13F-HR filed by Camelot Portfolios, LLC
Camelot Portfolios, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-04, with 258 holding rows worth $248,254,000.
- Accession
- 0001104659-22-000901
- Filer
- CIK 1569766
- Filed
- 2022-01-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 268 entries on the cover page, a total value of $248,254,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,254,000 with VALUE read as thousands by filing date, 13F file number 028-15429. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 763,355 | $8,389,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 545,923 | $7,414,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 27,613 | $6,241,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 197,456 | $5,065,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 174,247 | $4,628,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 201,537 | $4,573,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,352 | $4,502,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 71,262 | $4,367,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 27,632 | $4,065,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 15,890 | $4,048,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 471,159 | $3,388,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 180,183 | $3,301,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 146,786 | $3,215,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 9,112 | $2,924,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 177,741 | $2,865,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 20,780 | $2,784,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 207,022 | $2,648,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 24,862 | $2,565,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 86,862 | $2,486,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 20,599 | $2,380,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 26,971 | $2,351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 36,325 | $2,323,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,801 | $2,280,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 192,713 | $2,257,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 87,002 | $2,155,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 34,480 | $2,045,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 35,286 | $2,006,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 45,382 | $1,966,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 338,970 | $1,956,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,215 | $1,931,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 31,802 | $1,915,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 54,294 | $1,913,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 61,944 | $1,882,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 28,443 | $1,820,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 24,651 | $1,816,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 35,647 | $1,807,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 41,911 | $1,804,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 36,818 | $1,799,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 36,771 | $1,796,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 102,593 | $1,627,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 40,259 | $1,604,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30,084 | $1,549,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,803 | $1,522,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 79,543 | $1,492,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,828 | $1,443,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 106,387 | $1,440,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 99,244 | $1,381,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,951 | $1,346,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,167 | $1,328,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 19,410 | $1,325,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 41,340 | $1,324,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 50,742 | $1,315,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 99,280 | $1,301,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 28,327 | $1,277,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 81,412 | $1,269,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 72,919 | $1,260,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,717 | $1,257,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 31,968 | $1,249,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,859 | $1,215,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 12,462 | $1,203,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 17,086 | $1,180,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 10,361 | $1,134,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,589 | $1,125,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 106,671 | $1,125,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,540 | $1,112,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,629 | $1,111,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 93,342 | $1,098,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 328 | $1,095,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,049 | $1,090,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 30,826 | $1,087,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 82,993 | $1,062,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 44,262 | $1,060,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 11,243 | $1,038,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 41,141 | $1,022,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,942 | $1,018,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 143,204 | $971,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 3,483 | $963,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,696 | $962,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,293 | $951,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,797 | $949,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 450 | $943,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 38,167 | $938,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 11,820 | $929,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,940 | $929,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 94,605 | $912,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 33,059 | $909,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,844 | $908,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 21,343 | $895,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 10,504 | $891,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 5,436 | $882,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,755 | $881,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,427 | $863,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 24,130 | $858,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 41,280 | $857,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 16,749 | $856,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 23,100 | $840,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,452 | $825,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,016 | $812,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 19,472 | $810,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,830 | $787,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 271 | $783,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 15,139 | $773,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,679 | $767,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 8,617 | $761,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,917 | $760,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 43,278 | $760,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 13,579 | $756,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,424 | $752,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 14,799 | $732,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 24,200 | $730,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,359 | $728,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 54,918 | $723,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,295 | $719,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,781 | $707,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,949 | $706,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 42,076 | $704,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,950 | $689,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 32,007 | $678,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 29,566 | $677,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,972 | $674,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 7,075 | $668,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,637 | $665,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 13,985 | $664,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,388 | $663,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 75,243 | $655,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 30,810 | $650,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 24,473 | $649,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,721 | $633,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 5,572 | $629,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 10,672 | $625,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,200 | $608,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,190 | $601,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 36,938 | $601,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 50,568 | $598,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,356 | $586,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,143 | $584,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 133,941 | $580,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,295 | $575,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 24,633 | $572,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,009 | $571,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 85,894 | $569,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,785 | $555,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 3,110 | $548,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,407 | $544,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 187 | $542,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 12,862 | $525,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 52,682 | $525,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 12,515 | $525,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,866 | $520,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,974 | $510,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 33,304 | $501,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 21,739 | $495,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 34,726 | $480,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 29,459 | $475,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 60,359 | $472,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 4,267 | $463,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,741 | $456,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,043 | $454,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 19,200 | $430,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,252 | $429,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 34,183 | $429,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 31,528 | $428,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,292 | $427,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 25,194 | $424,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 26,215 | $421,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,300 | $416,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 12,401 | $412,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,971 | $408,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,524 | $405,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,117 | $401,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,801 | $389,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,900 | $378,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,300 | $375,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,951 | $374,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,375 | $369,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,292 | $368,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,732 | $367,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 18,906 | $367,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,201 | $358,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 28,971 | $352,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,078 | $340,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 775 | $338,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 6,065 | $337,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,500 | $337,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 21,568 | $333,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 9,212 | $326,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 531 | $316,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 25,495 | $307,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,738 | $304,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 20,009 | $303,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,063 | $299,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,070 | $298,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,640 | $295,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,000 | $293,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,661 | $289,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,873 | $288,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,694 | $288,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 34,787 | $286,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,102 | $281,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,000 | $279,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,596 | $279,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 10,776 | $278,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,773 | $277,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 16,466 | $276,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,685 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,591 | $274,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,364 | $274,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 19,000 | $268,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,973 | $267,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,072 | $264,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,635 | $259,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,302 | $259,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,909 | $257,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 8,707 | $257,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 615 | $255,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,965 | $254,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,790 | $248,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,550 | $240,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 800 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,808 | $237,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 881 | $236,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,685 | $233,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 6,593 | $233,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,107 | $228,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,415 | $226,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,039 | $220,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,585 | $216,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,979 | $214,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,800 | $213,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,384 | $206,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 3,994 | $203,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,986 | $202,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,755 | $200,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,000 | $198,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,141 | $176,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 11,845 | $168,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14,000 | $162,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 20,000 | $160,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,851 | $154,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,500 | $151,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 13,850 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,000 | $147,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,102 | $136,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,095 | $110,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,900 | $105,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,676 | $75,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 20,900 | $62,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 12,368 | $45,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,103 | $45,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 15,000 | $42,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 2,000 | $15,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,000 | $12,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 200 | $9,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 13,600 | $7,000 | thousands by filing date | call |
| General Electric Company | 369604301 | COM | 500 | $2,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $2,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MACERICH CO | 554382101 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-22-000901 | this filing | 2022-01-04 | acceptance time not in the bulk data set |