13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-26, with 63 holding rows worth $137,234,000.
- Accession
- 0001104659-21-129905
- Filer
- CIK 1307877
- Filed
- 2021-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 63 entries on the cover page, a total value of $137,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $137,236,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VICOR CORP | 925815102 | COM | 129,945 | $17,433,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 2,226,076 | $11,665,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $8,722,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,000 | $8,211,000 | thousands by filing date | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 364,100 | $6,838,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 30,000 | $6,579,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 19,000 | $5,043,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 105,563 | $4,857,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 233,957 | $4,366,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 324,010 | $3,127,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 110,000 | $2,962,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 100,000 | $2,947,000 | thousands by filing date | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 150,000 | $2,817,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 39,616 | $2,263,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,200 | $2,233,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 140,000 | $2,185,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,600 | $2,181,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 105,100 | $1,881,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,000 | $1,675,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 244,081 | $1,630,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 20,080 | $1,625,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 92,000 | $1,503,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 20,000 | $1,462,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 13,500 | $1,444,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 295,000 | $1,434,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9,464 | $1,385,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 90,514 | $1,312,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 15,000 | $1,293,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 21,598 | $1,273,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 379,336 | $1,248,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 90,000 | $1,223,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 4,000 | $1,210,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,000 | $1,141,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,000 | $1,096,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 99,600 | $1,074,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 24,464 | $1,065,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 62,970 | $1,028,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 19,700 | $944,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 20,900 | $910,000 | thousands by filing date | call |
| COUPANG INC | 22266T109 | CL A | 32,636 | $909,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 10,000 | $863,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,700 | $842,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 115,000 | $825,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 25,500 | $816,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,400 | $740,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 23,025 | $739,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,000 | $720,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 5,000 | $707,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 299,049 | $670,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 14,560 | $652,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 85,778 | $645,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,500 | $572,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 30,000 | $562,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 31,335 | $486,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 10,000 | $474,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 18,500 | $473,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 55,349 | $453,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 17,200 | $439,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 37,800 | $408,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,000 | $392,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 19,000 | $336,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 38,411 | $209,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521111 | *W EXP 07/15/202 | 37,500 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-129905 | this filing | 2021-10-26 | acceptance time not in the bulk data set |