13F-HR filed by L & S Advisors Inc
L & S Advisors Inc filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 294 holding rows worth $696,095,652.
- Accession
- 0001104659-23-117189
- Filer
- CIK 1392364
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 294 entries on the cover page, a total value of $696,095,652 stated on the cover page (in dollars after the unit check, H1), rows summing to $696,095,652 with VALUE read as dollars as filed, 13F file number 028-13201. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWELLS FARGO CLEARING SERVICES, LLC028-13118
- reports for this filerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 129,645 | $22,196,472 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 35,385 | $19,006,345 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 52,186 | $16,477,703 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 112,917 | $14,776,319 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 110,774 | $14,081,591 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 43,829 | $13,157,904 | dollars as filed | |
| SPY | 78462F103 | SHS | 30,237 | $12,925,717 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 108,665 | $12,776,831 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 36,420 | $12,198,879 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 257,835 | $10,811,022 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 23,405 | $10,181,059 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 84,212 | $10,088,598 | dollars as filed | |
| UNITED STATES TREAS NTS 2.5 05/15/2024 | 912828WJ5 | Govt Bond | 10,000,000 | $9,817,187 | dollars as filed | principal |
| JPMORGAN CHASE FINANCIAL | 48133dm72 | FIXED | 10,000,000 | $9,811,490 | dollars as filed | principal |
| Broadcom Inc. | 11135F101 | COM | 11,735 | $9,746,719 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 16,798 | $8,565,300 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 55,226 | $8,231,988 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 89,826 | $8,168,776 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 15,786 | $8,065,699 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 14,396 | $8,046,788 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,863 | $7,998,136 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 133,578 | $7,787,597 | dollars as filed | |
| US TREASURY | 91282cap6 | FIXED | 7,617,000 | $7,601,528 | dollars as filed | principal |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 49,022 | $7,592,527 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 37,304 | $7,564,505 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 35,070 | $7,479,730 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 19,174 | $7,468,656 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 38,098 | $7,126,993 | dollars as filed | |
| US TREASURY BILL23 | 912797HC4 | TREASURY BILLS | 7,100,000 | $7,077,090 | dollars as filed | principal |
| International Business Machines Corporation | 459200101 | COM | 50,100 | $7,029,030 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 49,974 | $6,918,900 | dollars as filed | |
| US TREASURY BILL23 | 912797FV4 | TREASURY BILLS | 6,973,000 | $6,890,641 | dollars as filed | principal |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 161,546 | $6,817,241 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 41,310 | $6,434,032 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 96,700 | $6,160,757 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,233 | $5,780,993 | dollars as filed | |
| VTI | 922908769 | COM | 27,175 | $5,772,242 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 12,637 | $5,495,199 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 20,146 | $5,414,439 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 18,565 | $5,307,177 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 91,464 | $5,270,156 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 32,898 | $5,261,377 | dollars as filed | |
| UNITED STATES TREAS NTS 2.75 11/15/2023 | 912828WE6 | Govt Bond | 5,203,000 | $5,185,927 | dollars as filed | principal |
| Tesla Motors, Inc | 88160R101 | COM | 20,587 | $5,151,279 | dollars as filed | |
| General Electric Company | 369604301 | COM | 46,203 | $5,107,742 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 52,399 | $5,060,171 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 58,317 | $5,028,675 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 21,707 | $4,982,842 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 95,808 | $4,973,393 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 29,784 | $4,942,953 | dollars as filed | |
| UNITED STATES TREAS NTS 2.25 11/15/2024 | 912828G38 | Govt Bond | 5,000,000 | $4,828,125 | dollars as filed | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 18,251 | $4,718,431 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 17,625 | $4,643,130 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 19,463 | $4,562,906 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 51,896 | $3,801,901 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 29,993 | $3,629,753 | dollars as filed | |
| UNITED STATES TREAS NTS 2.75 02/15/2024 | 912828B66 | Govt Bond | 3,633,000 | $3,596,102 | dollars as filed | principal |
| Caterpillar Inc. | 149123101 | COM | 12,430 | $3,393,390 | dollars as filed | |
| US TREASURY BILL23 | 912797FJ1 | TREASURY BILLS | 3,151,000 | $3,133,388 | dollars as filed | principal |
| Procter & Gamble Co | 742718109 | COM | 21,399 | $3,121,258 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,070 | $3,055,571 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9,999 | $2,922,608 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 107,209 | $2,754,199 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 25,264 | $2,675,963 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 49,533 | $2,662,894 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 9,952 | $2,636,484 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 40,532 | $2,629,716 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 24,058 | $2,624,247 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 15,243 | $2,470,433 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 6,215 | $2,460,581 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 13,247 | $2,436,521 | dollars as filed | |
| Linde plc | G54950103 | COM | 6,498 | $2,419,530 | dollars as filed | |
| AAR CORP | 000361105 | COM | 40,577 | $2,415,549 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 43,692 | $2,411,798 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 7,863 | $2,375,966 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 29,140 | $2,356,552 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,293 | $2,350,236 | dollars as filed | |
| KLA CORP | 482480100 | COM | 5,064 | $2,322,486 | dollars as filed | |
| CITIGROUP GLOBAL MARKETS | 17330y4t4 | FIXED | 2,300,000 | $2,295,871 | dollars as filed | principal |
| Netflix, Inc | 64110L106 | COM | 6,069 | $2,291,654 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 38,537 | $2,291,025 | dollars as filed | |
| American Express Company | 025816109 | COM | 15,348 | $2,289,768 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 56,354 | $2,286,845 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 3,114 | $2,261,574 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 8,124 | $2,220,045 | dollars as filed | |
| Deere & Company | 244199105 | COM | 5,835 | $2,202,012 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,781 | $2,194,020 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 19,513 | $2,189,536 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 11,516 | $2,170,996 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 21,052 | $2,164,567 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 15,061 | $2,159,296 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 7,859 | $2,155,095 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 12,554 | $2,134,682 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 27,585 | $2,068,323 | dollars as filed | |
| UNITED STS TREAS NTS 4.250 09/30/24 B/E DTD 09/30/22 | 91282CFN6 | TREASURY NOTE | 1,964,000 | $1,940,984 | dollars as filed | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 37,647 | $1,891,385 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 10,862 | $1,818,082 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 86,126 | $1,765,583 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 32,509 | $1,759,712 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 18,070 | $1,750,079 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,380 | $1,749,674 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,975 | $1,735,450 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 14,294 | $1,732,719 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,753 | $1,724,721 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 21,174 | $1,696,249 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 22,422 | $1,686,583 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 20,477 | $1,677,476 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 33,452 | $1,650,856 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 37,716 | $1,631,971 | dollars as filed | |
| US TREASURY BILL23 | 912796ZD4 | TREASURY BILLS | 1,646,000 | $1,631,568 | dollars as filed | principal |
| DTE ENERGY CO COM | 233331107 | Stock | 16,401 | $1,628,291 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 53,343 | $1,622,161 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 42,729 | $1,614,729 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,741 | $1,613,811 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 23,672 | $1,610,406 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 14,385 | $1,598,822 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 127,281 | $1,597,383 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 9,405 | $1,590,574 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 26,498 | $1,589,085 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 8,293 | $1,578,158 | dollars as filed | |
| US TREASUR NT 2.25.03/24 | 91282CEG2 | TREASURY | 1,596,000 | $1,571,062 | dollars as filed | principal |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 34,925 | $1,503,710 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,278 | $1,487,632 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 9,409 | $1,463,946 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 20,903 | $1,401,337 | dollars as filed | |
| TALOS PRODUCTION INC | 87485lac8 | FIXED | 1,335,000 | $1,395,075 | dollars as filed | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 102,720 | $1,362,067 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 12,418 | $1,348,222 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 39,529 | $1,328,570 | dollars as filed | |
| Vital Energy Inc | 516806AG1 | Corporate Bond - Domestic | 1,290,000 | $1,312,575 | dollars as filed | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 2,802 | $1,286,034 | dollars as filed | |
| US TREASURY BILL24 | 912797FW2 | BIL | 1,287,000 | $1,269,172 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,607 | $1,266,709 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5,457 | $1,255,076 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 54,539 | $1,253,852 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 28,584 | $1,249,692 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 24,231 | $1,229,481 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 18,223 | $1,224,768 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 7,890 | $1,205,355 | dollars as filed | |
| US TREASURY | 912828x70 | FIXED | 1,202,000 | $1,178,148 | dollars as filed | principal |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 21,764 | $1,177,219 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,274 | $1,151,150 | dollars as filed | |
| Credit Acceptance Corp | 225310AM3 | Corporate Bond - Domestic | 1,195,000 | $1,148,694 | dollars as filed | principal |
| Uber Technologies | 90353T100 | COM | 24,843 | $1,142,530 | dollars as filed | |
| HAWAIIAN AIRLINES 13-1A | 419838aa5 | FIXED | 1,261,295 | $1,134,157 | dollars as filed | principal |
| DELEK LOG PART/FINANCE | 24665fab8 | FIXED | 1,150,000 | $1,125,562 | dollars as filed | principal |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 5,559 | $1,120,194 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 14,257 | $1,114,185 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 9,376 | $1,112,556 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 3,158 | $1,092,226 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 5,274 | $1,070,147 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830mam4 | FIXED | 1,140,000 | $1,065,900 | dollars as filed | principal |
| HECLA MINING CO | 422704ah9 | FIXED | 1,090,000 | $1,051,850 | dollars as filed | principal |
| VANGUARD CA INTERM-TERM TAX-EXEMPT INV | 922021308 | BOND FUNDS | 96,618 | $1,048,305 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 25,326 | $1,042,165 | dollars as filed | |
| GOLDMAN SACHS GQG PARTNERS INTERNATIONAL OPPORTUNI | 38147N293 | COM | 57,339 | $1,033,825 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 34,266 | $1,014,616 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 11,096 | $1,010,780 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 14,739 | $1,005,495 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 6,285 | $1,000,698 | dollars as filed | |
| CARNIVAL CORP | 143658ah5 | FIXED | 1,120,000 | $991,200 | dollars as filed | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,000,000 | $988,725 | dollars as filed | principal |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 33,014 | $975,234 | dollars as filed | |
| ROYAL CARIBBEAN CRUISES | 780153ag7 | FIXED | 950,000 | $947,625 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 19,846 | $911,924 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 915,000 | $909,281 | dollars as filed | principal |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 923,000 | $890,138 | dollars as filed | principal |
| Icahn Enterprises LP / Icahn Enterprises Finance Corp | 451102BT3 | Corporate Bond - Domestic | 935,000 | $868,381 | dollars as filed | principal |
| AMC ENTERTAINMENT HLDGS | 00165aah1 | FIXED | 1,265,000 | $860,200 | dollars as filed | principal |
| Spirit AeroSystems Inc | 85205TAK6 | Corporate Bond - Domestic | 1,095,000 | $851,362 | dollars as filed | principal |
| INVESCO QQQ TR | 46090E103 | COM | 2,374 | $850,533 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 37,536 | $847,188 | dollars as filed | |
| TIAA FSB HOLDINGS INC | 29977gaa0 | FIXED | 908,000 | $844,000 | dollars as filed | principal |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 5,129 | $838,335 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,249 | $823,556 | dollars as filed | |
| CITRIX SYSTEMS INC | 177376ae0 | FIXED | 1,108,000 | $820,012 | dollars as filed | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,938 | $774,134 | dollars as filed | |
| JPMORGAN CHASE FINANCIAL | 48133ua36 | FIXED | 750,000 | $739,433 | dollars as filed | principal |
| GOLDMAN SACHS GROUP | 38150atg0 | FIXED | 750,000 | $738,070 | dollars as filed | principal |
| BELO CORP | 080555ae5 | FIXED | 717,000 | $713,415 | dollars as filed | principal |
| HRDG LVNR INTL EQUITY | 412295107 | COM | 29,619 | $711,743 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 15,341 | $701,697 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 13,366 | $701,581 | dollars as filed | |
| UNITED STATES TREAS NTS 2.25 01/31/2024 | 912828V80 | Govt Bond | 698,000 | $690,693 | dollars as filed | principal |
| IIP OPERATING PARTNER | 44988FAD2 | 5.500 05/25/26 '26 | 762,000 | $677,227 | dollars as filed | principal |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 9,950 | $664,063 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 11,215 | $627,816 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 32,360 | $608,692 | dollars as filed | |
| COMERICA BANK | 200339dx4 | FIXED | 649,000 | $606,065 | dollars as filed | principal |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 12,148 | $600,476 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 595,000 | $583,590 | dollars as filed | principal |
| PETROLEOS MEXICANOS | 71654qcg5 | FIXED | 660,000 | $579,975 | dollars as filed | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 1,615 | $565,734 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,227 | $560,297 | dollars as filed | |
| CDK GLOBAL INC | 12508eaf8 | FIXED | 756,000 | $551,880 | dollars as filed | principal |
| Vanguard Growth | 922908736 | COM | 2,008 | $546,798 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 10,171 | $533,876 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 15,220 | $527,221 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 15,180 | $526,898 | dollars as filed | |
| SSGA ACTIVE TR | 78470P846 | SPDR BLACKSTONE | 18,953 | $522,439 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 15,800 | $522,348 | dollars as filed | |
| US TREASURY | 91282cfa4 | FIXED | 530,000 | $519,152 | dollars as filed | principal |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 9,533 | $510,587 | dollars as filed | |
| BANK OF MONTREAL | 06374vkq8 | FIXED | 500,000 | $495,815 | dollars as filed | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,994 | $490,831 | dollars as filed | |
| GOLDMAN SACHS GROUP | 38150at47 | FIXED | 500,000 | $490,258 | dollars as filed | principal |
| BELO CORP | 080555af2 | FIXED | 495,000 | $482,006 | dollars as filed | principal |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 18,701 | $474,257 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,000 | $468,600 | dollars as filed | |
| Chemours Co/The | 163851AE8 | Corporate Bond - Domestic | 500,000 | $460,000 | dollars as filed | principal |
| UNITED STATES TREAS NTS 2.125 09/30/2024 | 9128282Y5 | Govt Bond | 475,000 | $459,785 | dollars as filed | principal |
| US TREASUR NT 0.75 1223 | 91282CDR9 | NOT | 461,000 | $455,742 | dollars as filed | principal |
| VWO | 922042858 | SHS | 11,399 | $446,955 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 17,948 | $443,854 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,511 | $443,794 | dollars as filed | |
| Intel Corp | 458140100 | COM | 12,184 | $433,141 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 10,642 | $423,126 | dollars as filed | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 955,000 | $401,100 | dollars as filed | principal |
| US TREASURY | 912797fl6 | FIXED | 401,000 | $397,868 | dollars as filed | principal |
| TORONTO-DOMINION BANK | 89114xae3 | FIXED | 400,000 | $396,647 | dollars as filed | principal |
| FLY LEASING LTD | 34407dac3 | FIXED | 425,000 | $388,875 | dollars as filed | principal |
| US TREASU NT 0.875 0124 | 91282CDV0 | NOT | 377,000 | $371,404 | dollars as filed | principal |
| MAPLEBEAR INC COM | 565394103 | Stock | 12,500 | $371,125 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 6,942 | $349,669 | dollars as filed | |
| LAS VEGAS SANDS CORP | 517834ag2 | FIXED | 360,000 | $348,337 | dollars as filed | principal |
| EATON VANCE HIGH INCOME | 277923546 | FIXED | 86,383 | $345,532 | dollars as filed | |
| BROADCOM INC | 11135fay7 | FIXED | 350,000 | $341,616 | dollars as filed | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,000 | $341,260 | dollars as filed | |
| US TREASURY | 9128286r6 | FIXED | 340,000 | $333,678 | dollars as filed | principal |
| CONSTELLATION EN GEN LLC | 30161mas2 | FIXED | 350,000 | $333,392 | dollars as filed | principal |
| Avantis International Equity ETF | 025072703 | SHS | 5,850 | $325,552 | dollars as filed | |
| APTIV PLC / APTIV CORP | 00217gaa1 | FIXED | 335,000 | $318,438 | dollars as filed | principal |
| Bank of America Corp | 060505104 | COM | 11,382 | $311,639 | dollars as filed | |
| SIGNET UK FIN PLC SR NT | 82671AAA1 | Fixed Income | 310,000 | $303,800 | dollars as filed | principal |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,046 | $297,222 | dollars as filed | |
| UBS Group AG | 90279gnk1 | FIXED | 300,000 | $295,623 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,908 | $294,813 | dollars as filed | |
| US TREASU NT 0.125 02/24 | 91282CBM2 | TREASURY | 300,000 | $294,189 | dollars as filed | principal |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,628 | $293,832 | dollars as filed | |
| VERISIGN INC | 92343eah5 | FIXED | 295,000 | $291,312 | dollars as filed | principal |
| DELTA AIR LINES 2019-1A | 24737raa8 | FIXED | 297,000 | $290,466 | dollars as filed | principal |
| NETFLIX INC | 64110lag1 | FIXED | 290,000 | $289,449 | dollars as filed | principal |
| Chevron Corporation | 166764100 | COM | 1,671 | $281,764 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,748 | $281,393 | dollars as filed | |
| BRITISH TELECOM PLC | 111021am3 | FIXED | 275,000 | $274,262 | dollars as filed | principal |
| Walt Disney Co | 254687106 | COM | 3,380 | $273,949 | dollars as filed | |
| ARES CAP CORP NT | 04010LAX1 | Fixed Income | 275,000 | $270,600 | dollars as filed | principal |
| UNITED AIRLINES 2012-2 A | 210795qb9 | FIXED | 277,221 | $269,927 | dollars as filed | principal |
| HEXCEL CORP | 428291am0 | FIXED | 275,000 | $267,523 | dollars as filed | principal |
| US TREASUR NT 2.5 0124 | 9128285Z9 | NOT | 270,000 | $267,384 | dollars as filed | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,542 | $264,376 | dollars as filed | |
| RETAIL OPPORTUNITY INV | 76132faa5 | FIXED | 265,000 | $264,308 | dollars as filed | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,876 | $259,962 | dollars as filed | |
| AMER AIRLN 13-1 A PASS T | 023772ab2 | FIXED | 271,412 | $257,158 | dollars as filed | principal |
| FIDELITY CONTRAFUND | 316071109 | MFD | 17,257 | $257,135 | dollars as filed | |
| CDW LLC | 12513gba6 | FIXED | 260,000 | $256,750 | dollars as filed | principal |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 10,478 | $255,349 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,848 | $252,313 | dollars as filed | |
| MOSAIC CO | 61945cac7 | FIXED | 250,000 | $249,370 | dollars as filed | principal |
| MYLAN INC | 628530bd8 | FIXED | 250,000 | $249,217 | dollars as filed | principal |
| GOLDMAN SACHS GROUP INC | 38150apr0 | FIXED | 250,000 | $249,022 | dollars as filed | principal |
| GOLDMAN SACHS GROUP INC | 38150anp6 | FIXED | 250,000 | $247,052 | dollars as filed | principal |
| HOST HOTELS & RESORT LP | 44107tax4 | FIXED | 250,000 | $246,837 | dollars as filed | principal |
| ZIMMER BIOMET HOLDINGS | 98956paf9 | FIXED | 255,000 | $245,755 | dollars as filed | principal |
| FLEX LTD | 33938eau1 | FIXED | 250,000 | $243,917 | dollars as filed | principal |
| ARROW ELECTRS INC 3.25 09/08/2024 | 042735BG4 | Corp Bond | 250,000 | $243,227 | dollars as filed | principal |
| ROYAL BANK OF CANADA | 78014rff2 | FIXED | 250,000 | $243,037 | dollars as filed | principal |
| BANK OF AMERICA CORP | 06051gfp9 | FIXED | 250,000 | $241,402 | dollars as filed | principal |
| CONCENTRIX CORP | 20602dab7 | FIXED | 250,000 | $241,375 | dollars as filed | principal |
| PVH CORP | 693656ac4 | FIXED | 250,000 | $240,555 | dollars as filed | principal |
| AMERICAN TOWER CORP | 03027xav2 | FIXED | 250,000 | $240,255 | dollars as filed | principal |
| Boeing Company | 097023105 | COM | 1,228 | $235,383 | dollars as filed | |
| JEFFERIES GRP LLC | 47233jjx7 | FIXED | 250,000 | $235,312 | dollars as filed | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,367 | $230,370 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,486 | $228,606 | dollars as filed | |
| CDK GLOBAL INC | 12508ead3 | FIXED | 250,000 | $226,250 | dollars as filed | principal |
| Lowes Companies,Inc. | 548661107 | COM | 1,088 | $226,130 | dollars as filed | |
| UNITED AIR 2020-1 B PTT | 90932vaa3 | FIXED | 232,740 | $224,012 | dollars as filed | principal |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,500 | $220,640 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,780 | $219,391 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 960 | $215,184 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,303 | $212,239 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 9,096 | $210,481 | dollars as filed | |
| BROADCOM CRP | 11134laf6 | FIXED | 210,000 | $208,444 | dollars as filed | principal |
| US TREASUR NT 3.06/24 | 91282CEX5 | TREASURY | 212,000 | $208,124 | dollars as filed | principal |
| GULFPORT ENERGY OP CORP | 402635aq9 | FIXED | 205,000 | $205,256 | dollars as filed | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,213 | $204,330 | dollars as filed | |
| JPMORGAN CHASE & CO | 46625hjy7 | FIXED | 205,000 | $200,787 | dollars as filed | principal |
| UNITED STATES TREAS NTS 2.625 12/31/2023 | 9128285U0 | Govt Bond | 200,000 | $198,625 | dollars as filed | principal |
| UNITED STATES TREAS NTS 2.000 06/30/24 B/E DTD 06/30/17 | 912828XX3 | TREASURY NOTE | 200,000 | $194,906 | dollars as filed | principal |
| DISCOVER BANK | 25466aaq4 | FIXED | 200,000 | $192,224 | dollars as filed | principal |
| CYPRESS DEV CORP | 232749200 | COM | 10,000 | $4,524 | dollars as filed | |
| GLOBAL TECHNOLOGIES | 378949101 | COM | 310,000 | $62 | dollars as filed | |
| LABOR SMART INC | 50541a108 | COM | 28,571 | $11 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-117189 | this filing | 2023-11-13 | acceptance time not in the bulk data set |