INC49720K200COM NEW12,763$1,285dollars as filed
ARHAUS INC04035M102COMMON STOCK1$15dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001104659-24-062060this filing2024-05-15acceptance time not in the bulk data set