13F-HR filed by Rothschild Wealth LLC
Rothschild Wealth LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-16, with 114 holding rows worth $159,836,000.
- Accession
- 0001104659-22-119589
- Filer
- CIK 1811345
- Filed
- 2022-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 114 entries on the cover page, a total value of $159,836,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,836,000 with VALUE read as thousands by filing date, 13F file number 028-22711. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 41,672 | $18,126,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 157,784 | $13,535,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 253,238 | $11,556,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 431,412 | $10,058,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 70,807 | $5,802,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 119,721 | $5,079,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 56,514 | $4,867,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 244,292 | $4,599,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 145,687 | $4,136,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 346,325 | $3,757,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 24,642 | $3,400,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 52,770 | $3,258,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 70,059 | $3,150,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,475 | $3,075,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 22,805 | $2,217,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,585 | $2,161,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 72,300 | $2,136,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,983 | $1,964,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,546 | $1,950,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 18,967 | $1,946,000 | thousands by filing date | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 28,492 | $1,890,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 16,912 | $1,832,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,846 | $1,724,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 239,762 | $1,684,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,155 | $1,581,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,471 | $1,564,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 58,856 | $1,517,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,390 | $1,469,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,008 | $1,454,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 33,769 | $1,380,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 50,823 | $1,318,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 8,117 | $1,311,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 131,416 | $1,272,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 11,916 | $1,249,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 22,754 | $1,095,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,194,415 | $1,017,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 23,110 | $975,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 38,936 | $959,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 27,349 | $949,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 18,546 | $926,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 7,063 | $857,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 13,162 | $856,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 42,245 | $820,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,407 | $814,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 6,696 | $784,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 33,037 | $731,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 19,923 | $729,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 24,158 | $695,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 10,873 | $690,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 18,037 | $670,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 22,062 | $667,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 12,407 | $655,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 14,301 | $636,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 30,077 | $622,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,241 | $538,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 47,498 | $503,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,644 | $489,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 10,510 | $481,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,669 | $463,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,627 | $445,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 11,425 | $436,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,128 | $409,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,124 | $395,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,758 | $393,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,095 | $389,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,914 | $368,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 35,050 | $363,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 12,700 | $361,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,738 | $356,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 12,339 | $350,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,132 | $344,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,562 | $341,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,953 | $329,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 10,250 | $313,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 12,357 | $303,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6,872 | $301,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,353 | $294,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,742 | $292,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,359 | $286,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,060 | $285,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,469 | $273,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,643 | $268,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 34,500 | $263,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,258 | $257,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 19,840 | $255,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 944 | $250,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,756 | $247,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,708 | $244,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,006 | $239,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,018 | $237,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,098 | $236,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,636 | $235,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 8,938 | $230,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 34,925 | $227,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,757 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,000 | $217,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,520 | $207,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 414 | $207,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,309 | $202,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 15,000 | $201,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 108,000 | $192,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 852,859 | $192,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,143 | $177,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 22,500 | $166,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,541 | $148,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,001 | $119,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 25,410 | $82,000 | thousands by filing date | |
| ESKAY MNG CORP COM ISIN#CA2964371066 | 296437106 | COM | 18,750 | $22,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 10,000 | $18,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 10,753 | $10,000 | thousands by filing date | |
| Auxly Cannabis Group | 05335P109 | COM | 31,500 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,000 | $2,000 | thousands by filing date | |
| EL CAPITAN PRECIOUS METALS INC COM | 282812106 | COM | 55,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KYN CAP GROUP INC COM | 482781101 | COM | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-22-119589 | this filing | 2022-11-16 | acceptance time not in the bulk data set |