Skip to content
Disclosery

13F-HR filed by Nantahala Capital Management, LLC

Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 124 holding rows worth $1,305,022,088.

Accession
0001104659-23-060904
Filer
CIK 1472322
Filed
2023-05-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2023

A holdings report, 124 entries on the cover page, a total value of $1,305,022,088 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,305,022,088 with VALUE read as dollars as filed, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
iShares Russell 2000 ETF464287655SHS1,010,000$180,184,000dollars as filedput
ESTABLISHMENT LABS HOLDINGSG31249108COMMON STOCK1,872,160$126,820,118dollars as filed
UNIQURE NVN90064101SHS3,070,361$61,837,071dollars as filed
IMAX CORP45245E109COM3,053,695$58,569,870dollars as filed
PATHWARD FINANCIAL INC59100U108COM1,339,935$55,593,903dollars as filed
TRAVELCENTERS OF AMERICA INC89421B109COMMON STOCK598,210$51,745,165dollars as filed
APOLLO ENDOSURGERY INC03767D108COM4,575,021$45,384,208dollars as filed
LUXFER HOLDINGS PLCG5698W116COMMON STOCK2,464,288$41,646,467dollars as filed
iShares Russell 2000 ETF464287655SHS191,040$34,081,536dollars as filed
KEROS THERAPEUTICS INC COM492327101Stock742,819$31,718,371dollars as filed
PELOTON INTERACTIVE INC70614W100CL A COM2,457,243$27,865,136dollars as filed
TRAVEL PLUS LEISURE CO COM894164102Stock628,479$24,636,377dollars as filed
RED VIOLET INC75704L104COMMON STOCK1,310,804$23,070,150dollars as filed
RMR GROUP INC74967R106CL A821,907$21,566,840dollars as filed
CODEXIS INC192005106COM5,151,559$21,327,454dollars as filed
SYNDAX PHARMACEUTICALS INC87164F105COM975,705$20,606,890dollars as filed
APOLLO ENDOSURGERY INC03767D108COM2,000,000$19,840,000dollars as filedcall
MILLERKNOLL INC600544100COM934,033$19,100,975dollars as filed
IMMATICS N.VN44445109SHS2,748,527$18,964,836dollars as filed
HILTON GRAND VACATIONS INC COM43283X105Stock410,200$18,225,186dollars as filed
MEDIAALPHA INC58450V104CL A1,086,993$16,283,155dollars as filed
CYMABAY THERAPEUTICS INC23257D103COM1,790,103$15,609,698dollars as filed
VIEMED HEALTHCARE INC92663R105COM1,592,794$15,386,390dollars as filed
Golden Entertainment Inc381013101Common Stock353,409$15,376,826dollars as filed
AUTOLUS THERAPEUTICS PLC SPON05280R100COM7,691,813$14,152,936dollars as filed
DHI GROUP INC23331S100COM3,414,311$13,247,527dollars as filed
AMRYT PHARMA LTD - SPNR ADR03217L106COMMON EQUITY820,825$11,967,628dollars as filed
DARIOHEALTH CORP23725P209COM2,418,507$9,964,250dollars as filed
ALTA EQUIPMENT GROUP INC COMMON STOCK02128L106Stock627,107$9,939,646dollars as filed
RH74967X103COM40,000$9,742,000dollars as filedcall
HERBALIFE LTDG4412G101COM SHS600,000$9,660,000dollars as filedcall
PAYONEER GLOBAL INC COM70451X104Stock1,510,615$9,486,663dollars as filed
RIDENOW GROUP INC781386305COM CL B1,564,994$9,483,864dollars as filed
READING INTL INC755408101CL A2,895,695$9,411,009dollars as filed
DXP ENTERPRISES INC233377407COM NEW338,090$9,101,383dollars as filed
PELOTON INTERACTIVE INC70614W100CL A COM780,000$8,845,200dollars as filedcall
RH74967X103COM36,060$8,782,413dollars as filed
AURA BIOSCIENCES INC05153U107COMMON STOCK843,446$7,827,179dollars as filed
UNIQURE NVN90064101SHS387,700$7,808,278dollars as filedcall
ZOOM COMMUNICATIONS INC CL A98980L101Stock100,000$7,384,000dollars as filedcall
DIVERSIFIED HEALTHCARE TR25525P107COM SH BEN INT5,388,637$7,274,660dollars as filed
CVENT HOLDING CORP126677103COM845,000$7,064,200dollars as filed
ESTABLISHMENT LABS HOLDINGSG31249108COMMON STOCK100,000$6,774,000dollars as filedcall
Ventyx Biosciences Inc92332V107Common Stock192,671$6,454,478dollars as filed
CIDARA THERAPEUTICS INC COM NEW171757107Stock4,729,633$6,006,634dollars as filed
FORTRESS BIOTECH INC34960Q109COM6,917,876$5,672,658dollars as filed
BIOVENTUS INC09075A108COM CL A5,173,469$5,535,612dollars as filed
MIMEDX GROUP INC602496101COM1,529,100$5,214,231dollars as filed
AMERICAS CAR-MART INC03062T105COM64,070$5,074,985dollars as filed
IMAX CORP45245E109COM250,000$4,795,000dollars as filedcall
STRATA SKIN SCIENCES INC86272A206COMMON4,393,685$4,651,594dollars as filed
PERELLA WEINBERG PARTNERS71367G102COMMON STOCK505,293$4,598,167dollars as filed
LYRA THERAPEUTICS INC55234L105COM2,220,830$4,463,868dollars as filed
RINGCENTRAL INC76680R206CL A137,622$4,220,867dollars as filed
POINT BIOPHARMA GLOBAL INC730541109COM572,191$4,159,829dollars as filed
PAR TECHNOLOGY CORP698884AC7NOTE 2.875% 4/13,785,000$4,047,740dollars as filedprincipal
ABEONA THERAPEUTICS INC00289Y206COM NEW1,428,675$4,028,864dollars as filed
INDUSTRIAL LOGISTICS PPTYS T456237106COM SHS BEN INT1,260,284$3,869,072dollars as filed
EHEALTH INC28238P109COM400,000$3,744,000dollars as filed
PLAYAGS INC72814N104COM496,513$3,550,068dollars as filed
UNITED THERAPEUTICS CORP DEL COM91307C102Stock15,700$3,516,172dollars as filed
IDEAYA BIOSCIENCES INC COM45166A102Stock253,480$3,480,280dollars as filed
VIKING THERAPEUTICS INC92686J106COM200,700$3,341,655dollars as filed
APTOSE BIOSCIENCES INC COM03835T200Stock4,978,975$3,186,544dollars as filed
MEDIFAST INC58470H101COM30,000$3,110,100dollars as filed
JASPER THERAPEUTICS INC471871103COM1,688,454$3,056,102dollars as filed
OPTINOSE INC68404V100COM1,450,000$2,798,500dollars as filed
AARONS CO INC00258W108COM288,572$2,787,606dollars as filed
TELA BIO INC872381108COM256,092$2,724,819dollars as filed
ENOVA INTL INC29357K103COM53,250$2,365,898dollars as filed
Merrimack Pharmaceuticals Inc590328209Common / Ordinary Stock191,266$2,350,659dollars as filed
SPDR SERIES TRUST78464A698ST STR SP REGBNK50,000$2,193,000dollars as filedcall
SCULLY ROYALTY LTDG7T96K107COM SHS310,522$2,080,497dollars as filed
DYNE THERAPEUTICS INC COM26818M108Stock178,901$2,060,940dollars as filed
NEUROPACE INC641288105COMMON STOCK425,925$1,976,292dollars as filed
AEROVATE THERAPEUTICS INC008064107COM95,000$1,916,150dollars as filed
DISC MEDICINE INC COM254604101Stock89,538$1,897,310dollars as filed
B. RILEY FINANCIAL INC05580M108COM62,520$1,774,943dollars as filed
DAKTRONICS INC234264109COM292,187$1,656,700dollars as filed
ADC THERAPEUTICS SAH0036K147COMMON STOCK840,000$1,638,000dollars as filed
SOLENO THERAPEUTICS INC834203309COM699,364$1,496,639dollars as filed
ANEBULO PHARMACEUTICALS INC034569103COM511,073$1,482,112dollars as filed
REZOLUTE INC76200L309COMMON STOCK769,606$1,477,644dollars as filed
CARVANA CO CL A146869102Stock150,000$1,468,500dollars as filedcall
IMMATICS N.VN44445117*W EXP 07/01/202986,101$1,419,985dollars as filed
AVALO THERAPEUTICS INC COM NEW05338F207Stock808,844$1,415,477dollars as filed
EHEALTH INC28238P109COM148,600$1,390,896dollars as filedcall
SELECTA BIOSCIENCES INC816212104COM1,000,000$1,390,000dollars as filed
UNICYCIVE THERAPEUTICS INC90466Y103CMN647,416$1,359,574dollars as filed
TAYSHA GENE THERAPIES INC877619106COMMON STOCK1,722,400$1,350,706dollars as filed
AEGLEA BIOTHERAPEUTICS INC00773J103COM4,558,012$1,321,823dollars as filed
AKUMIN INC01021X100COM1,886,856$1,283,062dollars as filed
WABASH NATIONAL CORP929566107COMMON STOCK50,000$1,229,500dollars as filedput
STRUCTURE THERAPEUTICS INC COMP86366E106EQUITY50,000$1,189,500dollars as filed
CYTOKINETICS INC23282W605COM NEW30,000$1,055,700dollars as filed
SENSUS HEALTHCARE INC81728J109COM185,048$964,100dollars as filed
ACER THERAPEUTICS INC00444P108CMN1,203,126$912,571dollars as filed
SCYNEXIS INC811292200COM NEW300,000$900,000dollars as filed
SPAR GROUP INC784933103COM696,578$898,586dollars as filed
LIFECOREBIOMEDICALINC514766104STOK194,700$734,992dollars as filed
AMNEAL PHARMACEUTICALS INC03168L105COM STK CL A500,000$695,000dollars as filed
AYTU BIOPHARMA INC054754858COM271,595$608,346dollars as filed
IDW MEDIA44951N106COM822,537$592,226dollars as filed
ANGION BIOMEDICA CORP03476J107COM982,743$540,509dollars as filed
HYPERFINE INC44916K106Common Stock368,417$530,520dollars as filed
KEROS THERAPEUTICS INC COM492327101Stock12,300$525,210dollars as filedcall
EBET INC278700109COM1,065,432$438,319dollars as filed
LUCID DIAGNOSTICS INC54948X109COM261,664$376,796dollars as filed
TRANSACT TECHNOLOGIES INC892918103CMN60,789$376,284dollars as filed
JOURNEY MED CORP48115J109COM212,357$333,400dollars as filed
CUE BIOPHARMA INC22978P106COM93,297$333,070dollars as filed
EXAGEN INC30068X103COM132,613$322,250dollars as filed
BM TECHNOLOGIES INC05591L107COM79,212$278,826dollars as filed
EARGO INC270087208COMMON54,002$252,729dollars as filed
IMAC HLDGS INC44967K104COM1,040,075$148,731dollars as filed
CURIS INC231269200COM230,614$137,446dollars as filed
Rafael Holdings Inc Class B75062E106COM72,678$112,651dollars as filed
LUCY SCIENTIFIC DISCOVERY IN54960E104COMMON95,800$105,380dollars as filed
GAIA INC NEW36269P104CL A23,144$64,340dollars as filed
FULCRUM THERAPEUTICS INC359616109COMMON STOCK21,370$60,904dollars as filed
CATALYST BIOSCIENCES INC14888D208COM160,430$33,209dollars as filed
GUARDFORCE AI CO LTDG4236L120*W EXP 10/01/202154,205$30,856dollars as filed
TC BIOPHARM HOLDINGS PLC87807D111*W EXP 02/10/202235,294$23,506dollars as filed
QUALTEK SERVICES INC74760R113*W EXP 02/14/20296,244$2,921dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001104659-23-060904this filing2023-05-15acceptance time not in the bulk data set