13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-10, with 1,863 holding rows worth $22,540,193,000.
- Accession
- 0001104659-22-088398
- Filer
- CIK 902367
- Filed
- 2022-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 1,863 entries on the cover page, a total value of $22,540,193,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,540,193,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,752 | $125,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 48,417 | $125,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 23,000 | $124,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,770 | $123,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10,495 | $123,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,627 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,411 | $121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,063 | $121,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 700 | $120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,589 | $118,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1,282 | $117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 2,325 | $117,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 197,100 | $117,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,500 | $116,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 120,000 | $116,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 93,729 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 767 | $114,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,966 | $114,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 6,775 | $114,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,172 | $114,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 2,318 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,466 | $111,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,700 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,392 | $111,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 10,190 | $111,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 3,535 | $110,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 36,045 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,434 | $109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 4,724 | $109,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,230 | $109,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,930 | $108,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 22,608 | $107,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 3,824 | $106,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 41,956 | $106,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 14,817 | $105,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,462 | $105,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,025 | $103,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 14,439 | $103,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 14,287 | $102,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 38,932 | $102,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 20,000 | $102,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 14,434 | $102,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 111,000 | $102,000 | thousands by filing date | principal |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,950 | $101,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 150,000 | $101,000 | thousands by filing date | principal |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 53,000 | $100,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 33,240 | $95,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 3,240 | $95,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,445 | $93,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 599 | $93,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 3,000 | $90,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 616 | $89,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,239 | $89,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 886 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,154 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 2,205 | $88,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 17,720 | $87,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 23,300 | $87,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 11,255 | $86,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 16,413 | $86,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,360 | $85,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,528 | $84,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 24,020 | $84,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,670 | $83,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 2,272 | $83,000 | thousands by filing date | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 244,994 | $83,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 849 | $82,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,039 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,075 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,104 | $81,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 937 | $80,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 544 | $80,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 20,245 | $80,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,374 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,879 | $78,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 1,697 | $78,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 32,510 | $77,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,350 | $76,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 111,000 | $76,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 37,966 | $74,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,424 | $73,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,500 | $73,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 10,250 | $73,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 16,755 | $71,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 2,067 | $70,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 43,302 | $70,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 2,409 | $68,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 4,008 | $68,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,459 | $67,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 13,455 | $67,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 31,228 | $67,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 11,915 | $67,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,798 | $66,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,592 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,855 | $65,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 99,000 | $65,000 | thousands by filing date | principal |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 303,152 | $65,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 22,542 | $64,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 11,000 | $64,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,000 | $63,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 425 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 516 | $61,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,734 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 5,200 | $60,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 662 | $60,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,220 | $59,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 1,286 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 615 | $58,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 1,207 | $58,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,600 | $57,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 2,369 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,141 | $56,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 23,664 | $56,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,400 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 669 | $55,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,694 | $55,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 36,249 | $55,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 75,000 | $55,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 54,943 | $55,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 40,884 | $54,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 17,986 | $54,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 1,000 | $53,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,039 | $53,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 18,500 | $52,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 1,515 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,450 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 3,000 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,040 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 1,850 | $51,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $51,000 | thousands by filing date | principal |
| EARGO INC | 270087109 | COM | 67,603 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,750 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 364 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 3,180 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,688 | $49,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,735 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 510 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 1,940 | $46,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 572 | $46,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,185 | $45,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 709 | $44,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 846 | $44,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 22,500 | $44,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 4,404 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,196 | $43,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 73,470 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 814 | $42,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 16,280 | $42,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 1,750 | $41,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 900 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,283 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 158 | $40,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 320 | $40,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 76,594 | $39,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 13,341 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 850 | $37,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,813 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 555 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 340 | $37,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 19,000 | $37,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,500 | $37,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 17,268 | $37,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 305 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,000 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 2,572 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,600 | $36,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 165,150 | $36,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,300 | $35,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 376 | $35,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,152 | $35,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 14,067 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 765 | $35,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 11,087 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 435 | $34,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 645 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 968 | $33,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 25,013 | $33,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 11,500 | $32,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,184 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,299 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 1,015 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 591 | $31,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 761 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 330 | $31,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 202 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 490 | $30,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 18,500 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,272 | $29,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 13,049 | $29,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 17,081 | $29,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 12,550 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 991 | $28,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 1,276 | $28,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 519 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 400 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 541 | $26,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 438 | $26,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 725 | $26,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 40,100 | $26,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 359 | $25,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $24,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $24,000 | thousands by filing date | principal |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 660 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 380 | $23,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 15,120 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 705 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 634 | $23,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 450 | $23,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 800 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 400 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 743 | $23,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,800 | $23,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,000 | $23,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 27,245 | $23,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 373 | $22,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 443 | $22,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 75 | $22,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 521 | $21,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,500 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 390 | $21,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 35,696 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 700 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 325 | $20,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 217 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 298 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 410 | $20,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 66 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 450 | $19,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 20,000 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 656 | $19,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 25,000 | $19,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 714 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $19,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 765 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 401 | $18,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 520 | $18,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 10,800 | $18,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 580 | $18,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $17,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q460 | CMN | 353 | $17,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 747 | $17,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 150 | $16,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 400 | $16,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 412 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 485 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 430 | $15,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 800 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 114 | $15,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 200 | $15,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 259 | $14,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 2,110 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 179 | $14,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 803 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 235 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 804 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 54 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 725 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 560 | $12,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 500 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 400 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 224 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 99 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 135 | $11,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,951 | $11,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 19,877 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 143 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 475 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 700 | $10,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 378 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 538 | $10,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 400 | $10,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 37,800 | $10,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 15,000 | $10,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 16,700 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 53 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 278 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 377 | $9,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 15,490 | $9,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 250 | $9,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 104 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 261 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 152 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 143 | $8,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 155 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 370 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 247 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 268 | $7,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 28,400 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 80 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 124 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 137 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 419 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 35 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 165 | $6,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 10,000 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 50 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 562 | $6,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 14,990 | $6,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 221 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 200 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 60 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 95 | $5,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 10,000 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 87 | $5,000 | thousands by filing date | |
| CONYERS PARK III ACQSITN COR | 21289P110 | *W EXP 08/12/202 | 19,138 | $5,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 123 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 143 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 111 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 33 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 70 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 104 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 110 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 135 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 49 | $4,000 | thousands by filing date | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 7,765 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 180 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 65 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 37 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 42 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 47 | $3,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 156 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 55 | $3,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 160 | $3,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 195 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 33 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 33 | $2,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 38 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 9 | $2,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 55 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 42 | $2,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 200 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 28 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 44 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 87 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 40 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 41 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 90 | $2,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 60 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B808 | mc | 500 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 44 | $1,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 53 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 35 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 50 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 18 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 40 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 47 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 24 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 125 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 11,000 | $1,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 100,943 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 839,076 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G556 | FUND | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922B816 | DEFIANCE DIGITAL | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-22-088398 | this filing | 2022-08-10 | acceptance time not in the bulk data set |