13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 3,981 holding rows worth $103,590,566,000.
- Accession
- 0001104659-21-068064
- Filer
- CIK 1009207
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 5,015 entries on the cover page, a total value of $103,590,566,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,590,566,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENSIGN GROUP INC | 29358P101 | COM | 5,327 | $500,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 50,000 | $500,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 14,593 | $498,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 76,993 | $498,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 50,000 | $498,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,000 | $497,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 62,747 | $497,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,000 | $496,000 | thousands by filing date | call |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 6,196 | $496,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 19,467 | $495,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 49,531 | $494,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 50,000 | $494,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 26,669 | $493,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 225,181 | $491,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 57,682 | $490,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E109 | CMN | 50,000 | $490,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 10,000 | $489,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 32,597 | $489,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 47,744 | $487,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 99,628 | $487,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 23,900 | $486,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 50,000 | $483,000 | thousands by filing date | put |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 21,399 | $481,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 28,543 | $481,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,803 | $480,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,500 | $479,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 15,033 | $477,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,558 | $477,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 428 | $477,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 11,917 | $475,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 20,387 | $475,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 39,904 | $475,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 12,400 | $472,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,100 | $471,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 61,614 | $469,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 13,246 | $469,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 40,000 | $468,000 | thousands by filing date | call |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 675,000 | $466,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 50,896 | $464,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20,000 | $462,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 32,730 | $462,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 11,857 | $461,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 32,938 | $459,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 44,737 | $459,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 9,497 | $458,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,564 | $457,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 15,769 | $456,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 32,645 | $456,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 19,293 | $453,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,431 | $453,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 25,472 | $450,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 27,003 | $449,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 41,477 | $448,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 10,000 | $448,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 10,000 | $448,000 | thousands by filing date | call |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 498,333 | $448,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,800 | $444,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 181,301 | $444,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 16,097 | $444,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 44,352 | $444,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,275 | $443,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,384 | $441,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,577 | $440,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 22,500 | $440,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 24,604 | $440,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 41,321 | $438,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 94,552 | $437,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 216,666 | $435,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 8,838 | $431,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 165,235 | $431,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 3,027 | $430,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 18,038 | $429,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 53,605 | $428,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 668 | $428,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 42,400 | $428,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,900 | $426,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 17,035 | $425,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 32,486 | $425,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,032 | $424,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 40,822 | $424,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 29,692 | $423,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 27,197 | $422,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,807 | $422,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 84,827 | $422,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 76,455 | $421,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,994 | $420,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 15,541 | $416,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 57,614 | $415,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 12,391 | $412,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 42,651 | $411,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 42,400 | $411,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 5,657 | $408,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 19,661 | $407,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,811 | $406,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 17,458 | $406,000 | thousands by filing date | |
| SMARTRENT INC COM CL A | 316790104 | Common Stock | 40,608 | $406,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 15,930 | $405,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 40,650 | $404,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 25,119 | $403,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 15,712 | $403,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,152 | $403,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 5,809 | $403,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 100,000 | $403,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 10,953 | $401,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 39,630 | $401,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,900 | $400,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 56,400 | $396,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 14,344 | $395,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 437,500 | $394,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 8,537 | $393,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,856 | $391,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 130,757 | $391,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 10,000 | $390,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 8,165 | $388,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,764 | $387,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 48,732 | $387,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 14,186 | $385,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,815 | $384,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 44,130 | $384,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 10,300 | $379,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 17,063 | $378,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 37,304 | $378,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 78,219 | $378,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,331 | $377,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 27,451 | $377,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,117 | $375,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,972 | $375,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 17,150 | $375,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 56,100 | $374,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 3,874 | $374,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 20,000 | $372,000 | thousands by filing date | call |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 37,546 | $372,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 9,200 | $370,000 | thousands by filing date | put |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,319 | $366,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,481 | $365,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,106 | $364,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 8,540 | $363,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,100 | $361,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 10,400 | $361,000 | thousands by filing date | call |
| CIMPRESS PLC | G2143T103 | SHS EURO | 3,600 | $360,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,679 | $359,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 50,000 | $358,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 4,780 | $357,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 19,300 | $356,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 9,219 | $355,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 11,842 | $355,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 9,200 | $355,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 16,800 | $351,000 | thousands by filing date | put |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 34,513 | $350,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11,508 | $348,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,700 | $347,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 14,994 | $346,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,542 | $344,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 68,829 | $344,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,400 | $341,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 9,159 | $341,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 19,482 | $339,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 38,002 | $338,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 12,397 | $338,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,400 | $338,000 | thousands by filing date | put |
| KFORCE INC COM | 493732101 | Stock | 6,279 | $337,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,372 | $337,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 6,787 | $336,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,597 | $336,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 12,487 | $336,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 33,333 | $335,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,500 | $334,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 30,203 | $333,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 662 | $330,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,964 | $330,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 7,400 | $329,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 81,378 | $328,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 32,796 | $328,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 51,966 | $327,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 14,392 | $326,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 17,778 | $326,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 35,516 | $326,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 7,600 | $325,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,549 | $324,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,687 | $324,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 71,376 | $323,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 490,000 | $321,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 47,500 | $320,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,590 | $319,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 31,773 | $318,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,962 | $317,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,839 | $316,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,100 | $316,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 3,471 | $315,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 54,297 | $315,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 6,807 | $314,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,735 | $313,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,017 | $309,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,198 | $308,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 13,523 | $307,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 6,398 | $307,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,104 | $306,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 30,846 | $306,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,357 | $305,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 24,997 | $305,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 64,861 | $303,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,727 | $301,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 41,193 | $300,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 199,866 | $300,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 17,422 | $299,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 40,000 | $299,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 30,246 | $299,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,297 | $298,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 11,347 | $298,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 30,254 | $298,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 10,713 | $297,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,202 | $297,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,000 | $297,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 19,092 | $296,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 10,188 | $296,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,900 | $295,000 | thousands by filing date | call |
| CONX Corp | 212873111 | Warrant | 250,000 | $295,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,186 | $295,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,100 | $291,000 | thousands by filing date | put |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 10,109 | $291,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 13,681 | $291,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,760 | $290,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 39,895 | $290,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,000 | $288,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 2,500 | $287,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 938 | $287,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 11,673 | $286,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,778 | $285,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,763 | $284,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 22,500 | $284,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 5,000 | $283,000 | thousands by filing date | call |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 200,000 | $283,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,200 | $282,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,937 | $282,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,028 | $282,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 37,680 | $282,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 3,600 | $277,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,061 | $276,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 12,029 | $276,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,635 | $275,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,325 | $274,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 25,000 | $274,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 27,310 | $274,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,500 | $272,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 93,143 | $272,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 13,673 | $270,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 10,345 | $269,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,307 | $268,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 25,000 | $268,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,941 | $267,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 44,469 | $267,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,749 | $267,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 166,666 | $267,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 17,203 | $266,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 10,835 | $265,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 7,742 | $265,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 10,860 | $264,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,452 | $263,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,200 | $262,000 | thousands by filing date | call |
| ZYNEX INC | 98986M103 | COM | 17,187 | $262,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,565 | $262,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 25,331 | $262,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,524 | $261,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 10,219 | $261,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,096 | $260,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 23,257 | $258,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,400 | $257,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 1,320 | $255,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 8,193 | $255,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,359 | $255,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,611 | $254,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 414 | $254,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,905 | $254,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 3,092 | $253,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 25,387 | $253,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,318 | $252,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642116 | *W EXP 08/10/202 | 159,560 | $252,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 40,684 | $250,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 23,364 | $250,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 25,000 | $249,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,970 | $248,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 25,000 | $247,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 6,605 | $246,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 35,092 | $244,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 112,500 | $243,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 2,591 | $241,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,800 | $241,000 | thousands by filing date | call |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 9,812 | $240,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 12,234 | $237,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,000 | $237,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,613 | $235,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 16,126 | $235,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 34,892 | $235,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,450 | $234,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 19,000 | $234,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,300 | $234,000 | thousands by filing date | put |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 212,500 | $234,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,338 | $233,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,900 | $232,000 | thousands by filing date | put |
| Allegiance Bancshares | 01748H107 | COM | 5,715 | $232,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 4,317 | $230,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 13,738 | $230,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 51,125 | $229,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 136,110 | $229,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 4,997 | $228,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 16,184 | $227,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 16,593 | $227,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 22,823 | $227,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 660 | $224,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,720 | $222,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,959 | $221,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 22,669 | $221,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 25,023 | $218,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 150,000 | $218,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 949 | $217,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 24,756 | $217,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 11,979 | $217,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 50,000 | $217,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 54,900 | $217,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 5,347 | $216,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,916 | $216,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 5,604 | $216,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 18,152 | $216,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,374 | $215,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,805 | $214,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 8,018 | $214,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 20,000 | $214,000 | thousands by filing date | call |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 2,937 | $214,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 21,668 | $214,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 15,465 | $213,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,377 | $213,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 8,119 | $212,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 94,315 | $212,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 101,931 | $212,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,600 | $210,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 22,166 | $210,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 5,462 | $210,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,493 | $210,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,000 | $209,000 | thousands by filing date | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 132,333 | $209,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,419 | $208,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 4,904 | $208,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,939 | $207,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,489 | $205,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 20,567 | $205,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 25,780 | $204,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 1,370 | $203,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 100,000 | $203,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,500 | $202,000 | thousands by filing date | put |
| SVF INVESTMENT CORP 3 | G8601N108 | CL A SHS | 20,000 | $202,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 5,430 | $201,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 36,463 | $201,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,000 | $200,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,500 | $200,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 166,666 | $200,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,500 | $196,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 19,628 | $195,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 25,704 | $194,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 51,664 | $191,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 68,472 | $191,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,500 | $187,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 18,741 | $187,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 12,293 | $185,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 14,667 | $185,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 22,200 | $184,000 | thousands by filing date | put |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 18,532 | $183,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 23,673 | $181,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 35,000 | $178,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 12,972 | $176,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 22,605 | $176,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 40,061 | $175,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 13,855 | $175,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 17,500 | $173,000 | thousands by filing date | |
| ISOS ACQUISITION CORP | g4962c120 | COM | 17,366 | $173,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 11,783 | $172,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 10,275 | $172,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 16,852 | $170,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 106,476 | $168,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 16,700 | $168,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 23,167 | $167,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 12,398 | $166,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 32,702 | $165,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 16,666 | $165,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 15,912 | $163,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 15,900 | $159,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,367 | $157,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 14,865 | $156,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 22,887 | $156,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 30,495 | $155,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 11,835 | $154,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 20,100 | $154,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 62,500 | $152,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 14,619 | $150,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 73,750 | $149,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,695 | $145,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 12,063 | $143,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,003 | $142,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 13,853 | $140,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 10,388 | $139,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 110,000 | $139,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 166,666 | $137,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 12,400 | $134,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,332 | $131,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 13,080 | $130,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 46,691 | $125,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,145 | $124,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 12,294 | $124,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,386 | $124,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 12,500 | $124,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 12,700 | $124,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 19,239 | $122,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,169 | $121,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 10,414 | $121,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,013 | $120,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 25,000 | $116,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 20,434 | $116,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 11,558 | $116,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 14,716 | $112,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 104,166 | $112,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16,915 | $111,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 26,811 | $108,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 11,000 | $108,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 100,770 | $104,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 10,426 | $104,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 12,985 | $103,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,093 | $103,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 23,756 | $102,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 127,823 | $102,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 10,208 | $101,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 20,429 | $99,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 45,775 | $99,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 10,000 | $96,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 35,401 | $95,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 21,354 | $93,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 60,024 | $92,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 15,559 | $91,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 16,483 | $91,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 12,546 | $90,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 18,633 | $88,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 13,484 | $87,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 20,859 | $86,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 12,516 | $79,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 23,913 | $79,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 125,000 | $78,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 66,666 | $77,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 500,773 | $73,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 100,000 | $72,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 125,000 | $70,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 14,435 | $67,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,496 | $65,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302118 | *W EXP 08/18/202 | 40,000 | $64,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 12,859 | $63,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 23,019 | $62,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 59,415 | $62,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 27,399 | $61,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 75,000 | $60,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 64,699 | $58,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 22,596 | $54,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740110 | *W EXP 12/01/202 | 26,470 | $52,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 14,167 | $51,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 21,125 | $51,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 26,863 | $51,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,505 | $50,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 25,000 | $50,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 19,088 | $49,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,565 | $48,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 13,300 | $46,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 13,701 | $40,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 16,803 | $35,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 11,872 | $34,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 25,446 | $33,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 12,227 | $31,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 10,000 | $31,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 25,000 | $28,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 23,655 | $26,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 13,158 | $23,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 25,000 | $21,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847115 | *W EXP 09/16/202 | 10,000 | $16,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,162 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-068064 | this filing | 2021-05-17 | acceptance time not in the bulk data set |