13F-HR filed by Sound Income Strategies, LLC
Sound Income Strategies, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-12, with 1,152 holding rows worth $1,184,141,774.
- Accession
- 0001104659-23-108730
- Filer
- CIK 1730960
- Filed
- 2023-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,161 entries on the cover page, a total value of $1,184,141,774 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,184,141,774 with VALUE read as dollars as filed, 13F file number 028-18555. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 60 | $1,026 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 21 | $991 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 2 | $978 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6 | $972 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 36 | $971 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 40 | $968 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 50 | $968 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10 | $936 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3 | $916 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 15 | $896 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 10 | $887 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 44 | $886 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 17 | $878 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2 | $875 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 297 | $858 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 44 | $856 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 100 | $855 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 5 | $847 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 186 | $835 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 9 | $832 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 581 | $825 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 6 | $824 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 22 | $801 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 42 | $794 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 14 | $781 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 76 | $775 | dollars as filed | |
| SOBR SAFE INC | 833592207 | COM NEW | 702 | $772 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5 | $764 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 170 | $750 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 37 | $748 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 150 | $734 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 17 | $729 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 60 | $713 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 100 | $706 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 300 | $705 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 35 | $698 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 20 | $688 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 17 | $687 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 400 | $660 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 45 | $653 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 100 | $643 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 500 | $640 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 200 | $634 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5 | $628 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 70 | $624 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 40 | $622 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 5 | $618 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 14 | $615 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 45 | $612 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,047 | $612 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 20 | $608 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 773 | $605 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 3 | $600 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 100 | $590 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 80 | $586 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 20 | $583 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 134 | $552 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 51 | $549 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 56 | $539 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 70 | $529 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 4 | $524 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 24 | $522 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1 | $514 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 20 | $511 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 52 | $510 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 35 | $498 | dollars as filed | |
| F N B CORP | 302520101 | COM | 46 | $496 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,175 | $487 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 3 | $483 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 248 | $481 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 107 | $474 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 100 | $473 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 16 | $455 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 30 | $455 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 350 | $445 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6 | $442 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 73 | $442 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 20 | $435 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 200 | $434 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 30 | $432 | dollars as filed | |
| STEM INC | 85859N102 | COM | 100 | $424 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 80 | $417 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 175 | $417 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 10 | $413 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 19 | $403 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7 | $402 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 200 | $400 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 27 | $390 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 20 | $386 | dollars as filed | |
| MIND C T I LTD | M70240102 | ORD | 200 | $376 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 50 | $362 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8 | $346 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 11 | $344 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 49 | $337 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 131 | $321 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 76 | $300 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5 | $291 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 15 | $282 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 34 | $279 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 16 | $253 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 40 | $247 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 10 | $245 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3 | $238 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 403 | $238 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5 | $229 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 18 | $228 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 73 | $226 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 20 | $209 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7 | $209 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5 | $208 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22 | $194 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 10 | $179 | dollars as filed | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 14 | $176 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 7 | $176 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4 | $174 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $168 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 400 | $122 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 50 | $101 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2 | $98 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 10 | $79 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 6 | $74 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1 | $56 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 12 | $55 | dollars as filed | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 599 | $54 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $48 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 100 | $45 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 40 | $43 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 150 | $43 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 17 | $41 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5 | $35 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1 | $35 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 2 | $33 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 1 | $30 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 1 | $26 | dollars as filed | |
| ASHFORD INC | 044104107 | COM | 4 | $25 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1 | $22 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 10 | $20 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8 | $11 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 2 | $10 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1 | $9 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 0 | $8 | dollars as filed | Amount filed as zero, left out of ratios. |
| ESS TECH INC | 26916J106 | COMMON STOCK | 4 | $8 | dollars as filed | |
| AVALON GLOBOCARE CORP | 05344R203 | COM NEW | 10 | $8 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1 | $6 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 0 | $4 | dollars as filed | Amount filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 3 | $4 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-108730 | this filing | 2023-10-12 | acceptance time not in the bulk data set |