13F-HR filed by Nantahala Capital Management, LLC
Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-15, with 124 holding rows worth $1,994,187,000.
- Accession
- 0001104659-22-091393
- Filer
- CIK 1472322
- Filed
- 2022-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 124 entries on the cover page, a total value of $1,994,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,994,187,000 with VALUE read as thousands by filing date, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 2,500,000 | $423,400,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 350,000 | $113,480,000 | thousands by filing date | put |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2,007,385 | $109,162,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,090,757 | $57,612,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,111,338 | $52,222,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,663,087 | $51,238,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 100,000 | $47,928,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 2,729,441 | $46,100,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,707,739 | $44,862,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 1,272,570 | $43,865,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 4,120,098 | $43,096,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 985,459 | $38,108,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 975,281 | $37,860,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,191,300 | $37,011,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,205,031 | $36,910,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 919,100 | $35,679,000 | thousands by filing date | call |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,327,801 | $35,196,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,000,000 | $34,790,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 71,495 | $34,266,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 900,000 | $32,373,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 970,623 | $27,517,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 3,121,759 | $27,191,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 911,901 | $25,196,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,291,771 | $24,595,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 120,000 | $23,872,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 200,000 | $22,624,000 | thousands by filing date | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,448,878 | $22,481,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 4,138,483 | $20,568,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 2,959,599 | $19,445,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 484,974 | $19,181,000 | thousands by filing date | |
| RH | 74967X103 | COM | 90,000 | $19,103,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 867,700 | $17,744,000 | thousands by filing date | call |
| MEDIAALPHA INC | 58450V104 | CL A | 1,640,624 | $16,160,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,672,545 | $15,003,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 800,000 | $14,912,000 | thousands by filing date | call |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 5,142,855 | $14,554,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 3,723,010 | $13,589,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 2,369,668 | $13,389,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 3,207,247 | $11,578,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 1,562,458 | $10,922,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 1,730,810 | $10,627,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,138,600 | $10,452,000 | thousands by filing date | call |
| BBQ HLDGS INC | 05551A109 | CMN | 948,254 | $9,881,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 346,606 | $9,767,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 980,183 | $9,655,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,714,926 | $9,226,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 862,566 | $8,384,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 500,000 | $8,095,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 150,000 | $7,839,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 2,644,306 | $7,801,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 787,130 | $7,714,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,758,648 | $7,356,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,659,840 | $6,988,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 5,785,000 | $6,675,000 | thousands by filing date | principal |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 771,196 | $6,189,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 1,643,438 | $6,114,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 500,000 | $5,890,000 | thousands by filing date | put |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 1,386,138 | $5,877,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1,600,000 | $5,840,000 | thousands by filing date | call |
| ON24 INC | 68339B104 | COM | 570,403 | $5,413,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 7,232,676 | $5,367,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,755,903 | $4,906,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 343,215 | $4,863,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 23,000 | $4,575,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 4,575,812 | $4,397,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 23,873 | $4,043,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 3,628,162 | $3,572,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 158,154 | $3,544,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 6,710,327 | $3,355,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 5,545,233 | $3,325,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 77,083 | $3,257,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 322,929 | $3,168,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 297,727 | $2,965,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 200,000 | $2,942,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 502,676 | $2,931,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 491,509 | $2,924,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 767,400 | $2,463,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 478,438 | $2,368,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 50,000 | $2,366,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 4,819,090 | $2,355,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 1,035,613 | $2,113,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 784,798 | $2,111,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,877,311 | $1,958,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 1,500,000 | $1,875,000 | thousands by filing date | call |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 2,662,933 | $1,792,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 9,436,512 | $1,675,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 1,655,335 | $1,606,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 157,044 | $1,554,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 385,366 | $1,511,000 | thousands by filing date | |
| IDW MEDIA | 44951N106 | COM | 1,052,852 | $1,411,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 1,131,001 | $1,289,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 544,930 | $1,215,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 41,900 | $1,158,000 | thousands by filing date | call |
| IMAC HLDGS INC | 44967K104 | COM | 1,259,379 | $1,044,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 322,980 | $953,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 92,176 | $937,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 741,010 | $934,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 1,424,676 | $933,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 433,909 | $916,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 350,000 | $910,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 156,135 | $896,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 1,028,965 | $774,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 308,978 | $698,000 | thousands by filing date | |
| UNICYCIVE THERAPEUTICS INC | 90466Y103 | CMN | 729,680 | $606,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 50,000 | $523,000 | thousands by filing date | call |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 192,752 | $407,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 148,801 | $359,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 325,002 | $298,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 69,991 | $279,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 409,128 | $264,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 100,464 | $250,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 132,728 | $158,000 | thousands by filing date | |
| SITIO ROYALTIES CORP | 82982V119 | *W EXP 08/23/202 | 582,350 | $93,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 185,653 | $69,000 | thousands by filing date | |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 507,460 | $57,000 | thousands by filing date | |
| TC BIOPHARM HOLDINGS PLC | 87807D111 | *W EXP 02/10/202 | 235,294 | $56,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 222,949 | $53,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H114 | *W EXP 03/31/202 | 240,600 | $39,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 19,435 | $36,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 116,234 | $32,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 333,331 | $30,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 333,332 | $30,000 | thousands by filing date | |
| GUARDFORCE AI CO LTD | G4236L120 | *W EXP 10/01/202 | 154,205 | $19,000 | thousands by filing date | |
| QUALTEK SERVICES INC | 74760R113 | *W EXP 02/14/202 | 96,244 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-22-091393 | this filing | 2022-08-15 | acceptance time not in the bulk data set |