13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 4,825 holding rows worth $90,480,696,331.
- Accession
- 0001104659-23-021555
- Filer
- CIK 1009207
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 6,087 entries on the cover page, a total value of $90,480,696,331 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,480,696,331 with VALUE read as dollars as filed, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 204,052 | $369,334 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 5,624 | $369,216 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 44,200 | $368,628 | dollars as filed | put |
| QUIDELORTHO CORP COM | 219798105 | Stock | 4,300 | $368,381 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,100 | $367,842 | dollars as filed | call |
| STEM INC | 85859N102 | COM | 41,000 | $366,540 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 59,309 | $366,530 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 30,849 | $365,869 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 17,300 | $364,684 | dollars as filed | call |
| VUZIX CORP | 92921W300 | COM NEW | 100,163 | $364,593 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 20,610 | $364,591 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 1,212,500 | $363,750 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 26,058 | $361,685 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 61,500 | $359,775 | dollars as filed | call |
| TFS FINL CORP | 87240R107 | COM | 24,947 | $359,486 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 8,300 | $358,809 | dollars as filed | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 189,102 | $358,159 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 6,100 | $357,887 | dollars as filed | call |
| POSHMARK INC | 73739W104 | COM CL A | 20,000 | $357,600 | dollars as filed | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 24,466 | $357,204 | dollars as filed | |
| CAE INC COM | 124765108 | Stock | 18,400 | $355,774 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 79,071 | $355,029 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 5,263 | $353,989 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,942 | $353,490 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 667,614 | $352,968 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 69,273 | $352,600 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,200 | $349,200 | dollars as filed | call |
| MAIN STR CAP CORP | 56035L104 | COM | 9,423 | $348,180 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 28,304 | $347,290 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,342 | $345,659 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 80,000 | $345,600 | dollars as filed | put |
| VERACYTE INC COM | 92337F107 | Stock | 14,547 | $345,200 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,590 | $343,903 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 13,841 | $343,672 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 14,500 | $343,215 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 74,364 | $342,818 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,642 | $342,131 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,160 | $341,179 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 44,611 | $338,598 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 50,901 | $338,492 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,329 | $337,720 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 13,479 | $336,436 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 81,784 | $336,132 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 20,000 | $334,200 | dollars as filed | call |
| KEMPER CORP COM | 488401100 | Stock | 6,774 | $333,281 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 62,050 | $332,588 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,833 | $331,773 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 120,000 | $330,000 | dollars as filed | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 586 | $327,838 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 71,363 | $325,415 | dollars as filed | |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 32,800 | $325,376 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 1,300 | $324,220 | dollars as filed | put |
| KELLY SVCS INC | 488152208 | CL A | 19,182 | $324,176 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 15,015 | $323,874 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 43,679 | $323,661 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 40,000 | $322,400 | dollars as filed | call |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 278,402 | $320,162 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 51,374 | $320,060 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 8,281 | $319,150 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 35,020 | $319,032 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 25,000 | $318,250 | dollars as filed | put |
| DECARBONIZATION PLUS ACQUISI | G2773W111 | *W EXP 07/15/202 | 500,000 | $317,500 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,376 | $316,505 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 15,200 | $316,312 | dollars as filed | call |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 405,065 | $315,950 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 20,281 | $314,558 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 13,289 | $313,886 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 370,380 | $312,045 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 8,600 | $312,008 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 31,084 | $311,773 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10,156 | $311,180 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 47,971 | $310,852 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,934 | $310,036 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 112,400 | $309,100 | dollars as filed | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 169,644 | $308,752 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 9,028 | $308,577 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 1,298 | $308,561 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 1,102 | $308,053 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,330 | $306,804 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10,324 | $306,623 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4,962 | $306,404 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 5,216 | $306,023 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 31,449 | $305,999 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,709 | $304,013 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,527 | $303,279 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 34,329 | $303,125 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,082 | $301,459 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 4,415 | $301,103 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,684 | $300,983 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 23,000 | $300,840 | dollars as filed | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 60,175 | $298,468 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 43,813 | $296,176 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 22,727 | $295,451 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 10,000 | $295,400 | dollars as filed | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 9,245 | $294,546 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 1,097,439 | $294,004 | dollars as filed | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 10,555 | $292,796 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9,200 | $292,744 | dollars as filed | put |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 25,923 | $292,152 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 2,386 | $291,354 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 33,992 | $290,971 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 48,880 | $289,858 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 24,438 | $289,590 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 40,992 | $288,174 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 12,492 | $287,566 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 93,362 | $287,555 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 58,274 | $286,125 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 67,857 | $285,678 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 25,779 | $283,311 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 5,800 | $283,156 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 49,177 | $282,768 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,274 | $282,569 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 49,657 | $282,548 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 17,799 | $280,868 | dollars as filed | |
| CORE LABORATORIES N V | N22717107 | COM | 13,839 | $280,517 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 149,373 | $279,327 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 30,254 | $278,639 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 12,249 | $277,807 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 50,000 | $277,500 | dollars as filed | put |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 59,949 | $276,964 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,742 | $276,624 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 119,456 | $275,943 | dollars as filed | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 22,510 | $275,297 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 1,222,843 | $275,262 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,645 | $274,525 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 975 | $273,975 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 8,765 | $273,918 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 31,552 | $272,925 | dollars as filed | |
| LHC GROUP | 50187A107 | COM | 1,685 | $272,448 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,000 | $272,160 | dollars as filed | call |
| SAFEHOLD INC | 78645L100 | COM | 9,500 | $271,890 | dollars as filed | call |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 34,101 | $271,785 | dollars as filed | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 180,310 | $271,006 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 53,000 | $270,830 | dollars as filed | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,700 | $270,729 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 9,256 | $270,460 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,454 | $268,977 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 66,627 | $267,841 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 8,192 | $267,633 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 4,240 | $265,042 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 21,295 | $264,271 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 15,797 | $263,968 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 57 | $262,917 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 156,446 | $262,829 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 27,227 | $261,924 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 5,500 | $259,600 | dollars as filed | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 280,000 | $258,328 | dollars as filed | call |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 26,343 | $258,161 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 230,468 | $258,124 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 136,200 | $257,963 | dollars as filed | call |
| KORN FERRY COM NEW | 500643200 | Stock | 5,094 | $257,858 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 5,551 | $256,345 | dollars as filed | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 6,300 | $254,709 | dollars as filed | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 604,873 | $254,047 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12,200 | $253,882 | dollars as filed | put |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 33,005 | $250,838 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 36,475 | $250,583 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 12,100 | $250,349 | dollars as filed | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,300 | $250,239 | dollars as filed | call |
| STRATEGIC ED INC COM | 86272C103 | Stock | 3,195 | $250,232 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,140 | $248,524 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 18,300 | $248,331 | dollars as filed | call |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 240,989 | $248,219 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 36,881 | $247,840 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 27,600 | $246,760 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,991 | $245,890 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 4,642 | $245,330 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 104,981 | $244,606 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 21,029 | $244,357 | dollars as filed | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,502 | $242,980 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 188,191 | $242,766 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,433 | $242,009 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 8,202 | $241,139 | dollars as filed | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 24,340 | $240,966 | dollars as filed | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C108 | CLASS A COM | 24,207 | $239,649 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 42,554 | $237,451 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 246,525 | $237,280 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 85,569 | $237,026 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 14,500 | $236,640 | dollars as filed | call |
| GROWGENERATION CORP | 39986L109 | COM | 60,000 | $235,200 | dollars as filed | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,491 | $235,150 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 8,575 | $233,411 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 7,988 | $233,010 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 11,808 | $232,736 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 7,300 | $231,045 | dollars as filed | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,301 | $230,428 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 22,541 | $230,369 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 9,500 | $230,185 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,038 | $229,703 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 6,449 | $229,391 | dollars as filed | |
| KIMBALL INTL INC | 494274103 | CL B | 35,268 | $229,242 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,036 | $228,529 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,300 | $228,501 | dollars as filed | put |
| CVRX INC | 126638105 | COMMON STOCK | 12,431 | $228,109 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 22,500 | $227,700 | dollars as filed | put |
| QUANTUM CORP | 747906501 | COM | 208,704 | $227,487 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 1,444 | $227,401 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 118,271 | $227,080 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,180 | $225,879 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,026 | $225,782 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 875,335 | $224,961 | dollars as filed | |
| DIODES INC COM | 254543101 | Stock | 2,954 | $224,918 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,400 | $224,896 | dollars as filed | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 47,500 | $224,675 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 35,696 | $222,029 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 14,015 | $221,017 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 18,342 | $221,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,741 | $220,551 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 30,404 | $220,429 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 61,727 | $219,748 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 20,000 | $219,400 | dollars as filed | call |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 26,404 | $218,097 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 28,606 | $217,978 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 6,300 | $216,342 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 162,379 | $215,964 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 11,898 | $214,164 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 28,777 | $214,101 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,600 | $214,038 | dollars as filed | call |
| CONNS INC | 208242107 | COM | 31,100 | $213,968 | dollars as filed | put |
| Ouster Inc | 68989M103 | COM | 247,141 | $213,282 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 3,655 | $212,794 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,633 | $212,284 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 151,119 | $211,567 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 22,500 | $211,275 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 7,933 | $210,780 | dollars as filed | |
| SCANSOURCE INC | 806037107 | COM | 7,213 | $210,764 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 19,205 | $210,679 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 10,000 | $210,500 | dollars as filed | call |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 15,743 | $210,169 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 128,006 | $209,942 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,088 | $209,907 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 4,351 | $209,414 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 2,800 | $209,076 | dollars as filed | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,561 | $208,706 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 7,000 | $207,900 | dollars as filed | call |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 59,865 | $207,732 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 113,514 | $207,731 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,219 | $207,077 | dollars as filed | |
| F N B CORP | 302520101 | COM | 15,822 | $206,477 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 7,451 | $205,126 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,405 | $204,746 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 1,999 | $204,718 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,388 | $204,569 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 94,512 | $204,146 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 10,000 | $204,100 | dollars as filed | put |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 6,030 | $203,332 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 652 | $202,844 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,823 | $202,640 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 216,399 | $201,143 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 14,675 | $200,461 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 707 | $200,272 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 19,000 | $200,070 | dollars as filed | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 36,225 | $197,426 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 12,531 | $197,113 | dollars as filed | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 18,046 | $196,521 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 29,712 | $196,099 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 23,400 | $195,156 | dollars as filed | call |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 40,222 | $193,468 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13,577 | $190,893 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 10,600 | $190,588 | dollars as filed | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,400 | $188,976 | dollars as filed | call |
| NEW GOLD INC CDA | 644535106 | COM | 190,839 | $187,022 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 38,055 | $186,850 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 40,000 | $186,400 | dollars as filed | call |
| BLEND LABS INC | 09352U108 | CL A | 129,231 | $186,093 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,000 | $184,400 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 29,556 | $183,543 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,700 | $183,195 | dollars as filed | call |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 61,494 | $182,022 | dollars as filed | |
| ROBO.AI INC. CLASS B ORD SHS | G6693P106 | Stock | 16,886 | $181,187 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17,802 | $180,156 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 436,791 | $178,298 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 26,095 | $175,880 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 11,791 | $172,031 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 19,900 | $171,936 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 650,122 | $171,502 | dollars as filed | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 66,857 | $169,148 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 367,128 | $169,062 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 330,694 | $168,918 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 27,200 | $168,281 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 11,300 | $168,144 | dollars as filed | call |
| RPT REALTY | 74971D101 | SH BEN INT | 16,745 | $168,120 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 10,818 | $166,705 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 66,074 | $165,846 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 10,924 | $164,734 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 103,522 | $164,600 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 11,959 | $164,197 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 56,717 | $163,912 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 50,000 | $163,500 | dollars as filed | call |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 20,700 | $162,909 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 64,339 | $162,134 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 14,221 | $162,119 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 1,274,621 | $161,749 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 621,404 | $161,565 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,576 | $161,011 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 48,388 | $159,197 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,000 | $158,700 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 25,173 | $158,590 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 18,500 | $158,545 | dollars as filed | call |
| LIMONEIRA CO | 532746104 | COM | 12,931 | $157,888 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 19,383 | $157,584 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 390,303 | $156,121 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 134,474 | $155,990 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 43,090 | $155,555 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 31,432 | $155,274 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 11,700 | $155,142 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077106 | COM | 15,855 | $154,903 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 12,950 | $154,623 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 35,508 | $154,460 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 13,246 | $153,521 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 25,559 | $152,843 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 40,420 | $152,383 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 21,020 | $150,924 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 1,253,037 | $150,490 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 29,477 | $149,743 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 45,357 | $149,678 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 742,500 | $148,500 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,500 | $148,375 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 60,000 | $147,600 | dollars as filed | call |
| HAGERTY INC A | 405166109 | COMMON STOCK | 17,403 | $146,359 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 62,032 | $145,775 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 30,000 | $144,600 | dollars as filed | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 13,500 | $141,615 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 19,918 | $140,820 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 12,500 | $139,875 | dollars as filed | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 64,666 | $139,679 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,669 | $139,561 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 15,967 | $138,913 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 20,000 | $138,400 | dollars as filed | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 35,000 | $138,250 | dollars as filed | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 107,072 | $138,123 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,500 | $137,340 | dollars as filed | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,482 | $137,052 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,500 | $135,500 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 16,610 | $135,372 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 42,702 | $134,511 | dollars as filed | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 940,000 | $131,600 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 74,688 | $130,704 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 42,026 | $130,701 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 15,046 | $130,298 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 95,199 | $128,519 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 92,773 | $127,099 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 123,700 | $126,174 | dollars as filed | call |
| STITCH FIX INC | 860897107 | COM CL A | 40,000 | $124,400 | dollars as filed | call |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 276,011 | $121,445 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 32,816 | $121,419 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 13,968 | $121,242 | dollars as filed | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 159,609 | $120,521 | dollars as filed | |
| SAGALIAM ACQUISITION CORP | 78661R114 | RIGHT 05/31/2028 | 990,000 | $118,800 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 41,539 | $117,555 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 26,157 | $116,922 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 30,290 | $114,193 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 55,000 | $113,300 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 24,525 | $111,589 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B114 | *W EXP 10/07/202 | 228,943 | $109,893 | dollars as filed | |
| CVENT HOLDING CORP | 126677103 | COM | 19,823 | $107,044 | dollars as filed | |
| SILVERSPAC INC | G8136V112 | WARR | 825,000 | $105,600 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 21,200 | $104,940 | dollars as filed | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 195,064 | $103,383 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,580 | $103,030 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 36,015 | $101,562 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 11,274 | $100,790 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 30,284 | $100,543 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 18,182 | $100,183 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20,834 | $99,795 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 24,242 | $98,665 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 76,037 | $98,088 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 12,000 | $98,040 | dollars as filed | |
| ROC ENERGY ACQUISITION CORP | 77118V116 | RIGHT 11/30/2028 | 600,000 | $96,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 11,700 | $95,823 | dollars as filed | put |
| BARK Inc. | 68622E104 | COM | 64,177 | $95,624 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 990,000 | $95,535 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 12,500 | $95,125 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 27,025 | $94,588 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 82,100 | $93,950 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 12,322 | $93,154 | dollars as filed | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 80,000 | $92,800 | dollars as filed | call |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 46,032 | $92,524 | dollars as filed | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 340,762 | $92,006 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 22,800 | $91,739 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 14,988 | $89,029 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 35,892 | $88,294 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 10,166 | $88,038 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,192 | $87,651 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 10,000 | $87,400 | dollars as filed | call |
| FUBOTV INC | 35953D104 | COM | 50,000 | $87,000 | dollars as filed | call |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 131,297 | $85,356 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 77,983 | $85,001 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 129,822 | $84,371 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 28,459 | $83,954 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 54,000 | $83,322 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 13,971 | $83,127 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 66,633 | $82,625 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 46,124 | $82,562 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 262,422 | $82,453 | dollars as filed | |
| 2U INC | 90214J101 | COM | 13,000 | $81,510 | dollars as filed | call |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 320,880 | $80,220 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 21,804 | $78,930 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 20,562 | $78,752 | dollars as filed | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D128 | *W EXP 99/99/999 | 288,500 | $77,895 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 45,727 | $76,821 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 15,492 | $76,530 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 37,836 | $76,050 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 78,595 | $75,836 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 14,922 | $73,864 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 28,871 | $72,466 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,414 | $71,440 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 30,000 | $70,800 | dollars as filed | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,704 | $69,872 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,082 | $69,377 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 63,681 | $66,865 | dollars as filed | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 28,929 | $65,090 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415117 | RIGHT 12/22/2026 | 325,000 | $65,000 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 900,000 | $63,000 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 48,222 | $62,206 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 13,521 | $61,926 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 40,000 | $60,800 | dollars as filed | call |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 11,169 | $59,307 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 126,079 | $58,475 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 27,394 | $57,527 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 16,617 | $57,495 | dollars as filed | |
| LARGO INC | 517097101 | COM | 10,600 | $57,441 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 100,000 | $56,740 | dollars as filed | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 36,871 | $56,413 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 13,542 | $55,658 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 20,291 | $55,394 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 16,929 | $55,189 | dollars as filed | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 166,666 | $55,000 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 46,496 | $54,865 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 15,672 | $54,695 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 10,217 | $53,946 | dollars as filed | |
| PRIME NO ACQUISITION I CORP | 74168P123 | RIGHT 07/31/2027 | 297,000 | $53,460 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 12,500 | $53,000 | dollars as filed | call |
| XBIOTECH INC | 98400H102 | COM | 15,052 | $52,833 | dollars as filed | |
| MariaDB PLC | G5920M118 | Warrant | 143,827 | $51,519 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 375,000 | $50,475 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 12,296 | $50,045 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 95,265 | $49,538 | dollars as filed | |
| PROJECT ENERGY REIMAGINED AC | G72556114 | *W EXP 99/99/999 | 1,237,500 | $49,500 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 93,983 | $49,435 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 487,111 | $48,711 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W121 | *W EXP 02/24/202 | 750,000 | $47,925 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 465,000 | $46,500 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 12,000 | $46,320 | dollars as filed | call |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 19,728 | $45,966 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 59,129 | $45,547 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 17,090 | $45,459 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 52,798 | $45,406 | dollars as filed | |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 990,000 | $44,649 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 26,405 | $44,624 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 742,500 | $44,550 | dollars as filed | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 40,783 | $44,046 | dollars as filed | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 85,588 | $43,778 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W113 | RIGHT 02/24/2027 | 46,875 | $43,594 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 33,190 | $43,479 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 11,104 | $43,306 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 137,500 | $41,250 | dollars as filed | |
| LEGATO MERGER CORP II | 52473Y112 | *W EXP 09/01/202 | 91,666 | $40,241 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 365,000 | $40,150 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 625,000 | $39,605 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 300,000 | $39,510 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 250,000 | $37,500 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 18,902 | $37,426 | dollars as filed | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 412,826 | $37,154 | dollars as filed | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 44,211 | $35,413 | dollars as filed | |
| BIOTE CORP | 090683111 | WTS | 116,961 | $35,088 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 350,000 | $35,000 | dollars as filed | |
| POST HOLDINGS PARTNERING COR | 737465112 | *W EXP 04/12/202 | 436,666 | $34,933 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 247,500 | $34,650 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V121 | RIGHT 09/29/2027 | 247,500 | $34,056 | dollars as filed | |
| APEIRON CAPITAL INVEST CORP | 03752A119 | *W EXP 04/02/202 | 225,000 | $33,750 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 12,600 | $32,886 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 11,494 | $32,758 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 450,000 | $32,580 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 25,520 | $31,390 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 300,000 | $31,290 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 20,000 | $31,000 | dollars as filed | call |
| CARAVELLE INTERNATIONAL GROU | G1901X108 | ORD SHS | 24,000 | $30,480 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 150,000 | $30,315 | dollars as filed | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536117 | *W EXP 07/15/202 | 660,000 | $30,096 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077114 | WARR | 375,000 | $30,000 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 89,549 | $29,909 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 175,766 | $29,880 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 31,198 | $29,847 | dollars as filed | |
| ZALATORIS ACQUISITION CORP | 89301B112 | *W EXP 99/99/999 | 742,500 | $29,700 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 30,031 | $28,830 | dollars as filed | |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 533,500 | $28,649 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 284,988 | $28,499 | dollars as filed | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R110 | *W EXP 06/03/202 | 100,000 | $28,300 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 281,250 | $28,125 | dollars as filed | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 11,640 | $28,052 | dollars as filed | put |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 418,450 | $27,618 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 65,743 | $27,612 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C132 | RIGHT 12/13/2026 | 250,000 | $27,500 | dollars as filed | |
| SOUND POINT ACQUISITION CORP | G8274F119 | *W EXP 02/25/202 | 250,000 | $27,500 | dollars as filed | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L114 | *W EXP 09/14/202 | 182,154 | $27,323 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 375,000 | $27,187 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 207,787 | $27,075 | dollars as filed | |
| Chain Bridge I | G2061X110 | Warrant | 300,000 | $27,000 | dollars as filed | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 750,000 | $26,250 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-021555 | this filing | 2023-02-14 | acceptance time not in the bulk data set |