13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 4,923 holding rows worth $110,811,155,000.
- Accession
- 0001104659-21-139136
- Filer
- CIK 1009207
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 5,998 entries on the cover page, a total value of $110,811,155,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,811,155,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 12,966 | $230,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 20,073 | $230,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 11,063 | $230,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 85,768 | $230,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 69,630 | $230,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 25,321 | $229,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,486 | $228,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 13,695 | $227,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 28,503 | $227,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,846 | $226,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 10,924 | $225,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 25,877 | $225,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,561 | $224,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 32,936 | $224,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 18,595 | $224,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,750 | $223,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 17,972 | $223,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 19,945 | $222,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 8,626 | $221,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 30,680 | $220,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 7,810 | $219,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 5,547 | $219,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 2,229 | $218,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 21,380 | $218,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 17,391 | $218,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,361 | $218,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 19,733 | $217,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 13,269 | $217,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 395,000 | $217,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 333,333 | $217,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 24,304 | $216,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,248 | $216,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 16,538 | $215,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 212,500 | $215,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 22,176 | $214,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 47,832 | $214,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 232,985 | $214,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 15,024 | $213,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 70,754 | $213,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 67,677 | $212,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 13,371 | $211,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 55,000 | $211,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 16,282 | $211,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 6,700 | $210,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,880 | $210,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 8,359 | $210,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 18,352 | $210,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,000 | $209,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 1,928 | $209,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,024 | $209,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,000 | $208,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 8,802 | $208,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 1,902 | $207,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 12,420 | $207,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M201 | UNIT 03/23/2026 | 20,700 | $207,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,800 | $206,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 3,188 | $206,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,902 | $205,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2,870 | $205,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,500 | $203,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 157,013 | $203,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,607 | $202,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 13,921 | $202,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,000 | $201,000 | thousands by filing date | put |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 6,011 | $201,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 8,467 | $201,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 269,562 | $201,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 20,275 | $201,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 17,596 | $201,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 284,945 | $199,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,100 | $198,000 | thousands by filing date | call |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 13,683 | $197,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 51,996 | $194,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,030 | $194,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 12,563 | $194,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 19,776 | $194,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,500 | $193,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 16,949 | $193,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 203,815 | $192,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,678 | $190,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 22,975 | $190,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237128 | *W EXP 03/24/202 | 250,000 | $190,000 | thousands by filing date | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 900,000 | $189,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 24,800 | $189,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 26,159 | $189,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 38,177 | $188,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 12,900 | $188,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F203 | UNIT 04/01/2026 | 19,026 | $188,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 75,437 | $186,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 181,808 | $185,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 42,336 | $184,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 33,686 | $184,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 35,000 | $182,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 72,419 | $181,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,535 | $179,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 17,704 | $179,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 30,323 | $177,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 131,498 | $176,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040104 | CMN | 18,113 | $176,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,430 | $174,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 17,188 | $174,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 26,285 | $173,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,353 | $173,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 20,100 | $173,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,306 | $171,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 16,972 | $171,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 112,500 | $171,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 15,800 | $169,000 | thousands by filing date | put |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 73,750 | $166,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 184,805 | $166,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 33,601 | $166,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 330,000 | $165,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 420,000 | $164,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 250,000 | $164,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 12,000 | $163,000 | thousands by filing date | call |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 10,976 | $162,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 33,147 | $162,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 26,022 | $162,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 44,801 | $162,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821112 | *W EXP 02/25/202 | 325,000 | $162,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 16,048 | $162,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,832 | $161,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C125 | *W EXP 03/25/202 | 140,000 | $161,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 21,676 | $160,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,301 | $157,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 121,642 | $157,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 13,000 | $155,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 55,294 | $153,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 14,846 | $153,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,465 | $152,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 220,646 | $152,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 46,774 | $152,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12,500 | $151,000 | thousands by filing date | put |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 166,666 | $151,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 19,849 | $150,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 11,416 | $150,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 136,915 | $149,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 15,196 | $148,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L109 | COM CL A | 14,964 | $148,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 22,017 | $148,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP WT EXP | G0447J128 | Stock | 186,327 | $147,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681106 | CMN | 14,900 | $146,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 156,051 | $145,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 14,270 | $144,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 159,816 | $144,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 22,822 | $142,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,366 | $142,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 218,353 | $142,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 119,591 | $142,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,800 | $141,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,779 | $141,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 32,583 | $139,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 161,981 | $139,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 14,355 | $139,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561117 | *W EXP 07/29/202 | 281,250 | $139,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029111 | *W EXP 03/30/202 | 149,999 | $138,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 173,080 | $137,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 16,207 | $136,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 201,354 | $135,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 100,000 | $135,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 14,852 | $134,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 26,297 | $134,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 16,283 | $134,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,056 | $134,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 25,499 | $132,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B116 | *W EXP 05/21/202 | 280,000 | $132,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,700 | $131,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 12,214 | $131,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 10,219 | $129,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 133,982 | $129,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 19,064 | $128,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W115 | *W EXP 12/31/202 | 139,611 | $128,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 196,660 | $128,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 23,782 | $127,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 16,380 | $127,000 | thousands by filing date | |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 74,463 | $127,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 213,580 | $126,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 10,837 | $125,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,810 | $125,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 14,281 | $125,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 188,079 | $125,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 167,163 | $124,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 12,331 | $123,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 113,819 | $123,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 24,187 | $120,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 11,810 | $120,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 187,427 | $120,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 94,840 | $120,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 110,097 | $120,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 138,017 | $119,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K110 | *W EXP 03/04/202 | 62,598 | $119,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 23,150 | $116,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 17,328 | $116,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 150,000 | $116,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,135 | $115,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 18,426 | $115,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 105,582 | $115,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 25,000 | $114,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 170,194 | $114,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 13,400 | $113,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 16,188 | $113,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 51,942 | $113,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 120,750 | $112,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 93,494 | $112,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 106,428 | $112,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 214,049 | $112,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 21,233 | $110,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,015 | $109,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 62,500 | $109,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 13,959 | $107,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 124,886 | $107,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 159,560 | $105,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 10,672 | $105,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 63,698 | $104,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 102,934 | $102,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 124,734 | $101,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 23,968 | $100,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 11,800 | $99,000 | thousands by filing date | put |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 100,079 | $99,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 84,528 | $97,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 18,042 | $96,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 74,952 | $96,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 16,249 | $96,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 116,961 | $94,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028111 | *W EXP 06/09/202 | 151,000 | $94,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 104,166 | $94,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 114,887 | $93,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 169,975 | $93,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579114 | WTS | 138,707 | $93,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HL | 12510Q118 | W EXP 07/30/202 | 40,000 | $93,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 19,477 | $92,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 88,079 | $92,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 85,588 | $91,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 34,975 | $90,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 128,646 | $90,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 63,888 | $89,000 | thousands by filing date | |
| RUMBLE INC | 12521J111 | EQUITY WRT | 110,651 | $89,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 27,023 | $88,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 118,043 | $88,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 112,849 | $88,000 | thousands by filing date | |
| WTS/NORTHERN LIGHTS ACQUISITN CORP EXP11/01/2027 | 66538L113 | COM | 200,000 | $88,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 12,776 | $86,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R110 | *W EXP 06/03/202 | 100,000 | $86,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 105,921 | $86,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 133,025 | $85,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 17,398 | $84,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 135,337 | $84,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 90,967 | $83,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 117,840 | $83,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 137,937 | $83,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 125,771 | $82,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 125,000 | $81,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 10,529 | $80,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 100,192 | $80,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 99,999 | $80,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 11,724 | $79,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 86,953 | $79,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 40,000 | $79,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 75,251 | $79,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 89,549 | $78,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 100,000 | $78,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 117,318 | $77,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 47,302 | $75,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 75,878 | $75,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 68,009 | $75,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,037 | $74,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 89,573 | $74,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 89,522 | $74,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 111,768 | $74,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 90,749 | $73,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 125,000 | $73,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 10,603 | $71,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 113,431 | $71,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 66,666 | $71,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 23,162 | $70,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 103,336 | $70,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 157,665 | $70,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 75,095 | $69,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 103,319 | $69,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 83,154 | $68,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 29,562 | $67,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 25,271 | $67,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 55,056 | $66,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 85,514 | $65,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 71,961 | $64,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 64,504 | $64,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 12,710 | $64,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 87,460 | $63,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 75,000 | $63,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 28,171 | $63,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T129 | *W EXP 99/99/999 | 79,166 | $63,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 100,770 | $63,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 82,267 | $63,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 108,651 | $62,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 82,913 | $62,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 62,017 | $62,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 13,756 | $61,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 62,500 | $60,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 88,510 | $59,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 23,613 | $58,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 50,000 | $58,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 92,261 | $58,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 90,483 | $58,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 105,414 | $58,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 16,130 | $57,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 105,704 | $57,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 41,634 | $57,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 10,856 | $56,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 108,968 | $56,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 58,775 | $56,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 69,755 | $56,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 26,540 | $55,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 61,212 | $55,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550121 | *W EXP 05/12/202 | 64,585 | $55,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRP INC I | 83407J111 | *W EXP 02/02/202 | 100,997 | $55,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 44,072 | $54,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826124 | *W EXP 03/04/202 | 57,549 | $53,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 50,000 | $53,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 11,232 | $52,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 48,606 | $51,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 10,000 | $50,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 42,554 | $50,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,847 | $49,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 75,000 | $49,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 100,000 | $49,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 60,099 | $48,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 41,666 | $48,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L122 | *W EXP 03/12/202 | 32,211 | $48,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 19,687 | $47,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 67,727 | $47,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 11,967 | $47,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F128 | *W EXP 99/99/999 | 49,999 | $47,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 66,965 | $47,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 67,185 | $47,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 15,710 | $46,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 18,569 | $46,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 14,600 | $45,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 50,848 | $45,000 | thousands by filing date | |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 32,379 | $45,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 14,344 | $44,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,922 | $44,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 14,269 | $43,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 50,000 | $43,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 498,473 | $42,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 43,090 | $42,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 60,404 | $41,000 | thousands by filing date | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 26,470 | $41,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 74,470 | $41,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 44,240 | $41,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 25,000 | $40,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 64,699 | $40,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 38,236 | $39,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 71,451 | $39,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 54,639 | $39,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 44,015 | $39,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 43,716 | $37,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 54,868 | $36,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 62,500 | $36,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094126 | *W EXP 03/17/202 | 49,267 | $36,000 | thousands by filing date | |
| TRADEUP ACQUISITION CORP | 89268A115 | *W EXP 07/19/202 | 87,500 | $36,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 62,500 | $35,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 60,015 | $34,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 32,565 | $34,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 48,293 | $34,000 | thousands by filing date | |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 48,655 | $33,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 37,272 | $32,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 47,773 | $31,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 52,694 | $31,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 34,865 | $31,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 50,000 | $30,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 10,584 | $30,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 29,873 | $30,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 65,179 | $30,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,372 | $29,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 25,419 | $28,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 35,000 | $27,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 32,453 | $27,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 25,000 | $26,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 25,000 | $26,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 33,320 | $26,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C118 | *W EXP 03/11/202 | 30,799 | $25,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 25,000 | $24,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 40,932 | $24,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 30,437 | $24,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 44,211 | $23,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 33,333 | $23,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 10,000 | $22,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 36,571 | $22,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 23,489 | $22,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 21,831 | $22,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 15,200 | $21,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F128 | *W EXP 03/06/202 | 37,216 | $21,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 25,000 | $21,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 19,714 | $20,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 25,000 | $20,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 17,713 | $20,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 25,000 | $20,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 36,503 | $19,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,081 | $19,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 33,333 | $18,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 20,000 | $18,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 31,510 | $18,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 37,500 | $18,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 26,631 | $18,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 25,446 | $18,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 32,284 | $17,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 24,000 | $16,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 19,172 | $16,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 26,100 | $15,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 25,000 | $14,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 20,340 | $12,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 14,233 | $11,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 16,672 | $11,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 10,359 | $11,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 21,200 | $10,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 11,898 | $10,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 10,000 | $9,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 10,162 | $9,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 13,072 | $8,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 12,382 | $8,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 16,788 | $8,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 11,659 | $7,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,829 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-139136 | this filing | 2021-11-15 | acceptance time not in the bulk data set |