13F-HR filed by Knott David M Jr
Knott David M Jr filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-11, with 188 holding rows worth $238,140,000.
- Accession
- 0001104659-22-089098
- Filer
- CIK 1892770
- Filed
- 2022-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 197 entries on the cover page, a total value of $238,140,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,140,000 with VALUE read as thousands by filing date, 13F file number 028-21815. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDORSET MANAGEMENT CORP 028-10281
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,325,000 | $44,937,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,611 | $12,274,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 859,047 | $11,580,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 225,000 | $10,908,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 115,000 | $10,261,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 1,400,000 | $9,996,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 425,000 | $8,220,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 143,500 | $7,524,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 495,000 | $5,693,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 450,750 | $5,184,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 17,000 | $4,790,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,800 | $4,402,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 353,937 | $4,251,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 25,051 | $3,650,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 22,411 | $3,496,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 43,490 | $3,469,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 566,687 | $3,383,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 43,820 | $3,329,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 175,000 | $3,315,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,037 | $3,069,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 55,758 | $3,066,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 250,000 | $2,875,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 409,292 | $2,579,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 100,000 | $2,308,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,385 | $2,296,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,500 | $2,234,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 50,500 | $2,100,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 200,000 | $1,956,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 213,206 | $1,936,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 166,666 | $1,917,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 24,400 | $1,855,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 59,500 | $1,810,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 95,000 | $1,806,000 | thousands by filing date | |
| Kiwetinohk Energy Corp. | 49836K102 | Common | 160,000 | $1,745,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 45,000 | $1,720,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 115,269 | $1,701,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 35,000 | $1,653,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 20,000 | $1,622,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 139,278 | $1,602,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OVINTIV INC | 69047Q102 | COM | 35,000 | $1,547,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 50,000 | $1,529,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,500 | $1,478,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 186,134 | $1,348,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 116,666 | $1,342,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 100,000 | $1,150,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 18,831 | $1,057,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 97,888 | $1,015,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 12,000 | $994,000 | thousands by filing date | |
| KRAFT FOODS INC | 50075N104 | COMMON STOCK | 14,000 | $869,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,991 | $862,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 14,000 | $851,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 80,000 | $843,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 72,030 | $828,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,000 | $811,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 80,694 | $811,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 266,803 | $771,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 58,321 | $671,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 33,925 | $659,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 59,485 | $646,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 11,563 | $626,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 63,900 | $624,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 11,136 | $619,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,600 | $604,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 11,136 | $575,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,500 | $558,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 223,780 | $546,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 25,000 | $500,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 75,454 | $472,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 408,953 | $470,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,000 | $419,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,600 | $411,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 51,750 | $392,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 32,614 | $360,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 36,000 | $353,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,400 | $344,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $342,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,494 | $341,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 32,000 | $333,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 199,322 | $331,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 635,254 | $310,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 26,666 | $307,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 16,500 | $306,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 152,301 | $302,000 | thousands by filing date | |
| QUALTEK SERVICES INC | 74760R113 | *W EXP 02/14/202 | 25,000 | $288,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S124 | *W EXP 02/12/202 | 22,222 | $256,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 25,000 | $249,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,500 | $242,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,333 | $238,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 4,999 | $212,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 18,000 | $207,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 14,039 | $173,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 429 | $163,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 12,780 | $147,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 12,500 | $144,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,000 | $128,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,380 | $126,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,000 | $119,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,065 | $117,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,100 | $111,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 300 | $97,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,050 | $94,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 41,700 | $92,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 6,500 | $85,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 2,450 | $83,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,068 | $82,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,431 | $78,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 3,000 | $63,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 800 | $59,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 695 | $55,000 | thousands by filing date | |
| HERITAGE NOLA BANCORP ORD (PNK) | 42727P108 | COM | 3,000 | $51,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 510 | $47,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 180 | $46,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 10,350 | $40,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 633 | $37,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 71 | $34,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15 | $33,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 300 | $32,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 57 | $29,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 273 | $28,000 | thousands by filing date | |
| Walmart Inc. | 931124103 | Common | 225 | $27,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 122 | $26,000 | thousands by filing date | |
| Becton Dickinson & Co | 075557109 | Common | 106 | $26,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 228 | $25,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 93 | $24,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 121 | $24,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 258 | $24,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 45 | $24,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 37 | $24,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 400 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 118 | $24,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 80 | $22,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 293 | $22,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 680 | $22,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E110 | COM | 176 | $22,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 258 | $21,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 312 | $20,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 190 | $20,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 252 | $20,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 651 | $20,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 139 | $20,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 70 | $20,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 210 | $19,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 128 | $19,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 78 | $19,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 31 | $19,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 363 | $18,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,000 | $18,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 34 | $17,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 438 | $17,000 | thousands by filing date | |
| CRANE NXT CO | 224441105 | COM | 194 | $17,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 40 | $16,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 103 | $15,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 228 | $15,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 69 | $15,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,229 | $15,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 96 | $14,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 35 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 96 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 77 | $13,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $13,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 61 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 86 | $12,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 414 | $12,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 116 | $11,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 39 | $11,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 113 | $10,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 292 | $10,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 15 | $10,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 1,000 | $10,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 91 | $9,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 99 | $8,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 400 | $8,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 246 | $8,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 74 | $7,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 1,466 | $7,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 45 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 78 | $6,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50 | $5,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 35 | $5,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 120 | $4,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 63 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 116 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 150 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 55 | $2,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 200 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 12 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-22-089098 | this filing | 2022-08-11 | acceptance time not in the bulk data set |