13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-31, with 51 holding rows worth $150,269,000.
- Accession
- 0001104659-22-009403
- Filer
- CIK 1307877
- Filed
- 2022-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 51 entries on the cover page, a total value of $150,269,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,271,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 100,000 | $22,245,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 129,945 | $16,500,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,000 | $14,249,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100,000 | $11,196,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 2,226,076 | $10,084,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $9,745,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 45,000 | $7,693,000 | thousands by filing date | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 364,100 | $6,521,000 | thousands by filing date | call |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 105,563 | $5,256,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 110,000 | $3,344,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 150,000 | $2,687,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 27,168 | $2,410,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,600 | $2,380,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,200 | $2,045,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 324,010 | $1,934,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 60,000 | $1,811,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,000 | $1,805,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 50,000 | $1,602,000 | thousands by filing date | call |
| CARPARTS COM INC | 14427M107 | COM | 140,000 | $1,568,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 95,000 | $1,497,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 286,459 | $1,487,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 295,000 | $1,325,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 520,000 | $1,232,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 20,000 | $1,210,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,000 | $1,125,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 117,300 | $999,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 27,488 | $955,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 20,000 | $941,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 84,033 | $936,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 4,000 | $895,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 5,000 | $891,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 99,600 | $884,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,700 | $845,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 40,000 | $818,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,200 | $808,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 381,019 | $796,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 21,598 | $771,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 15,000 | $767,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,000 | $678,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 25,430 | $677,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 14,560 | $611,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 5,000 | $569,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 3,500 | $553,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 82,377 | $552,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 20,000 | $524,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,000 | $456,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 23,025 | $364,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 34,388 | $359,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 50,000 | $348,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,879 | $294,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521111 | *W EXP 07/15/202 | 37,500 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-22-009403 | this filing | 2022-01-31 | acceptance time not in the bulk data set |