13F-HR filed by L & S Advisors Inc
L & S Advisors Inc filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 234 holding rows worth $567,455,000.
- Accession
- 0001104659-22-118345
- Filer
- CIK 1392364
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 234 entries on the cover page, a total value of $567,455,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $567,455,000 with VALUE read as thousands by filing date, 13F file number 028-13201. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWELLS FARGO CLEARING SERVICES, LLC028-13118
- reports for this filerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Proshares Short S&P | 74347B425 | COM | 3,876,143 | $66,980,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 140,187 | $19,374,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 46,055 | $14,892,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,061 | $12,358,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 37,915 | $10,893,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 20,170 | $10,187,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 25,468 | $9,864,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 27,379 | $9,779,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.5 05/15/2024 | 912828WJ5 | Govt Bond | 10,000,000 | $9,711,000 | thousands by filing date | principal |
| JPMORGAN CHASE FINANCIAL | 48133dm72 | FIXED | 10,000,000 | $9,675,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 94,617 | $9,050,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 79,975 | $9,037,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 137,586 | $8,646,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 36,586 | $7,922,000 | thousands by filing date | |
| US TREASURY | 91282cck5 | FIXED | 7,703,000 | $7,478,000 | thousands by filing date | principal |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 15,836 | $7,448,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 54,828 | $7,358,000 | thousands by filing date | |
| US TREASURY | 91282cap6 | FIXED | 7,642,000 | $7,320,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 57,652 | $7,279,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 20,968 | $7,126,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 77,742 | $6,551,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 91,787 | $6,525,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 39,234 | $6,405,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 57,063 | $6,376,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 41,119 | $5,954,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 25,789 | $5,923,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 35,773 | $5,859,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 25,267 | $5,695,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 65,211 | $5,616,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 102,214 | $5,604,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 62,726 | $5,423,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 18,698 | $4,960,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38150ann1 | FIXED | 5,000,000 | $4,895,000 | thousands by filing date | principal |
| UNITED STATES TREAS NTS 2.25 11/15/2024 | 912828G38 | Govt Bond | 5,000,000 | $4,794,000 | thousands by filing date | principal |
| VTI | 922908769 | COM | 26,351 | $4,729,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 29,187 | $4,676,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 30,971 | $4,644,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 55,499 | $4,617,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 152,310 | $4,600,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,350 | $4,416,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 51,109 | $4,384,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 29,022 | $4,336,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 25,927 | $4,329,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 106,070 | $4,086,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 142,643 | $4,084,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 32,916 | $3,965,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 91282CBG5 | NOTE | 3,461,000 | $3,420,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 12,471 | $3,298,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 48,781 | $2,933,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 15,406 | $2,888,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,595 | $2,484,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 58,821 | $2,397,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 24,990 | $2,383,000 | thousands by filing date | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 40,280 | $2,312,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,318 | $2,295,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,846 | $2,291,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 8,120 | $2,253,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 16,874 | $2,250,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 7,425 | $2,247,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,685 | $2,232,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 16,655 | $2,203,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,896 | $2,191,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,087 | $2,166,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,964 | $2,150,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 16,858 | $2,148,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 25,741 | $2,107,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 26,539 | $2,081,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 51,915 | $2,077,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,191 | $2,064,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 125,919 | $1,987,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 19,465 | $1,978,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,417 | $1,956,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,577 | $1,950,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 135,396 | $1,928,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,502 | $1,905,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 27,313 | $1,834,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,445 | $1,823,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 28,615 | $1,819,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,963 | $1,816,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 90,294 | $1,805,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 17,265 | $1,793,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,789 | $1,772,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,254 | $1,766,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,211 | $1,721,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,918 | $1,683,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 9,662 | $1,592,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 5,691 | $1,582,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,950 | $1,567,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,071 | $1,558,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 6,663 | $1,542,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,983 | $1,533,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 9,326 | $1,533,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 91282CBU4 | NOTE | 1,552,000 | $1,523,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 91282CAK7 | NOTE | 1,530,000 | $1,471,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 8,939 | $1,460,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,404 | $1,384,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,641 | $1,358,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,521 | $1,300,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 70,670 | $1,296,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 4,228 | $1,292,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 7,507 | $1,276,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,507 | $1,272,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 30,165 | $1,268,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,845 | $1,268,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 75,825 | $1,262,000 | thousands by filing date | |
| TALOS PRODUCTION INC | 87485lac8 | FIXED | 1,165,000 | $1,215,000 | thousands by filing date | principal |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 5,744 | $1,210,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 26,634 | $1,164,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,054 | $1,153,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 8,509 | $1,142,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 12,719 | $1,129,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 40,626 | $1,121,000 | thousands by filing date | |
| CALLON PETROLEUM CO | 144577aj2 | FIXED | 1,150,000 | $1,121,000 | thousands by filing date | principal |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,837 | $1,098,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 41,299 | $1,064,000 | thousands by filing date | |
| LYNAS RARE EARTHS LTD SP ADR | 551073307 | COM | 220,056 | $1,061,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318uab1 | FIXED | 1,055,000 | $1,054,000 | thousands by filing date | principal |
| GOLDMAN SACHS GQG PARTNERS INTERNATIONAL OPPORTUNI | 38147N293 | COM | 67,771 | $1,038,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 16,453 | $1,034,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 9,835 | $1,033,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 1,045,000 | $1,014,000 | thousands by filing date | principal |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 17,812 | $997,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 42,765 | $995,000 | thousands by filing date | |
| TENNECO INC | 880349ar6 | FIXED | 1,000,000 | $977,000 | thousands by filing date | principal |
| US TREASURY | 9128284f4 | FIXED | 1,005,000 | $966,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 1,125,000 | $964,000 | thousands by filing date | principal |
| FIVE BELOW INC COM | 33829M101 | Stock | 6,895 | $949,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,727 | $935,000 | thousands by filing date | |
| VITAL ENERGY INC 9.5 25 | 516806AF3 | CORPORATE BONDS | 950,000 | $929,000 | thousands by filing date | principal |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,771 | $914,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,409 | $897,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 1,000,000 | $892,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 1,000,000 | $865,000 | thousands by filing date | principal |
| DEXCOM INC COM | 252131107 | Stock | 10,693 | $861,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 6,946 | $838,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 935,000 | $835,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 935,000 | $830,000 | thousands by filing date | principal |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 22,689 | $825,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 132,569 | $811,000 | thousands by filing date | |
| AMC ENTERTAINMENT HLDGS | 00165aah1 | FIXED | 1,180,000 | $802,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,380 | $795,000 | thousands by filing date | |
| DELEK LOG PART/FINANCE | 24665fab8 | FIXED | 845,000 | $794,000 | thousands by filing date | principal |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 28,985 | $781,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 11,950 | $770,000 | thousands by filing date | |
| DISH DBS Corp | 25470XAY1 | Corporate Bond - Domestic | 1,005,000 | $769,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 795,000 | $767,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919P202 | COM NEW | 35,816 | $752,000 | thousands by filing date | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 15,531 | $751,000 | thousands by filing date | |
| US TREASURY | 912828yw4 | FIXED | 740,000 | $738,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 1,024,000 | $713,000 | thousands by filing date | principal |
| MP MATERIALS CORP | 553368101 | COM CL A | 23,825 | $650,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,083 | $639,000 | thousands by filing date | |
| HRDG LVNR INTL EQUITY | 412295107 | COM | 30,461 | $637,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,308 | $633,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 663,000 | $623,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 15,315 | $618,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 955,000 | $615,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 675,000 | $578,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 24,946 | $559,000 | thousands by filing date | |
| DIEBOLD NIXDORF | 253651ac7 | FIXED | 970,000 | $532,000 | thousands by filing date | principal |
| TRANSDIGM INC GTD FXD RT SR SUB | 893647BB2 | Fixed Income | 560,000 | $526,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,257 | $475,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,558 | $472,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,548 | $456,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,753 | $451,000 | thousands by filing date | |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 50,326 | $451,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,072 | $443,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 49,774 | $441,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,624 | $434,000 | thousands by filing date | |
| US TREASURY | 91282cax9 | FIXED | 420,000 | $418,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 430,000 | $414,000 | thousands by filing date | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,932 | $401,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,355 | $399,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 410,000 | $395,000 | thousands by filing date | principal |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,804 | $389,000 | thousands by filing date | |
| AMERICAN AIRLINES 2015-1 | 023770ab6 | FIXED | 392,502 | $379,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 10,312 | $376,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 36,467 | $375,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,386 | $343,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834ag2 | FIXED | 360,000 | $339,000 | thousands by filing date | principal |
| ALLSPRING | 94988V837 | SHS | 333,000 | $333,000 | thousands by filing date | |
| CONSTELLATION EN GEN LLC | 30161mas2 | FIXED | 350,000 | $332,000 | thousands by filing date | principal |
| ARES CAP CORP NT | 04010LAX1 | Fixed Income | 310,000 | $300,000 | thousands by filing date | principal |
| SIGNET UK FIN PLC SR NT | 82671AAA1 | Fixed Income | 310,000 | $298,000 | thousands by filing date | principal |
| BRITISH TELECOM PLC | 111021am3 | FIXED | 300,000 | $298,000 | thousands by filing date | principal |
| NETFLIX INC | 64110lag1 | FIXED | 290,000 | $294,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 295,000 | $291,000 | thousands by filing date | principal |
| FIRST HORIZON NATL CORP | 320517ac9 | FIXED | 285,000 | $282,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN NETH SR GLBL NT 25 | 88167AAN1 | Corporate Bond - Foreign US$ | 285,000 | $278,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG | 01609was1 | FIXED | 280,000 | $276,000 | thousands by filing date | principal |
| Guggenheim Macro Oppty Inst | 40168W582 | MF | 11,628 | $272,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 973 | $270,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INV | 76132faa5 | FIXED | 265,000 | $262,000 | thousands by filing date | principal |
| APTIV PLC / APTIV CORP | 00217gaa1 | FIXED | 280,000 | $261,000 | thousands by filing date | principal |
| AMER AIRLN 13-1 A PASS T | 023772ab2 | FIXED | 303,358 | $259,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,075 | $256,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 4,594 | $255,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME | 277923546 | FIXED | 66,126 | $255,000 | thousands by filing date | |
| US TREASUR NT 0.75 11/24UST NOTE DUE 11/15/24 | 91282CDH1 | FIX | 275,000 | $255,000 | thousands by filing date | principal |
| SANTANDER HOLDINGS USA | 80282kas5 | FIXED | 250,000 | $249,000 | thousands by filing date | principal |
| MOSAIC CO | 61945cac7 | FIXED | 250,000 | $248,000 | thousands by filing date | principal |
| GENERAL MOTORS | 37045xbk1 | FIXED | 250,000 | $248,000 | thousands by filing date | principal |
| MARVELL TECHNOLOGY | 57385laa6 | FIXED | 250,000 | $248,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38150anp6 | FIXED | 250,000 | $247,000 | thousands by filing date | principal |
| MYLAN INC | 628530bd8 | FIXED | 250,000 | $247,000 | thousands by filing date | principal |
| HYATT HOTELS | 448579ae2 | FIXED | 250,000 | $247,000 | thousands by filing date | principal |
| ZIMMER BIOMET HOLDINGS | 98956paf9 | FIXED | 255,000 | $245,000 | thousands by filing date | principal |
| ROYAL BANK OF CANADA | 78014rff2 | FIXED | 250,000 | $243,000 | thousands by filing date | principal |
| HOST HOTELS & RESORT LP | 44107tax4 | FIXED | 250,000 | $243,000 | thousands by filing date | principal |
| JEFFERIES GRP LLC | 47233jjx7 | FIXED | 250,000 | $242,000 | thousands by filing date | principal |
| ARROW ELECTRS INC 3.25 09/08/2024 | 042735BG4 | Corp Bond | 250,000 | $241,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 06051gfp9 | FIXED | 250,000 | $241,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,863 | $239,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027xav2 | FIXED | 250,000 | $237,000 | thousands by filing date | principal |
| EQUINIX INC NOTE M/W CLBL | 29444UBC9 | NOTE M/W CLBL | 250,000 | $237,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 855 | $228,000 | thousands by filing date | |
| GOLDMAN SACHS TR | 38142B369 | EMRG MK EQ INS | 11,790 | $224,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,327 | $219,000 | thousands by filing date | |
| Icahn Enterprises LP / Icahn Enterprises Finance Corp | 451102BT3 | Corporate Bond - Domestic | 235,000 | $219,000 | thousands by filing date | principal |
| US TREASURY | 91282ccd1 | FIXED | 220,000 | $214,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 225,000 | $213,000 | thousands by filing date | principal |
| ENERGY TRANSFER | 29278nal7 | FIXED | 210,000 | $209,000 | thousands by filing date | principal |
| VERISIGN INC | 92343eah5 | FIXED | 205,000 | $204,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 1,078 | $202,000 | thousands by filing date | |
| US TREASURY | 9128284x5 | FIXED | 205,000 | $202,000 | thousands by filing date | principal |
| JPMORGAN CHASE & CO | 46625hjy7 | FIXED | 205,000 | $200,000 | thousands by filing date | principal |
| DISCOVER BANK | 25466aaq4 | FIXED | 200,000 | $189,000 | thousands by filing date | principal |
| FIDELITY CONTRAFUND | 316071109 | MFD | 13,065 | $167,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT INV | 922021308 | BOND FUNDS | 10,753 | $116,000 | thousands by filing date | |
| CYTODYN INC | 23283M101 | Common Stock | 50,500 | $21,000 | thousands by filing date | |
| CYPRESS DEV CORP | 232749200 | COM | 10,000 | $9,000 | thousands by filing date | |
| GLOBAL TECHNOLOGIES | 378949101 | COM | 310,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LABOR SMART INC | 50541a108 | COM | 28,571 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Logic Devices Inc. | 541402103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-22-118345 | this filing | 2022-11-14 | acceptance time not in the bulk data set |