13F-HR filed by Waterloo Capital, L.P.
Waterloo Capital, L.P. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 181 holding rows worth $340,750,195.
- Accession
- 0001104659-23-117835
- Filer
- CIK 1730942
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 181 entries on the cover page, a total value of $340,750,195 stated on the cover page (in dollars after the unit check, H1), rows summing to $340,750,195 with VALUE read as dollars as filed, 13F file number 028-20294. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 42,557 | $18,275,052 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 552,957 | $16,826,496 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 232,378 | $14,753,684 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 177,786 | $13,364,137 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 486,895 | $11,349,524 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 577,642 | $11,049,485 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B642 | APTUS ENHANCED | 388,476 | $9,408,894 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 158,698 | $9,407,588 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 95,947 | $8,809,883 | dollars as filed | |
| Apple Inc | 037833100 | COM | 48,343 | $8,276,796 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 188,768 | $8,252,928 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 271,499 | $8,234,565 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 54,523 | $8,037,183 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 20,274 | $7,961,711 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B535 | APTUS LARGE CAP | 317,102 | $7,820,306 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 218,935 | $7,673,674 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 44,764 | $6,796,037 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 43,147 | $6,113,525 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 60,876 | $5,724,779 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 101,767 | $5,114,811 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 15,083 | $4,762,389 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 47,539 | $4,759,106 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 34,586 | $4,558,090 | dollars as filed | |
| VWO | 922042858 | SHS | 105,200 | $4,124,894 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 74,583 | $3,795,545 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 22,200 | $3,761,629 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 67,878 | $3,434,627 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 61,816 | $2,971,495 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 132,425 | $2,968,969 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 31,845 | $2,878,472 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 28,375 | $2,504,077 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 93,650 | $2,478,916 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 24,327 | $2,436,106 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 37,097 | $2,432,437 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 41,256 | $2,425,426 | dollars as filed | |
| SPY | 78462F103 | SHS | 5,651 | $2,415,564 | dollars as filed | |
| IJH | 464287507 | COM | 9,509 | $2,371,018 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 17,365 | $2,272,445 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 50,048 | $2,213,123 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 19,413 | $2,079,893 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 95,681 | $1,883,962 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 45,394 | $1,880,214 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 44,969 | $1,812,026 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,168 | $1,648,786 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,985 | $1,592,995 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 12,390 | $1,574,962 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,841 | $1,529,133 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 71,468 | $1,500,115 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 54,020 | $1,487,171 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 24,706 | $1,461,607 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 2,806 | $1,430,779 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,765 | $1,394,139 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 6,053 | $1,389,514 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 28,555 | $1,348,938 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 9,413 | $1,311,231 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7,205 | $1,290,125 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 5,010 | $1,253,582 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,644 | $1,253,052 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 19,153 | $1,240,731 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,545 | $1,232,632 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 27,639 | $1,190,965 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 7,444 | $1,190,503 | dollars as filed | |
| CHEMED CORP NEW | 16359R103 | COM | 2,227 | $1,157,302 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,650 | $1,152,863 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 21,887 | $1,098,311 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 18,775 | $1,005,590 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 19,311 | $970,185 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,620 | $938,667 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 18,311 | $929,100 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 5,182 | $852,170 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 45,898 | $844,064 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 8,701 | $841,909 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,372 | $830,912 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 21,118 | $816,211 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,190 | $813,764 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 31,433 | $777,338 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 15,329 | $764,135 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,874 | $756,209 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,235 | $754,244 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,905 | $738,311 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 15,628 | $716,396 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,022 | $708,010 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,322 | $697,088 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 11,604 | $688,233 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 30,083 | $663,025 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,158 | $650,137 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,915 | $648,051 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,110 | $647,595 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,082 | $630,807 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,575 | $605,558 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,212 | $597,490 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,095 | $597,299 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,951 | $585,432 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,283 | $571,431 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,296 | $555,831 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 11,879 | $545,849 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,015 | $516,922 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 8,657 | $514,399 | dollars as filed | |
| VTI | 922908769 | COM | 2,337 | $496,346 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,850 | $492,589 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 6,061 | $490,759 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 12,465 | $489,002 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 4,788 | $476,071 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7,324 | $471,275 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 3,922 | $469,799 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,638 | $450,628 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 883 | $447,024 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,673 | $445,001 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 9,052 | $438,117 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 12,888 | $437,661 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,086 | $437,261 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 17,904 | $435,787 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 13,925 | $426,244 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,030 | $423,323 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 135 | $416,333 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 12,839 | $415,470 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 807 | $412,416 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,332 | $412,219 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,069 | $408,650 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,527 | $393,590 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 8,709 | $388,334 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,334 | $383,795 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 6,837 | $383,487 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 15,996 | $382,304 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 12,063 | $379,743 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,157 | $377,082 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 12,290 | $374,112 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,636 | $365,561 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,358 | $362,599 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,620 | $362,270 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 14,201 | $359,143 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 10,729 | $354,164 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,169 | $353,248 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 4,693 | $350,896 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,139 | $346,765 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,258 | $345,064 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,106 | $339,805 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 16,282 | $339,805 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 879 | $331,910 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 582 | $328,711 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,034 | $324,647 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,544 | $322,461 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 3,113 | $313,386 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 17,942 | $312,550 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,158 | $307,903 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,019 | $297,844 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 4,159 | $296,661 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,906 | $295,171 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,887 | $292,685 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,748 | $286,768 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,444 | $285,841 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,267 | $280,756 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 9,192 | $276,036 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,580 | $271,471 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,809 | $269,612 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,595 | $267,944 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,554 | $263,879 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 11,495 | $263,465 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 488 | $262,287 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 18,066 | $252,201 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,861 | $250,166 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,542 | $248,311 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,590 | $247,023 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,136 | $246,342 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,019 | $245,151 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 11,850 | $244,940 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,207 | $241,497 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 6,350 | $240,411 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 571 | $233,619 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,009 | $226,096 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 14,980 | $223,951 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 3,578 | $217,807 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,149 | $211,612 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,267 | $206,661 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,964 | $200,347 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,633 | $191,274 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,450 | $138,345 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 68,000 | $119,680 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 20,000 | $83,400 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 15,000 | $11,783 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 14,900 | $10,569 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-117835 | this filing | 2023-11-14 | acceptance time not in the bulk data set |