13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-03, with 63 holding rows worth $193,116,000.
- Accession
- 0001104659-21-060203
- Filer
- CIK 1307877
- Filed
- 2021-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 63 entries on the cover page, a total value of $193,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,120,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 100,000 | $39,633,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 120,000 | $39,622,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VICOR CORP | 925815102 | COM | 129,945 | $11,049,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 20,000 | $7,927,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $7,736,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 40,000 | $6,398,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM SE | F21107101 | CL A SHS | 364,100 | $5,352,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 19,000 | $4,542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 20,000 | $4,419,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 250,000 | $3,678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBIX INC | 278715206 | COM NEW | 110,000 | $3,523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 2,000 | $2,944,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIMINI STR INC DEL | 76674Q107 | COM | 324,010 | $2,906,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,500 | $2,834,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 13,200 | $2,436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 340,000 | $2,400,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 319,336 | $2,296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPINJ INC | 453204109 | COM | 39,616 | $2,253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM SE | F21107101 | CL A SHS | 150,000 | $2,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 105,563 | $2,147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIREEYE INC | 31816Q101 | COM | 105,096 | $2,057,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 226,000 | $2,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARPARTS COM INC | 14427M107 | COM | 140,000 | $1,999,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 600 | $1,856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 50,000 | $1,625,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $1,508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METROMILE INC | 591697107 | COM | 135,000 | $1,389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUPANG INC | 22266T109 | CL A | 26,500 | $1,308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 270,000 | $1,264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,000 | $1,183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMTECH INC | 24984K105 | COM | 23,025 | $1,169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAFTKINGS INC | 26142R104 | COM CL A | 18,600 | $1,141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON, INC. | 538146101 | COM | 21,598 | $1,139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 7,000 | $1,112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 4,000 | $1,109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 110,000 | $1,059,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 85,600 | $1,003,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 662,109 | $934,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 21,600 | $888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARPARTS COM INC | 14427M107 | COM | 60,000 | $857,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADAGENE INC | 005329107 | CMN | 40,907 | $734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,000 | $729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 45,000 | $679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLASSIAN CORP | G06242104 | CL A | 3,000 | $632,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7,300 | $606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 88,232 | $564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP INC | 83304A106 | CL A | 10,000 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Uber Technologies | 90353T100 | COM | 9,560 | $521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 42,000 | $502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 60,845 | $464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 20,000 | $464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,000 | $459,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DATADOGINCCLASSA | 23804L103 | STOK | 5,000 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLINK CHARGING CO | 09354A100 | COM | 10,000 | $411,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAMPS COM INC | 852857200 | COM NEW | 2,000 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESKTOP METAL INC | 25058X105 | COM CL A | 25,000 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 150,200 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 270,008 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,500 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 50,000 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,000 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,000 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 12,612 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-060203 | this filing | 2021-05-03 | acceptance time not in the bulk data set |