13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 1,809 holding rows worth $27,298,221,330.
- Accession
- 0001104659-23-090112
- Filer
- CIK 902367
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 1,809 entries on the cover page, a total value of $27,298,221,330 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,298,221,330 with VALUE read as dollars as filed, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 2,612 | $112,133 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 2,250 | $111,690 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 10,082 | $110,499 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 3,240 | $110,194 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,341 | $108,942 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,220 | $108,813 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 2,593 | $108,102 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 55,000 | $107,250 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,143 | $107,218 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 111,000 | $106,893 | dollars as filed | principal |
| ATHIRA PHARMA INC | 04746L104 | COM | 36,045 | $106,333 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 3,000 | $105,826 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 4,036 | $105,461 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 2,221 | $104,755 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 2,489 | $104,140 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 2,128 | $99,910 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,075 | $98,492 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 495 | $97,732 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 617 | $97,440 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 3,333 | $97,257 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 599 | $97,229 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 2,341 | $96,803 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,025 | $96,689 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 30,500 | $95,770 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 1,247 | $94,815 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,447 | $93,655 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 11,791 | $93,385 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 74,800 | $92,004 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 3,698 | $90,602 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 7,500 | $90,075 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 13,000 | $89,180 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,074 | $86,223 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 20,000 | $85,200 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,036 | $84,956 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 99,000 | $84,258 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,050 | $81,222 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,770 | $81,098 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 761 | $80,080 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 16,500 | $79,695 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 3,209 | $79,251 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 4,126 | $79,137 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 12,551 | $77,691 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,820 | $77,223 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 2,176 | $76,814 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 23,327 | $76,513 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 100,000 | $75,771 | dollars as filed | principal |
| VUZIX CORP | 92921W300 | COM NEW | 14,817 | $75,567 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 25,000 | $75,500 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1,812 | $74,383 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,000 | $72,480 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,152 | $71,808 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 615 | $70,750 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 4,008 | $70,060 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 882 | $69,475 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 10,020 | $69,040 | dollars as filed | |
| P & F INDS INC | 692830508 | CL A NEW | 11,000 | $68,860 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 425 | $66,321 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 1,207 | $66,252 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 11,701 | $65,994 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 5,792 | $65,334 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 3,300 | $65,142 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,833 | $65,106 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,608 | $64,722 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 1,085 | $64,460 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,019 | $64,319 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,220 | $64,062 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,223 | $64,006 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 39,666 | $63,466 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,350 | $62,951 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 33,620 | $62,533 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,810 | $61,124 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 660 | $59,037 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 1,750 | $58,888 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,634 | $58,824 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,580 | $58,179 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,704 | $57,680 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 1,185 | $57,318 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 244,323 | $57,171 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,350 | $56,768 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,649 | $56,742 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,849 | $56,699 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,450 | $56,546 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 1,850 | $56,351 | dollars as filed | |
| NEPHROS INC | 640671400 | COM | 36,249 | $56,186 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 1,409 | $55,891 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 5,502 | $55,515 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 510 | $55,248 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 37,884 | $54,553 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,668 | $54,093 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 29,667 | $53,104 | dollars as filed | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,185 | $52,804 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,259 | $52,186 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,379 | $51,464 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,610 | $51,392 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 2,350 | $50,972 | dollars as filed | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,782 | $50,610 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $49,235 | dollars as filed | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 7,309 | $49,043 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 2,863 | $48,618 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 168 | $48,261 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,200 | $48,240 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 1,750 | $47,880 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 93,729 | $47,802 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,221 | $47,394 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 936 | $47,221 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,824 | $47,132 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 2,572 | $46,502 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 4,368 | $46,168 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 900 | $46,089 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 937 | $43,325 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,502 | $42,733 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,192 | $42,435 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 1,436 | $41,931 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 453 | $41,733 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,128 | $40,800 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 2,250 | $40,613 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 765 | $40,499 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 158 | $40,416 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 2,112 | $39,946 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 20,000 | $39,600 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 324 | $39,546 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 1,041 | $39,193 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 850 | $39,083 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 10,449 | $39,079 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 440 | $38,795 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 455 | $38,442 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 330 | $38,321 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 23,664 | $37,389 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 19,710 | $37,055 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 15,120 | $37,044 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,500 | $36,930 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 662 | $36,397 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,273 | $36,369 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 968 | $35,758 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 1,907 | $35,508 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 400 | $35,422 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 804 | $35,373 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,000 | $35,340 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,240 | $35,083 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 475 | $34,827 | dollars as filed | |
| LOTTERY COM INC | 54570M108 | COM | 173,132 | $34,246 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 45,000 | $33,814 | dollars as filed | principal |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 645 | $32,444 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 15,400 | $32,340 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,600 | $31,768 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 15,350 | $31,468 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 80 | $31,430 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 13,107 | $31,195 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 508 | $31,085 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,038 | $31,038 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 400 | $30,900 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,300 | $30,680 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,184 | $30,630 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 743 | $30,495 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,359 | $29,993 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 744 | $29,857 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 413 | $29,514 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 438 | $29,175 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 708 | $29,028 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 500 | $29,000 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 305 | $28,890 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 161 | $28,754 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 573 | $28,509 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 13,667 | $28,427 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 339 | $28,388 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 270 | $28,085 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 25,013 | $28,015 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 618 | $27,637 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 660 | $27,331 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 700 | $27,119 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $26,790 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 29,171 | $26,169 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 380 | $25,984 | dollars as filed | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 700 | $25,445 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 379 | $25,114 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 400 | $24,515 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $24,238 | dollars as filed | principal |
| 374WATER INC | 88583P104 | COM | 10,000 | $23,900 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 410 | $23,309 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 520 | $23,265 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 510 | $22,930 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 1,276 | $22,917 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 652 | $22,833 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 25,000 | $22,801 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 25,000 | $22,563 | dollars as filed | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 38,936 | $22,396 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 277 | $22,080 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 450 | $21,182 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 230 | $20,974 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 413 | $20,745 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 700 | $20,580 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 627 | $20,572 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 447 | $20,200 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 296 | $19,666 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 20,000 | $19,598 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 271 | $19,417 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 180 | $19,254 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $19,220 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 234 | $18,367 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,086 | $18,310 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 20,000 | $18,022 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,800 | $17,399 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 435 | $16,752 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 216 | $16,623 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 220 | $15,662 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 191 | $15,614 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 23,000 | $14,803 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 26,000 | $14,732 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 430 | $14,392 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 298 | $14,367 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 304 | $14,343 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 769 | $14,334 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 385 | $14,087 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 179 | $13,889 | dollars as filed | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $13,761 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 595 | $13,422 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,500 | $13,245 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 372 | $13,061 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 390 | $13,053 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $12,688 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 135 | $12,049 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 574 | $11,813 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 400 | $11,795 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 745 | $11,652 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 181 | $11,570 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 88 | $11,348 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 725 | $11,332 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 83 | $11,017 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 277 | $10,978 | dollars as filed | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 650 | $10,771 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 475 | $10,365 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 53 | $10,352 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 378 | $10,338 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 554 | $10,255 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 27,650 | $10,192 | dollars as filed | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 400 | $9,637 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 295 | $9,635 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 249 | $9,590 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 700 | $9,310 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 144 | $9,008 | dollars as filed | |
| TREVENA INC | 89532E208 | COM | 10,000 | $8,810 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 92 | $8,627 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 261 | $8,297 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 558 | $8,007 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 190 | $7,733 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 113 | $7,641 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 272 | $7,507 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 91 | $7,255 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 124 | $7,166 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 300 | $6,849 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 255 | $6,837 | dollars as filed | |
| DIGITAL BRANDS GROUP INC | 25401N309 | COM NEW | 10,255 | $6,748 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 231 | $6,429 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 12,850 | $6,297 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 67 | $6,059 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 35 | $5,860 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 50 | $5,465 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 565 | $5,457 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 17,268 | $5,439 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 99 | $5,348 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 95 | $5,305 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 20,954 | $5,134 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 569 | $5,053 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 110 | $4,979 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 70 | $4,943 | dollars as filed | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 251 | $4,510 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 30 | $4,417 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 76 | $4,365 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 14,990 | $4,352 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66 | $3,933 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $3,844 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 42 | $3,565 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 69 | $3,554 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 80 | $3,326 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 108 | $3,012 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 50 | $2,984 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 45 | $2,900 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 55 | $2,625 | dollars as filed | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 38 | $2,442 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 85 | $2,254 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 27 | $2,199 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 33 | $2,096 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 87 | $2,011 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 22 | $1,934 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 7,765 | $1,864 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 50 | $1,720 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 160 | $1,706 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 42 | $1,673 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 16 | $1,340 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 35 | $1,104 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 322 | $963 | dollars as filed | |
| CONYERS PARK III ACQSITN COR | 21289P110 | *W EXP 08/12/202 | 19,138 | $957 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 15,000 | $842 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9 | $811 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 43 | $796 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 12 | $768 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 35 | $754 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 35 | $633 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 9 | $440 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 19 | $437 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 19 | $402 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5 | $375 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 22 | $361 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4 | $347 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 12 | $264 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2 | $200 | dollars as filed | |
| PROSHARES TR | 74347G556 | FUND | 5 | $85 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43 | $50 | dollars as filed | |
| TIDEWATER INC NEW | 88642R125 | WARR | 46 | $9 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-090112 | this filing | 2023-08-11 | acceptance time not in the bulk data set |