13F-HR filed by Knott David M Jr
Knott David M Jr filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 149 holding rows worth $251,270,000.
- Accession
- 0001104659-23-090105
- Filer
- CIK 1892770
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 153 entries on the cover page, a total value of $251,270,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,270,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-21815. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDORSET MANAGEMENT CORP 028-10281
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,325,000 | $68,595,000 | thousands, detected and multiplied | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 225,000 | $17,282,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 112,220 | $13,576,000 | thousands, detected and multiplied | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 425,000 | $13,456,000 | thousands, detected and multiplied | |
| DOCGO INC | 256086109 | COM | 1,400,000 | $13,118,000 | thousands, detected and multiplied | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 390,241 | $10,271,000 | thousands, detected and multiplied | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 115,000 | $8,292,000 | thousands, detected and multiplied | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 429,047 | $6,075,000 | thousands, detected and multiplied | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 495,000 | $5,693,000 | thousands, detected and multiplied | |
| OMNIAB INC | 68218J103 | COM | 1,086,505 | $5,465,000 | thousands, detected and multiplied | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 450,750 | $5,184,000 | thousands, detected and multiplied | |
| ARDELYX INC | 039697107 | COM | 1,500,000 | $5,085,000 | thousands, detected and multiplied | |
| CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK | 131476903 | Cmn | 251,000 | $3,981,000 | thousands, detected and multiplied | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 240,629 | $3,966,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 97,537 | $3,578,000 | thousands, detected and multiplied | |
| IVERIC BIO INC | 46583P102 | COM | 87,000 | $3,423,000 | thousands, detected and multiplied | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 14,000 | $3,234,000 | thousands, detected and multiplied | |
| SEAGEN INC | 81181C104 | COM | 16,500 | $3,176,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,985 | $3,052,000 | thousands, detected and multiplied | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 56,000 | $3,018,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 27,190 | $2,796,000 | thousands, detected and multiplied | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 22,411 | $2,778,000 | thousands, detected and multiplied | |
| CSX Corporation | 126408103 | COM | 70,000 | $2,387,000 | thousands, detected and multiplied | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 65,000 | $2,317,000 | thousands, detected and multiplied | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 470,000 | $2,251,000 | thousands, detected and multiplied | |
| ALKERMES PLC | G01767105 | SHS | 67,000 | $2,097,000 | thousands, detected and multiplied | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 166,666 | $1,917,000 | thousands, detected and multiplied | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 261,000 | $1,785,000 | thousands, detected and multiplied | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 20,000 | $1,674,000 | thousands, detected and multiplied | |
| CENOVUS ENERGY INC | 15135U109 | COM | 95,000 | $1,613,000 | thousands, detected and multiplied | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 49,500 | $1,592,000 | thousands, detected and multiplied | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 425,000 | $1,568,000 | thousands, detected and multiplied | |
| Kiwetinohk Energy Corp. | 49836K102 | Common | 160,000 | $1,451,000 | thousands, detected and multiplied | |
| OVINTIV INC | 69047Q102 | COM | 35,000 | $1,332,000 | thousands, detected and multiplied | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 40,000 | $1,265,000 | thousands, detected and multiplied | |
| MOSAIC CO COM | 61945C103 | Stock | 35,000 | $1,225,000 | thousands, detected and multiplied | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 75,549 | $1,225,000 | thousands, detected and multiplied | |
| INOZYME PHARMA INC | 45790W108 | COM | 220,000 | $1,225,000 | thousands, detected and multiplied | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 12,400 | $1,152,000 | thousands, detected and multiplied | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 100,000 | $1,150,000 | thousands, detected and multiplied | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,000 | $1,056,000 | thousands, detected and multiplied | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 245,010 | $1,046,000 | thousands, detected and multiplied | |
| KRAFT FOODS INC | 50075N104 | COMMON STOCK | 14,000 | $1,021,000 | thousands, detected and multiplied | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 23,866 | $919,000 | thousands, detected and multiplied | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,000 | $828,000 | thousands, detected and multiplied | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9,930 | $709,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 5,037 | $679,000 | thousands, detected and multiplied | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 58,321 | $671,000 | thousands, detected and multiplied | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CORTEVA INC COM | 22052L104 | Stock | 11,563 | $663,000 | thousands, detected and multiplied | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 160,000 | $645,000 | thousands, detected and multiplied | |
| DOW HLDGS INC COM | 260557103 | Stock | 11,136 | $593,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 9,600 | $578,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 1,600 | $545,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 2,494 | $484,000 | thousands, detected and multiplied | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 8,400 | $473,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 2,800 | $463,000 | thousands, detected and multiplied | |
| BEYOND AIR INC | 08862L103 | COM | 87,522 | $373,000 | thousands, detected and multiplied | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $337,000 | thousands, detected and multiplied | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 26,666 | $307,000 | thousands, detected and multiplied | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 96,260 | $303,000 | thousands, detected and multiplied | |
| QUALTEK SERVICES INC | 74760R113 | *W EXP 02/14/202 | 25,000 | $288,000 | thousands, detected and multiplied | |
| International Business Machines Corporation | 459200101 | COM | 2,142 | $287,000 | thousands, detected and multiplied | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 15,000 | $283,000 | thousands, detected and multiplied | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 140,921 | $248,000 | thousands, detected and multiplied | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 7,500 | $239,000 | thousands, detected and multiplied | |
| FS KKR CAPITAL CORP | 302635107 | COM | 11,425 | $219,000 | thousands, detected and multiplied | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 6,500 | $151,000 | thousands, detected and multiplied | |
| EVOLUS INC | 30052C107 | COM | 20,500 | $149,000 | thousands, detected and multiplied | |
| Eli Lilly and Company | 532457108 | COM | 300 | $141,000 | thousands, detected and multiplied | |
| FS BANCORP INC | 30263Y104 | COM | 4,380 | $132,000 | thousands, detected and multiplied | |
| F N B CORP | 302520101 | COM | 8,905 | $102,000 | thousands, detected and multiplied | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 2,000 | $94,000 | thousands, detected and multiplied | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,600 | $92,000 | thousands, detected and multiplied | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 28,730 | $90,000 | thousands, detected and multiplied | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,399 | $85,000 | thousands, detected and multiplied | |
| SouthState Corp | 840441109 | Common Stock | 1,068 | $70,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 695 | $67,000 | thousands, detected and multiplied | |
| Broadcom Inc. | 11135F101 | COM | 71 | $62,000 | thousands, detected and multiplied | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,055 | $62,000 | thousands, detected and multiplied | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 5,000 | $61,000 | thousands, detected and multiplied | |
| NVIDIA Corp | 67066G104 | COM | 128 | $54,000 | thousands, detected and multiplied | |
| VALLEY NATL BANCORP | 919794107 | COM | 6,400 | $50,000 | thousands, detected and multiplied | |
| Danaher Corporation | 235851102 | COM | 180 | $43,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 633 | $43,000 | thousands, detected and multiplied | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 228 | $43,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 300 | $39,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $36,000 | thousands, detected and multiplied | |
| Walmart Inc. | 931142103 | COM | 225 | $35,000 | thousands, detected and multiplied | |
| QUANTA SVCS INC | 74762E102 | COM | 176 | $35,000 | thousands, detected and multiplied | |
| UNITED RENTALS INC COM | 911363109 | Stock | 78 | $35,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 313 | $31,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 273 | $30,000 | thousands, detected and multiplied | |
| EQUINIX INC COM | 29444U700 | REIT | 37 | $29,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 118 | $29,000 | thousands, detected and multiplied | |
| HERITAGE NOLA BANCORP ORD (PNK) | 42727P108 | COM | 3,000 | $29,000 | thousands, detected and multiplied | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 190 | $28,000 | thousands, detected and multiplied | |
| ARAMARK COM | 03852U106 | Stock | 651 | $28,000 | thousands, detected and multiplied | |
| Linde plc | G54950103 | COM | 70 | $27,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 57 | $27,000 | thousands, detected and multiplied | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 122 | $27,000 | thousands, detected and multiplied | |
| MEDTRONIC INC | 585055106 | COM | 300 | $26,000 | thousands, detected and multiplied | |
| Home Depot, Inc | 437076102 | COM | 80 | $25,000 | thousands, detected and multiplied | |
| Morgan Stanley | 617446448 | COM | 293 | $25,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 252 | $24,000 | thousands, detected and multiplied | |
| Chubb Limited | H1467J104 | COM | 121 | $23,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 45 | $23,000 | thousands, detected and multiplied | |
| VULCAN MATLS CO COM | 929160109 | Stock | 103 | $23,000 | thousands, detected and multiplied | |
| TARGET CORP COM | 87612E106 | Stock | 166 | $22,000 | thousands, detected and multiplied | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,229 | $22,000 | thousands, detected and multiplied | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $21,000 | thousands, detected and multiplied | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 31 | $21,000 | thousands, detected and multiplied | |
| BLACKSTONE INC | 09260D107 | COM | 210 | $20,000 | thousands, detected and multiplied | |
| Wells Fargo & Company | 949746101 | COM | 438 | $19,000 | thousands, detected and multiplied | |
| AECOM COM | 00766T100 | Stock | 228 | $19,000 | thousands, detected and multiplied | |
| American Tower Corporation | 03027X100 | COM | 93 | $18,000 | thousands, detected and multiplied | |
| CVS Health Corporation | 126650100 | COM | 258 | $18,000 | thousands, detected and multiplied | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 363 | $18,000 | thousands, detected and multiplied | |
| GENERAL ELEC CO | 369604103 | COM | 162 | $18,000 | thousands, detected and multiplied | |
| Adobe Inc | 00724F101 | COM | 35 | $17,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 284 | $16,000 | thousands, detected and multiplied | |
| Salesforce.com, Inc | 79466L302 | COM | 77 | $16,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 96 | $15,000 | thousands, detected and multiplied | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 39 | $15,000 | thousands, detected and multiplied | |
| Schlumberger Limited | 806857108 | COM | 292 | $14,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 242 | $13,000 | thousands, detected and multiplied | |
| ConocoPhillips | 20825C104 | COM | 113 | $12,000 | thousands, detected and multiplied | |
| PACCAR INC COM | 693718108 | Stock | 148 | $12,000 | thousands, detected and multiplied | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,000 | $12,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 86 | $12,000 | thousands, detected and multiplied | |
| NIKE,Inc. Class B | 654106103 | COM | 91 | $10,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 116 | $10,000 | thousands, detected and multiplied | |
| GENERAC HLDGS INC | 368736104 | COM | 69 | $10,000 | thousands, detected and multiplied | |
| CHEMOURS CO COM | 163851108 | Stock | 240 | $9,000 | thousands, detected and multiplied | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 400 | $8,000 | thousands, detected and multiplied | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 246 | $8,000 | thousands, detected and multiplied | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 428 | $6,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 50 | $5,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 35 | $5,000 | thousands, detected and multiplied | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 116 | $4,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 150 | $4,000 | thousands, detected and multiplied | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 194 | $4,000 | thousands, detected and multiplied | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 63 | $3,000 | thousands, detected and multiplied | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 147 | $3,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 55 | $3,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 32 | $2,000 | thousands, detected and multiplied | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 200 | $2,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 17 | $1,000 | thousands, detected and multiplied | |
| WABTEC COM | 929740108 | Stock | 6 | $1,000 | thousands, detected and multiplied | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 48 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-090105 | this filing | 2023-08-11 | acceptance time not in the bulk data set |