13F-HR filed by Knott David M Jr
Knott David M Jr filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 174 holding rows worth $264,671,000 by the sum of the rows.
- Accession
- 0001104659-23-019381
- Filer
- CIK 1892770
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 182 entries on the cover page, a total value of $251,600,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $264,671,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-21815. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $251,600,000, 5% less than the sum of the rows, $264,671,000. This page uses the sum of the rows.
Other managers
- included managerDORSET MANAGEMENT CORP 028-10281
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,325,000 | $73,006,000 | thousands, detected and multiplied | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 225,000 | $14,353,000 | thousands, detected and multiplied | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,000 | $14,000,000 | thousands, detected and multiplied | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 859,047 | $11,082,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 112,220 | $9,958,000 | thousands, detected and multiplied | |
| DOCGO INC | 256086109 | COM | 1,400,000 | $9,898,000 | thousands, detected and multiplied | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 115,000 | $7,682,000 | thousands, detected and multiplied | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 425,000 | $7,276,000 | thousands, detected and multiplied | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 495,000 | $5,693,000 | thousands, detected and multiplied | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 450,750 | $5,184,000 | thousands, detected and multiplied | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 390,241 | $4,972,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 94,500 | $4,842,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 40,490 | $4,608,000 | thousands, detected and multiplied | |
| OMNIAB INC | 68218J103 | COM | 1,270,939 | $4,576,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 24,800 | $4,381,000 | thousands, detected and multiplied | |
| ARDELYX INC | 039697107 | COM | 1,500,000 | $4,275,000 | thousands, detected and multiplied | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 381,621 | $3,587,000 | thousands, detected and multiplied | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 22,411 | $3,570,000 | thousands, detected and multiplied | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 566,687 | $3,406,000 | thousands, detected and multiplied | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 175,000 | $2,753,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,385 | $2,734,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,500 | $2,718,000 | thousands, detected and multiplied | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 56,000 | $2,712,000 | thousands, detected and multiplied | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 59,500 | $2,346,000 | thousands, detected and multiplied | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 8,000 | $2,322,000 | thousands, detected and multiplied | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8,000 | $2,310,000 | thousands, detected and multiplied | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 310,251 | $2,221,000 | thousands, detected and multiplied | |
| CSX Corporation | 126408103 | COM | 70,000 | $2,169,000 | thousands, detected and multiplied | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 60,000 | $2,108,000 | thousands, detected and multiplied | |
| CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK | 131476903 | Cmn | 115,000 | $1,941,000 | thousands, detected and multiplied | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 166,666 | $1,917,000 | thousands, detected and multiplied | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 20,000 | $1,887,000 | thousands, detected and multiplied | |
| CENOVUS ENERGY INC | 15135U109 | COM | 95,000 | $1,844,000 | thousands, detected and multiplied | |
| OVINTIV INC | 69047Q102 | COM | 35,000 | $1,775,000 | thousands, detected and multiplied | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 50,500 | $1,736,000 | thousands, detected and multiplied | |
| Kiwetinohk Energy Corp. | 49836K102 | Common | 160,000 | $1,722,000 | thousands, detected and multiplied | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 139,278 | $1,602,000 | thousands, detected and multiplied | |
| GLOBUS MED INC CL A | 379577208 | Stock | 20,831 | $1,547,000 | thousands, detected and multiplied | |
| MOSAIC CO COM | 61945C103 | Stock | 35,000 | $1,535,000 | thousands, detected and multiplied | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 45,000 | $1,395,000 | thousands, detected and multiplied | |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 116,666 | $1,342,000 | thousands, detected and multiplied | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 425,000 | $1,254,000 | thousands, detected and multiplied | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 100,000 | $1,150,000 | thousands, detected and multiplied | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 200,100 | $1,121,000 | thousands, detected and multiplied | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 128,517 | $1,018,000 | thousands, detected and multiplied | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 12,400 | $1,014,000 | thousands, detected and multiplied | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 168,839 | $895,000 | thousands, detected and multiplied | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 72,030 | $828,000 | thousands, detected and multiplied | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,000 | $815,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 5,037 | $814,000 | thousands, detected and multiplied | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 14,000 | $799,000 | thousands, detected and multiplied | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 11,136 | $764,000 | thousands, detected and multiplied | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 50,000 | $706,000 | thousands, detected and multiplied | |
| CORTEVA INC COM | 22052L104 | Stock | 11,563 | $680,000 | thousands, detected and multiplied | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 58,321 | $671,000 | thousands, detected and multiplied | |
| BEYOND AIR INC | 08862L103 | COM | 100,000 | $649,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 9,600 | $611,000 | thousands, detected and multiplied | |
| DOW HLDGS INC COM | 260557103 | Stock | 11,136 | $561,000 | thousands, detected and multiplied | |
| ADMA BIOLOGICS INC | 000899104 | COM | 132,301 | $513,000 | thousands, detected and multiplied | |
| WP CAREY INC COM | 92936U109 | REIT | 6,000 | $469,000 | thousands, detected and multiplied | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 150,000 | $462,000 | thousands, detected and multiplied | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $387,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 1,600 | $384,000 | thousands, detected and multiplied | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 840,000 | $378,000 | thousands, detected and multiplied | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 16,500 | $374,000 | thousands, detected and multiplied | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 36,000 | $363,000 | thousands, detected and multiplied | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,400 | $355,000 | thousands, detected and multiplied | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 140,000 | $351,000 | thousands, detected and multiplied | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 27,242 | $350,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 2,494 | $324,000 | thousands, detected and multiplied | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 26,666 | $307,000 | thousands, detected and multiplied | |
| QUALTEK SERVICES INC | 74760R113 | *W EXP 02/14/202 | 25,000 | $288,000 | thousands, detected and multiplied | |
| FS KKR CAP CORP | 302635206 | COM | 15,175 | $266,000 | thousands, detected and multiplied | |
| MEDICUS SCIENCES ACQUISITION | G5960S124 | *W EXP 02/12/202 | 22,222 | $256,000 | thousands, detected and multiplied | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 11,425 | $210,000 | thousands, detected and multiplied | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 18,000 | $207,000 | thousands, detected and multiplied | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INCYTE CORP COM | 45337C102 | Stock | 2,557 | $205,000 | thousands, detected and multiplied | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 4,999 | $194,000 | thousands, detected and multiplied | |
| FS BANCORP INC | 30263Y104 | COM | 4,380 | $146,000 | thousands, detected and multiplied | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,100 | $130,000 | thousands, detected and multiplied | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,065 | $125,000 | thousands, detected and multiplied | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 6,500 | $123,000 | thousands, detected and multiplied | |
| F N B CORP | 302520101 | COM | 8,905 | $116,000 | thousands, detected and multiplied | |
| Eli Lilly and Company | 532457108 | COM | 300 | $110,000 | thousands, detected and multiplied | |
| CODEXIS INC | 192005106 | COM | 18,020 | $84,000 | thousands, detected and multiplied | |
| MEDTRONIC INC | 585055106 | COM | 1,050 | $82,000 | thousands, detected and multiplied | |
| SouthState Corp | 840441109 | Common Stock | 1,068 | $82,000 | thousands, detected and multiplied | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,273 | $80,000 | thousands, detected and multiplied | |
| VALLEY NATL BANCORP | 919794107 | COM | 6,400 | $72,000 | thousands, detected and multiplied | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 2,450 | $68,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 695 | $58,000 | thousands, detected and multiplied | |
| Danaher Corporation | 235851102 | COM | 180 | $48,000 | thousands, detected and multiplied | |
| HERITAGE NOLA BANCORP ORD (PNK) | 42727P108 | COM | 3,000 | $44,000 | thousands, detected and multiplied | |
| Broadcom Inc. | 11135F101 | COM | 71 | $40,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 633 | $39,000 | thousands, detected and multiplied | |
| Walmart Inc. | 931124103 | Common | 225 | $32,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 313 | $30,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 57 | $30,000 | thousands, detected and multiplied | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 228 | $30,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 273 | $29,000 | thousands, detected and multiplied | |
| UNITED RENTALS INC COM | 911363109 | Stock | 78 | $28,000 | thousands, detected and multiplied | |
| Chubb Limited | H1467J104 | COM | 121 | $27,000 | thousands, detected and multiplied | |
| BECTON DICKINSON & CO | 075887109 | COM | 106 | $27,000 | thousands, detected and multiplied | |
| ARAMARK COM | 03852U106 | Stock | 651 | $27,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $26,000 | thousands, detected and multiplied | |
| General Electric Company | 369604301 | COM | 312 | $26,000 | thousands, detected and multiplied | |
| M & T BK CORP COM | 55261F104 | Stock | 177 | $26,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 300 | $25,000 | thousands, detected and multiplied | |
| Home Depot, Inc | 437076102 | COM | 80 | $25,000 | thousands, detected and multiplied | |
| Morgan Stanley | 617446448 | COM | 293 | $25,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 45 | $25,000 | thousands, detected and multiplied | |
| QUANTA SVCS INC | 74762E102 | COM | 176 | $25,000 | thousands, detected and multiplied | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 122 | $25,000 | thousands, detected and multiplied | |
| TARGET CORP COM | 87612E106 | Stock | 166 | $25,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 118 | $25,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 284 | $24,000 | thousands, detected and multiplied | |
| CVS Health Corporation | 126650100 | COM | 258 | $24,000 | thousands, detected and multiplied | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 190 | $24,000 | thousands, detected and multiplied | |
| EQUINIX INC COM | 29444U700 | REIT | 37 | $24,000 | thousands, detected and multiplied | |
| OSHKOSH CORP COM | 688239201 | Stock | 258 | $23,000 | thousands, detected and multiplied | |
| LINDE PLC | G5494J103 | SHS | 70 | $23,000 | thousands, detected and multiplied | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 31 | $22,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 252 | $21,000 | thousands, detected and multiplied | |
| CHEMOURS CO COM | 163851108 | Stock | 680 | $21,000 | thousands, detected and multiplied | |
| American Tower Corporation | 03027X100 | COM | 93 | $20,000 | thousands, detected and multiplied | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 400 | $20,000 | thousands, detected and multiplied | |
| NVIDIA Corp | 67066G104 | COM | 128 | $19,000 | thousands, detected and multiplied | |
| AECOM COM | 00766T100 | Stock | 228 | $19,000 | thousands, detected and multiplied | |
| CRANE NXT CO | 224441105 | COM | 194 | $19,000 | thousands, detected and multiplied | |
| Wells Fargo & Company | 949746101 | COM | 438 | $18,000 | thousands, detected and multiplied | |
| VULCAN MATLS CO COM | 929160109 | Stock | 103 | $18,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 96 | $17,000 | thousands, detected and multiplied | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 363 | $17,000 | thousands, detected and multiplied | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,000 | $17,000 | thousands, detected and multiplied | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,229 | $17,000 | thousands, detected and multiplied | |
| BLACKSTONE INC | 09260D107 | COM | 210 | $16,000 | thousands, detected and multiplied | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 61 | $16,000 | thousands, detected and multiplied | |
| Schlumberger Limited | 806857108 | COM | 292 | $16,000 | thousands, detected and multiplied | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 102 | $14,000 | thousands, detected and multiplied | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $14,000 | thousands, detected and multiplied | |
| ConocoPhillips | 20825C104 | COM | 113 | $13,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 242 | $13,000 | thousands, detected and multiplied | |
| Adobe Inc | 00724F101 | COM | 35 | $12,000 | thousands, detected and multiplied | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 39 | $12,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 86 | $12,000 | thousands, detected and multiplied | |
| NIKE,Inc. Class B | 654106103 | COM | 91 | $11,000 | thousands, detected and multiplied | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 48 | $11,000 | thousands, detected and multiplied | |
| Salesforce.com, Inc | 79466L302 | COM | 77 | $10,000 | thousands, detected and multiplied | |
| Verizon Communications Inc | 92343V104 | COM | 263 | $10,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 116 | $10,000 | thousands, detected and multiplied | |
| PACCAR INC COM | 693718108 | Stock | 99 | $10,000 | thousands, detected and multiplied | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 1,000 | $10,000 | thousands, detected and multiplied | |
| WORKDAY INC CL A | 98138H101 | Stock | 45 | $8,000 | thousands, detected and multiplied | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 246 | $8,000 | thousands, detected and multiplied | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 400 | $7,000 | thousands, detected and multiplied | |
| GENERAC HLDGS INC | 368736104 | COM | 69 | $7,000 | thousands, detected and multiplied | |
| Service Properties Trust | 817761L10 | Common | 1,000 | $7,000 | thousands, detected and multiplied | |
| Tesla Motors, Inc | 88160R101 | COM | 45 | $6,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 50 | $5,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 35 | $5,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 120 | $5,000 | thousands, detected and multiplied | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 366 | $4,000 | thousands, detected and multiplied | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 116 | $4,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 150 | $4,000 | thousands, detected and multiplied | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 9,085 | $4,000 | thousands, detected and multiplied | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 63 | $3,000 | thousands, detected and multiplied | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 147 | $3,000 | thousands, detected and multiplied | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 158 | $3,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 32 | $2,000 | thousands, detected and multiplied | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 55 | $2,000 | thousands, detected and multiplied | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 200 | $2,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 17 | $1,000 | thousands, detected and multiplied | |
| WABTEC COM | 929740108 | Stock | 12 | $1,000 | thousands, detected and multiplied | |
| RMR GROUP INC | 74967R106 | CL A | 16 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-23-019381 | this filing | 2023-02-13 | acceptance time not in the bulk data set |