13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 5,340 holding rows worth $120,603,407,000.
- Accession
- 0001104659-22-023269
- Filer
- CIK 1009207
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 6,413 entries on the cover page, a total value of $120,603,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,603,407,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REGIS CORP | 758932107 | COM | 75,039 | $131,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 107,582 | $130,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W115 | *W EXP 12/31/202 | 138,464 | $130,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 27,053 | $129,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 42,401 | $129,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 46,242 | $128,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 140,186 | $128,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C119 | *W EXP 10/31/202 | 257,500 | $128,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 28,413 | $128,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 213,580 | $127,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 62,500 | $127,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 15,744 | $126,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 89,307 | $126,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20,160 | $126,000 | thousands by filing date | |
| ARGUS CAPITAL CORP-CL A | 04026L113 | *W EXP 08/31/202 | 233,333 | $126,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029111 | *W EXP 03/30/202 | 149,999 | $125,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 10,506 | $124,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 36,342 | $124,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 32,802 | $124,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 12,200 | $123,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 11,042 | $123,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 62,598 | $122,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 10,715 | $121,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 19,800 | $121,000 | thousands by filing date | call |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 120,750 | $121,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 201,354 | $121,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 17,254 | $121,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 57,332 | $120,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 60,655 | $120,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 14,024 | $118,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 16,062 | $117,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 161,981 | $117,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 199,999 | $116,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 187,427 | $116,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 138,017 | $116,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 21,824 | $115,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 10,367 | $114,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 117,371 | $114,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 25,000 | $113,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 188,079 | $113,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 74,952 | $112,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 136,915 | $112,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP WT EXP | G0447J128 | Stock | 144,927 | $112,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 28,108 | $110,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 184,805 | $109,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 112,344 | $108,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 84,177 | $108,000 | thousands by filing date | |
| Pacifico Acquisition Corp | 69512X111 | RIGHT 07/15/2026 | 240,000 | $108,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 214,049 | $107,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 26,923 | $106,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 19,143 | $106,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 15,355 | $106,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 31,406 | $106,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L114 | *W EXP 09/14/202 | 225,000 | $106,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 10,287 | $105,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 169,975 | $105,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 15,702 | $105,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028111 | *W EXP 06/09/202 | 151,000 | $104,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 13,714 | $103,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 105,323 | $102,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 170,194 | $101,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 19,550 | $100,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 113,819 | $100,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 159,816 | $99,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 139,681 | $98,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 10,000 | $98,000 | thousands by filing date | call |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 26,883 | $98,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 114,887 | $98,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 112,849 | $98,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 68,009 | $98,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 26,139 | $97,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 23,875 | $97,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 128,646 | $97,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 85,588 | $95,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 193,252 | $95,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 111,642 | $95,000 | thousands by filing date | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 375,000 | $94,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 240,400 | $94,000 | thousands by filing date | |
| WTS/NORTHERN LIGHTS ACQUISITN CORP EXP11/01/2027 | 66538L113 | COM | 200,000 | $94,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 30,000 | $93,000 | thousands by filing date | call |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 117,840 | $93,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 93,494 | $93,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 27,025 | $92,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X119 | *W EXP 99/99/999 | 279,064 | $92,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 19,180 | $90,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 118,043 | $90,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 124,734 | $90,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 225,000 | $90,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 22,900 | $89,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 124,886 | $89,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 105,921 | $89,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 11,017 | $88,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 113,431 | $88,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 84,528 | $87,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 167,750 | $87,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A111 | *W EXP 09/30/202 | 175,000 | $87,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 117,318 | $86,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 175,000 | $86,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 133,025 | $86,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,795 | $85,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 10,762 | $85,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579114 | WTS | 138,707 | $85,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 100,079 | $85,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 116,961 | $84,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 11,835 | $83,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 137,937 | $83,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 150,000 | $83,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 135,337 | $83,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 125,771 | $82,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M205 | ADS | 65,428 | $82,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 11,438 | $81,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 19,887 | $81,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 100,161 | $80,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 135,505 | $80,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 90,967 | $80,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 40,666 | $80,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 10,122 | $79,000 | thousands by filing date | |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 74,463 | $79,000 | thousands by filing date | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 206,249 | $78,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 88,079 | $78,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSITN CORP | 62404B115 | RIGHT 08/30/2022 | 220,000 | $77,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 104,166 | $77,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 86,953 | $75,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 125,000 | $75,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 89,573 | $74,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 13,114 | $73,000 | thousands by filing date | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 375,000 | $73,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 89,522 | $73,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A116 | WTS | 181,900 | $73,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 83,154 | $73,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,376 | $72,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 25,153 | $72,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 105,582 | $72,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 55,056 | $72,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 10,781 | $71,000 | thousands by filing date | |
| LIONHEART III CORP | 536262116 | *W EXP 11/09/202 | 162,499 | $71,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 159,560 | $70,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 88,510 | $70,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 89,549 | $70,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 15,220 | $70,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 75,878 | $70,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 82,913 | $69,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 44,072 | $69,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 62,017 | $68,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 58,988 | $68,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 90,749 | $67,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 34,975 | $66,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 16,718 | $65,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 11,484 | $65,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R110 | *W EXP 06/03/202 | 100,000 | $65,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 75,251 | $65,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 13,666 | $64,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T117 | *W EXP 08/15/202 | 150,000 | $64,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 125,000 | $64,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 45,876 | $64,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 74,470 | $64,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,500 | $63,000 | thousands by filing date | put |
| PERPETUA RESOURCES CORP | 714266103 | COM | 13,310 | $63,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 131,249 | $63,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 44,015 | $63,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 100,192 | $62,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 71,961 | $62,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 58,775 | $62,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 37,272 | $62,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 42,350 | $62,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,500 | $61,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 18,569 | $61,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 17,533 | $60,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 37,066 | $60,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 108,651 | $60,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 25,555 | $60,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T129 | *W EXP 99/99/999 | 79,166 | $60,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 100,000 | $60,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 25,000 | $59,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 75,000 | $58,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 50,000 | $58,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 82,267 | $58,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 42,554 | $58,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 105,704 | $58,000 | thousands by filing date | |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 48,655 | $58,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRP INC I | 83407J111 | *W EXP 02/02/202 | 100,997 | $58,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 31,216 | $57,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 64,504 | $57,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,274 | $56,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 111,768 | $56,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 92,261 | $56,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 19,740 | $56,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 19,273 | $56,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 103,336 | $55,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 62,500 | $55,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 90,483 | $55,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 67,469 | $55,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 27,879 | $54,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 18,300 | $54,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 10,458 | $54,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 103,319 | $54,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 108,968 | $54,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550121 | *W EXP 05/12/202 | 63,385 | $54,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 73,424 | $53,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 11,570 | $52,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 100,000 | $51,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 14,566 | $50,000 | thousands by filing date | |
| Direct Selling Acquisition Corp | 25460L111 | WARRANT | 100,000 | $50,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826124 | *W EXP 03/04/202 | 57,549 | $50,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 43,090 | $50,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 100,770 | $50,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 50,848 | $49,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 100,000 | $48,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 105,414 | $48,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 48,606 | $48,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 59,218 | $47,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y112 | *W EXP 09/01/202 | 91,666 | $46,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 18,827 | $45,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 67,727 | $45,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F128 | *W EXP 99/99/999 | 49,999 | $45,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 75,000 | $45,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 50,000 | $45,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 76,867 | $45,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 11,023 | $44,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 15,444 | $44,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 11,696 | $44,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F112 | *W EXP 10/31/202 | 88,888 | $44,000 | thousands by filing date | |
| TRADEUP ACQUISITION CORP | 89268A115 | *W EXP 07/19/202 | 87,500 | $44,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 88,500 | $44,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 30,437 | $44,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 14,162 | $43,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 85,514 | $43,000 | thousands by filing date | |
| SWITCHBACK II CORP | 09077j115 | WT | 41,634 | $43,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISN CORP | G82472120 | *W EXP 99/99/999 | 74,999 | $43,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 11,965 | $42,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 56,971 | $42,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 15,146 | $41,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 26,246 | $41,000 | thousands by filing date | |
| ARISZ ACQUISITION CORP | 040450116 | *W EXP 11/16/202 | 150,000 | $41,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 100,000 | $40,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 67,185 | $40,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 13,160 | $39,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 27,864 | $39,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 69,755 | $39,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094126 | *W EXP 03/17/202 | 49,267 | $38,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 25,000 | $38,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 47,302 | $37,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C118 | *W EXP 03/11/202 | 30,799 | $37,000 | thousands by filing date | |
| BOWLERO CORP | 10258P110 | *W EXP 03/01/202 | 32,379 | $37,000 | thousands by filing date | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 12,211 | $36,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 15,657 | $36,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 71,451 | $36,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 17,713 | $36,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 39,941 | $36,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 60,015 | $35,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 10,077 | $35,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 100,000 | $35,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 15,453 | $34,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 60,404 | $34,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 66,965 | $34,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 38,236 | $34,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 25,419 | $34,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,393 | $33,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 54,868 | $33,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 65,179 | $33,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 140,000 | $32,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 62,500 | $32,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 498,473 | $32,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 64,699 | $32,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 11,796 | $31,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 62,500 | $31,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 35,000 | $31,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 50,000 | $29,000 | thousands by filing date | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 58,333 | $29,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 25,000 | $29,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 48,293 | $29,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 47,773 | $28,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T114 | *W EXP 05/19/202 | 29,900 | $28,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 18,240 | $28,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 19,223 | $27,000 | thousands by filing date | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 150,000 | $27,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 52,694 | $27,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 34,865 | $27,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 49,999 | $26,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 13,401 | $26,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 29,873 | $26,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 50,000 | $25,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 11,700 | $25,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 32,453 | $25,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 15,555 | $23,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 46,316 | $23,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 21,624 | $22,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y111 | *W EXP 12/22/202 | 25,000 | $22,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 44,211 | $22,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 40,932 | $22,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F128 | *W EXP 03/06/202 | 37,216 | $22,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 33,320 | $22,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 10,000 | $21,000 | thousands by filing date | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 29,998 | $20,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 36,571 | $20,000 | thousands by filing date | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 33,333 | $19,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 36,503 | $19,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 21,831 | $19,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 23,489 | $18,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 37,500 | $18,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $18,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 25,446 | $18,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 33,333 | $17,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 25,000 | $17,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 37,500 | $17,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 10,940 | $16,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 20,000 | $16,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 19,714 | $16,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 25,000 | $16,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 19,172 | $16,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 31,500 | $15,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 13,141 | $15,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 32,284 | $15,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 25,000 | $15,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 21,295 | $15,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,152 | $15,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 25,000 | $15,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 10,359 | $13,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,228 | $12,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 20,098 | $12,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 21,200 | $12,000 | thousands by filing date | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 25,000 | $11,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,933 | $11,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 16,672 | $10,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 20,340 | $10,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 14,233 | $9,000 | thousands by filing date | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768110 | *W EXP 99/99/999 | 16,144 | $9,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 10,162 | $9,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 10,661 | $9,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 13,072 | $8,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 15,000 | $8,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 19,500 | $8,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 16,788 | $8,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 11,898 | $8,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 12,382 | $7,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 11,659 | $6,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 15,400 | $6,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 10,000 | $5,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M110 | *W EXP 03/23/202 | 10,350 | $5,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 18,189 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-22-023269 | this filing | 2022-02-14 | acceptance time not in the bulk data set |