13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 4,202 holding rows worth $97,896,666,289.
- Accession
- 0001104659-23-091306
- Filer
- CIK 1009207
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 5,463 entries on the cover page, a total value of $97,896,666,289 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,896,666,289 with VALUE read as dollars as filed, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 140,427 | $405,834 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 348,960 | $404,794 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,200 | $403,984 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1,067,600 | $402,914 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 332,884 | $402,790 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 816,102 | $399,890 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 3,300 | $399,069 | dollars as filed | call |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 34,250 | $398,670 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,564 | $398,605 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 28,715 | $398,277 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 10,144 | $396,732 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 45,909 | $395,736 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 4,900 | $395,675 | dollars as filed | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 8,799 | $392,083 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,800 | $390,592 | dollars as filed | call |
| STERLING CHECK CORP | 85917T109 | COM | 31,663 | $388,188 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 18,566 | $386,173 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 5,700 | $385,947 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,870 | $384,337 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 61,271 | $383,556 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,800 | $383,180 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 32,880 | $383,052 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 8,183 | $382,964 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,000 | $381,810 | dollars as filed | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 80,900 | $381,647 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 16,876 | $377,179 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 80,000 | $376,000 | dollars as filed | call |
| ORTHOFIX MED INC | 68752M108 | COM | 20,810 | $375,829 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 37,120 | $374,912 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 37,532 | $374,569 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,331 | $372,347 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 65,272 | $372,050 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 414 | $370,186 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 294,001 | $367,501 | dollars as filed | |
| HIBBETT INC | 428567101 | COM | 10,113 | $367,001 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 45,104 | $366,696 | dollars as filed | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 940,000 | $366,600 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 119,176 | $365,870 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 29,315 | $364,679 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 12,900 | $362,232 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 48,207 | $362,035 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 26,185 | $361,091 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U128 | UNIT 08/29/2031 | 35,600 | $360,272 | dollars as filed | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 13,453 | $358,926 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,060 | $358,846 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,570 | $355,503 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 13,700 | $353,734 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 5,537 | $352,264 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 107,282 | $351,885 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 3,057 | $350,882 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 73,543 | $350,800 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 63,954 | $350,468 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,700 | $349,095 | dollars as filed | call |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 9,100 | $347,893 | dollars as filed | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,300 | $347,827 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 4,015 | $346,695 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 105,491 | $343,901 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 36,804 | $343,381 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 145,525 | $340,529 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 15,700 | $340,062 | dollars as filed | put |
| STANDEX INTL CORP | 854231107 | COM | 2,399 | $339,387 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 32,744 | $338,900 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 50,000 | $338,500 | dollars as filed | put |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 32,800 | $337,184 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 278,402 | $336,866 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 2,614 | $335,899 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 23,419 | $332,082 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 586 | $331,500 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 250,330 | $330,436 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 4,000 | $329,800 | dollars as filed | call |
| CHASE CORP | 16150R104 | COM | 2,717 | $329,355 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,400 | $328,328 | dollars as filed | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10,010 | $325,025 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 19,297 | $324,769 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 111,881 | $323,336 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 31,084 | $322,963 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 13,136 | $322,095 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 23,842 | $321,390 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,500 | $321,275 | dollars as filed | put |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 19,954 | $321,060 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 17,136 | $320,443 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,827 | $317,825 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,000 | $316,300 | dollars as filed | put |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,449 | $313,432 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 83,422 | $311,998 | dollars as filed | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 9,861 | $311,016 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 12,039 | $307,958 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 16,586 | $306,841 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,696 | $305,474 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 42,648 | $304,933 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 18,542 | $304,830 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 43,218 | $304,687 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 757 | $304,405 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,200 | $303,732 | dollars as filed | put |
| UDEMY INC COM | 902685106 | Stock | 28,242 | $303,037 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 12,000 | $302,400 | dollars as filed | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 28,923 | $299,932 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 19,438 | $299,540 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,320 | $298,767 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 8,000 | $295,120 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 43,850 | $293,249 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 193,885 | $292,766 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 92,776 | $292,245 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 60,504 | $291,024 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 27,771 | $290,207 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 8,821 | $289,329 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 719 | $288,240 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,491 | $286,481 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,116 | $286,287 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 330,794 | $284,483 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 26,073 | $283,674 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 3,385 | $283,223 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 26,200 | $282,436 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 320,880 | $282,406 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 34,067 | $281,734 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 2,105 | $281,081 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,412 | $280,466 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 1,500 | $278,895 | dollars as filed | put |
| WOODWARD INC COM | 980745103 | Stock | 2,342 | $278,487 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 19,294 | $278,412 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,200 | $278,208 | dollars as filed | call |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 26,344 | $278,193 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 669 | $278,010 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 10,373 | $277,789 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 18,218 | $277,278 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 29,496 | $276,082 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,185 | $275,922 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 26,451 | $275,355 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,700 | $275,111 | dollars as filed | call |
| CUE HEALTH INC | 229790100 | COM | 744,739 | $274,808 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 23,747 | $274,515 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 10,125 | $274,489 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 13,187 | $274,421 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,490 | $274,134 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 13,150 | $273,652 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 36,300 | $273,339 | dollars as filed | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 46,365 | $273,090 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 216,528 | $272,825 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 542,429 | $271,811 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,800 | $270,732 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 6,434 | $268,105 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 224,268 | $266,879 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 35,664 | $266,410 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,830 | $263,756 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 6,700 | $263,109 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,636 | $263,000 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 113,248 | $261,603 | dollars as filed | |
| Drilling Tools Internat | 26205E107 | COM | 60,000 | $261,600 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,087 | $261,337 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 10,000 | $260,100 | dollars as filed | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,339 | $260,089 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,623 | $258,185 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 9,294 | $258,094 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 15,800 | $258,014 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,000 | $257,712 | dollars as filed | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,002 | $257,489 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 24,421 | $257,275 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 41,658 | $255,364 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 7,403 | $254,663 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,600 | $254,240 | dollars as filed | call |
| MAXIMUS INC | 577933104 | COM | 3,008 | $254,206 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,400 | $252,560 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 37,262 | $252,263 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 55,838 | $251,271 | dollars as filed | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 24,340 | $251,189 | dollars as filed | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C108 | CLASS A COM | 24,207 | $249,090 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 59,693 | $248,323 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,100 | $247,225 | dollars as filed | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,500 | $246,645 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 31,768 | $246,202 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 21,900 | $243,820 | dollars as filed | put |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 103,522 | $243,277 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 11,796 | $242,644 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 19,400 | $241,905 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 82,646 | $241,326 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 125,020 | $241,289 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 888 | $241,172 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 15,555 | $240,947 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 35,600 | $239,588 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 816 | $239,316 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,400 | $239,054 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 521 | $238,717 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 8,064 | $237,888 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 3,500 | $237,335 | dollars as filed | put |
| STELLAR BANCORP INC | 858927106 | COM | 10,342 | $236,728 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 560,401 | $236,265 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,400 | $235,170 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,500 | $234,750 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 12,430 | $234,678 | dollars as filed | |
| STEM INC | 85859N102 | COM | 41,000 | $234,520 | dollars as filed | put |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 21,490 | $234,456 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 9,144 | $234,178 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 12,300 | $233,085 | dollars as filed | put |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 8,140 | $232,885 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 190,049 | $231,860 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 23,696 | $231,273 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 20,115 | $230,518 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 8,400 | $230,076 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 107,072 | $229,134 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,100 | $228,753 | dollars as filed | put |
| KVH INDS INC | 482738101 | COM | 25,018 | $228,665 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 434,636 | $228,618 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,423 | $226,681 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 19,982 | $226,196 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 25,342 | $226,051 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 14,700 | $225,351 | dollars as filed | |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 20,860 | $224,454 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 130,460 | $224,391 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 2,000 | $224,260 | dollars as filed | put |
| MAXCYTE INC | 57777K106 | COM | 48,582 | $222,991 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,437 | $222,218 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 40,000 | $220,800 | dollars as filed | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 2,155 | $220,758 | dollars as filed | |
| STEM INC | 85859N102 | COM | 38,426 | $219,797 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,400 | $216,384 | dollars as filed | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 21,089 | $216,162 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 16,094 | $215,499 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 17,043 | $214,571 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 28,754 | $213,355 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,309 | $212,732 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 4,274 | $211,862 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 16,500 | $211,530 | dollars as filed | put |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 51,368 | $210,609 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 676,653 | $209,762 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 22,355 | $209,019 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 26,374 | $208,091 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 37,005 | $207,228 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 274,981 | $206,951 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 24,544 | $206,660 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 699 | $206,205 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 1,426 | $204,788 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,980 | $204,617 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 51,304 | $203,420 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 9,995 | $202,998 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 112,236 | $202,025 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077106 | COM | 19,251 | $201,750 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 120,000 | $201,600 | dollars as filed | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 22,460 | $200,792 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,655 | $200,470 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 39,100 | $200,392 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 19,950 | $199,500 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 36,239 | $199,315 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 12,800 | $199,168 | dollars as filed | put |
| 89BIO INC | 282559103 | COM | 10,500 | $198,975 | dollars as filed | call |
| ROCKET LAB USA INC | 773122106 | COM | 32,930 | $197,580 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 26,861 | $196,623 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 12,164 | $195,232 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 28,022 | $193,632 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,800 | $192,456 | dollars as filed | call |
| A10 NETWORKS INC | 002121101 | COM | 13,145 | $191,786 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 53,353 | $190,470 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 259,516 | $189,447 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 40,723 | $189,362 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 25,973 | $188,045 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 244,101 | $186,273 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 14,000 | $185,920 | dollars as filed | put |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 604,873 | $184,547 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 60,109 | $182,130 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 17,152 | $180,611 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 171,474 | $180,048 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 21,821 | $179,587 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 11,800 | $178,652 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 40,771 | $176,946 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 1,097,439 | $176,468 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 55,007 | $175,472 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 55,106 | $175,237 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 122,681 | $172,980 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 14,900 | $172,840 | dollars as filed | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 16,398 | $171,851 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 16,857 | $170,424 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 134,405 | $169,350 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 19,132 | $168,936 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 28,184 | $168,258 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 10,000 | $167,800 | dollars as filed | call |
| 1Stdibs.Com Inc | 320551104 | COM | 44,632 | $166,924 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,600 | $166,056 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 20,661 | $165,081 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,494 | $164,249 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 97,227 | $163,341 | dollars as filed | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 166,666 | $163,333 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 1,253,037 | $162,895 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,273 | $160,040 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 230,468 | $158,746 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 10,701 | $156,984 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 25,784 | $155,735 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 78,829 | $155,293 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 18,900 | $155,169 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 18,717 | $154,228 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,071 | $153,846 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,749 | $152,854 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 255,159 | $152,636 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 22,391 | $152,259 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 50,768 | $149,766 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 13,634 | $148,747 | dollars as filed | |
| SAGALIAM ACQUISITION CORP | 78661R114 | RIGHT 05/31/2028 | 990,000 | $148,500 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W113 | RIGHT 02/24/2027 | 46,875 | $147,188 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 623,004 | $146,717 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,000 | $145,677 | dollars as filed | put |
| F N B CORP | 302520101 | COM | 12,679 | $145,048 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 11,445 | $135,509 | dollars as filed | |
| UNITED HOMES GROUP INC | 91060H116 | *W EXP 03/30/202 | 213,580 | $134,854 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 36,681 | $133,886 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 22,427 | $133,665 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 16,207 | $132,087 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 34,266 | $130,896 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 14,812 | $130,790 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 134,290 | $126,407 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 52,286 | $126,009 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 11,895 | $125,849 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 52,675 | $125,367 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 16,483 | $123,623 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 58,500 | $122,850 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 12,618 | $121,133 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 990,000 | $121,077 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 18,905 | $117,211 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 10,023 | $115,966 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,313 | $113,443 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 14,368 | $112,789 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 383,617 | $112,246 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 18,195 | $109,352 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 10,000 | $108,500 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 32,960 | $108,438 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 100,249 | $106,264 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 42,717 | $105,084 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 18,092 | $104,391 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 11,556 | $104,120 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,404 | $104,004 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 39,884 | $103,698 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 15,189 | $103,589 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 74,754 | $103,161 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W121 | *W EXP 02/24/202 | 750,000 | $101,250 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 45,474 | $98,224 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 390,303 | $97,576 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 169,896 | $93,443 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 12,865 | $91,342 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 33,830 | $91,341 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 16,300 | $91,280 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 20,930 | $89,162 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 11,845 | $88,482 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 13,200 | $86,592 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 12,002 | $86,294 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 91,666 | $84,131 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 26,000 | $83,720 | dollars as filed | |
| Bynordic Acquisition Corp | 124420118 | Warrant | 742,500 | $83,606 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 14,097 | $83,313 | dollars as filed | |
| STEM INC | 85859N102 | COM | 14,300 | $81,796 | dollars as filed | call |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 32,099 | $81,532 | dollars as filed | |
| HAINAN MANASLU ACQUISTN CORP | G4233U115 | RIGHT 01/31/2029 | 200,000 | $80,000 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556114 | *W EXP 99/99/999 | 1,237,500 | $79,324 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 1,424,621 | $78,354 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 31,454 | $76,433 | dollars as filed | |
| ZALATORIS ACQUISITION CORP | 89301B112 | *W EXP 99/99/999 | 742,500 | $74,250 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 42,000 | $73,500 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 12,026 | $73,238 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,403 | $73,237 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 447,342 | $73,230 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 575,000 | $69,000 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 17,100 | $68,742 | dollars as filed | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 27,965 | $68,514 | dollars as filed | |
| ILLUMIN HOLDINGS INC COM | 45232V106 | COM | 39,900 | $66,859 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 14,278 | $65,393 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,844 | $63,484 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 126,079 | $63,040 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,477 | $62,550 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 375,000 | $61,538 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 21,591 | $60,671 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 37,694 | $59,180 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 52,749 | $58,551 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 117,840 | $56,563 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 450,000 | $56,205 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 255,000 | $56,100 | dollars as filed | |
| SILVERSPAC INC | G8136V112 | WARR | 825,000 | $56,018 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 625,000 | $55,688 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 418,450 | $55,654 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 26,890 | $55,125 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 11,169 | $54,951 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,595 | $53,917 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 62,500 | $52,500 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 15,032 | $50,508 | dollars as filed | |
| PRIME NO ACQUISITION I CORP | 74168P123 | RIGHT 07/31/2027 | 297,000 | $50,490 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 75,958 | $47,853 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 27,173 | $47,824 | dollars as filed | |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 950,000 | $47,500 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 296,800 | $47,488 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 262,422 | $47,236 | dollars as filed | |
| AESTHER HC -CW23 EQUITY | 67644C112 | COM | 182,154 | $46,267 | dollars as filed | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 252,481 | $45,447 | dollars as filed | |
| ENGENE THERAPEUTICS INC WT EXP 103128 | G3619H110 | Stock | 104,722 | $45,030 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 250,000 | $45,000 | dollars as filed | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 20,329 | $44,317 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 260,100 | $44,217 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 900,000 | $44,190 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 199,999 | $44,000 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 11,209 | $43,491 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 350,000 | $43,050 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,016 | $42,692 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 16,860 | $42,656 | dollars as filed | |
| INCEPTION GROWTH ACQUISITION RTS | 45333D120 | COM | 250,000 | $42,500 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,131 | $42,409 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 300,000 | $42,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 10,499 | $41,996 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 131,297 | $41,017 | dollars as filed | |
| OCULIS HOLDING AG | H5870P110 | *W EXP 03/06/202 | 37,216 | $40,938 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 83,688 | $40,120 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 50,000 | $40,000 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 272,750 | $39,631 | dollars as filed | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D128 | *W EXP 99/99/999 | 288,500 | $37,505 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 22,116 | $36,270 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 213,502 | $36,154 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 294,000 | $35,633 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 51,883 | $34,969 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V121 | RIGHT 09/29/2027 | 247,500 | $34,650 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 150,000 | $34,500 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B114 | *W EXP 10/07/202 | 228,943 | $34,319 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 742,500 | $34,229 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 15,200 | $34,190 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,900 | $33,863 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 40,742 | $33,816 | dollars as filed | |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 33,244 | $33,576 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 400,000 | $32,480 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 199,999 | $32,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 1,212,500 | $31,889 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S114 | RIGHT 12/09/2026 | 225,000 | $31,523 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 23,614 | $31,407 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 222,985 | $31,218 | dollars as filed | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 220,646 | $30,890 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 15,644 | $30,819 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 742,500 | $30,443 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 27,394 | $30,407 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 159,816 | $30,365 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 200,000 | $30,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 44,211 | $29,949 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 375,000 | $29,100 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 200,000 | $28,000 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 107,225 | $27,879 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 247,500 | $27,398 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 108,651 | $27,163 | dollars as filed | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 333,333 | $26,700 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 365,000 | $26,462 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 79,978 | $26,385 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 375,000 | $26,250 | dollars as filed | |
| TMT ACQUISITION CORP | G89229135 | RIGHT 03/27/2028 | 75,000 | $26,250 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 224,999 | $25,537 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 52,798 | $25,533 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 150,000 | $25,500 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 13,919 | $24,915 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 21,275 | $24,892 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 318,530 | $24,718 | dollars as filed | |
| GENESIS UNICORN CAPITAL CORP | 37187C118 | *W EXP 06/30/202 | 310,000 | $24,645 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 175,766 | $24,607 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 250,000 | $24,300 | dollars as filed | |
| INKT | 603693102 | Stock | 11,544 | $24,242 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 199,999 | $24,000 | dollars as filed | |
| BLUE WHALE ACQUISITION CORP | G1330M129 | *W EXP 07/30/202 | 247,500 | $23,834 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 225,000 | $23,760 | dollars as filed | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536117 | *W EXP 07/15/202 | 660,000 | $23,361 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 250,000 | $23,300 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 240,900 | $22,886 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 847,500 | $22,883 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 225,000 | $21,074 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 150,000 | $21,000 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 300,000 | $21,000 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 199,999 | $20,820 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 375,000 | $20,625 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 275,005 | $20,625 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 137,500 | $20,625 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415117 | RIGHT 12/22/2026 | 325,000 | $19,988 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 284,988 | $19,949 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 275,000 | $19,938 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 133,333 | $19,627 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 247,500 | $19,577 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 156,051 | $19,132 | dollars as filed | |
| EUDA HEALTH HOLDINGS LTD | G3142E121 | *W EXP 11/22/202 | 200,000 | $19,100 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 100,000 | $18,940 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 465,000 | $18,879 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 300,000 | $18,750 | dollars as filed | |
| MariaDB PLC | G5920M118 | Warrant | 143,827 | $18,698 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 71,236 | $18,678 | dollars as filed | |
| Gogoro Inc W Exp 04/04/202 | G9491K113 | SPAC Combination | 44,015 | $18,486 | dollars as filed | |
| MERCATO PARTNERS ACQUISITION | 58759A116 | *W EXP 10/29/202 | 300,000 | $18,300 | dollars as filed | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 395,000 | $18,170 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 274,999 | $18,150 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 900,000 | $18,000 | dollars as filed | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T128 | RIGHT 06/01/2029 | 150,000 | $18,000 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 70,000 | $17,486 | dollars as filed | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 31,656 | $17,347 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 89,573 | $17,019 | dollars as filed | |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 80,000 | $16,800 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 274,999 | $16,500 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 224,999 | $16,425 | dollars as filed | |
| WALDENCAST PLC | G9503X111 | *W EXP 07/27/202 | 30,799 | $16,323 | dollars as filed | |
| 0 | G3034H141 | 0 | 100,000 | $16,000 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 111,504 | $15,912 | dollars as filed | |
| Chain Bridge I | G2061X110 | Warrant | 300,000 | $15,900 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 300,000 | $15,870 | dollars as filed | |
| NEAR INTELLIGENCE INC | 639494111 | *W EXP 03/22/202 | 125,000 | $15,775 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 300,000 | $15,600 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 75,000 | $15,488 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 103,000 | $15,450 | dollars as filed | |
| International Media Acquisition Corp | 459867115 | Warrant | 900,000 | $15,210 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-091306 | this filing | 2023-08-14 | acceptance time not in the bulk data set |