13F-HR filed by Knoll Capital Management, LLC
Knoll Capital Management, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-06-14, with 39 holding rows worth $153,492,000.
- Accession
- 0001104659-21-080656
- Filer
- CIK 1325083
- Filed
- 2021-06-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 39 entries on the cover page, a total value of $153,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,492,000 with VALUE read as thousands by filing date, 13F file number 028-11424. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 856,844 | $58,565,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 1,025,464 | $19,227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 5,045,870 | $9,940,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Orgenesis, Inc. | 68619K105 | COM | 1,316,364 | $7,543,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERA BIO LTD | M40527109 | SHS | 1,791,363 | $6,825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 569,405 | $6,765,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 694,232 | $6,144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,859,767 | $5,376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anavex Life Sciences Corp | 003279730 | COM NEW | 210,789 | $3,151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 40,000 | $2,981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 220,000 | $2,937,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXICURE INC | 30205M101 | COM | 1,277,777 | $2,786,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOW HLDGS INC COM | 260557103 | Stock | 30,000 | $1,922,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORTEVA INC COM | 22052L104 | Stock | 30,000 | $1,399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLIGENIX INC | 834223307 | COM | 787,830 | $1,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 22,700 | $1,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 15,000 | $1,159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 26,600 | $1,157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 14,500 | $1,091,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 60,000 | $1,084,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 13,000 | $1,047,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 6,950 | $1,046,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARISTA NETWORKS INC | 040413106 | COM | 3,450 | $1,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 4,850 | $1,027,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,100 | $958,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 20,000 | $863,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 50,000 | $707,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 115,000 | $606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 32,000 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,750 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 190,000 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,900 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUINOX GOLD CORP | 29446Y502 | COM | 45,500 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 10,750 | $363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 43,700 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 17,300 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCREST METALS INC | 828363101 | COM | 31,000 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 8,200 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 36,500 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-080656 | this filing | 2021-06-14 | acceptance time not in the bulk data set |