13F-HR filed by IHT Wealth Management, LLC
IHT Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-17, with 743 holding rows worth $1,202,996,000.
- Accession
- 0001104659-21-024569
- Filer
- CIK 1697490
- Filed
- 2021-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 747 entries on the cover page, a total value of $1,202,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,202,996,000 with VALUE read as thousands by filing date, 13F file number 028-17839. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FMC CORP COM NEW | 302491303 | Stock | 3,222 | $370,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,847 | $370,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,963 | $368,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,335 | $364,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 29,526 | $358,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 12,312 | $357,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,584 | $356,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,947 | $355,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 12,253 | $353,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 11,175 | $352,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 59,606 | $350,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 20,287 | $350,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,445 | $349,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,249 | $349,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 912 | $346,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,585 | $345,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 12,651 | $345,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 153 | $341,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,975 | $341,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,598 | $338,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,295 | $337,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 3,854 | $337,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,495 | $336,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,256 | $336,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 27,431 | $336,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,425 | $335,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,573 | $333,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,875 | $332,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 28,200 | $332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 21,710 | $331,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 4,850 | $331,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,857 | $330,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,970 | $329,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,285 | $327,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 6,820 | $323,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,672 | $322,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 6,181 | $322,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 19,475 | $321,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,319 | $320,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,534 | $319,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,019 | $318,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,818 | $316,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,922 | $316,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 11,169 | $314,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,275 | $314,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,375 | $313,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 2,032 | $313,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,419 | $313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 4,780 | $313,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 45,153 | $311,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,764 | $310,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,436 | $309,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,193 | $308,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 2,506 | $307,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,267 | $307,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 633 | $306,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 999 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,405 | $305,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 8,166 | $304,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,886 | $302,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 27,677 | $302,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 618 | $301,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,080 | $300,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,071 | $299,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,109 | $297,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 7,100 | $297,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,034 | $296,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 5,867 | $296,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 872 | $296,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,491 | $295,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,763 | $295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,896 | $294,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,937 | $293,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,080 | $292,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,107 | $292,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,910 | $290,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 10,872 | $287,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,605 | $287,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,402 | $287,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,012 | $284,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,035 | $284,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 10,386 | $282,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,975 | $280,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,348 | $279,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,981 | $278,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,935 | $276,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,137 | $274,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,515 | $274,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 5,819 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,167 | $273,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 20,110 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,680 | $272,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,197 | $271,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 3,012 | $271,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 989 | $270,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 25,995 | $269,000 | thousands by filing date | |
| Alarm.com Holdings, Inc. | 000145920 | COM | 2,605 | $269,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,666 | $265,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 65 | $265,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 12,200 | $265,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 6,170 | $264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,037 | $263,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,135 | $261,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,014 | $261,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,274 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,687 | $258,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 41,540 | $258,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,906 | $257,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 14,072 | $257,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,144 | $256,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,002 | $255,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 4,110 | $255,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,366 | $255,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,936 | $254,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,891 | $254,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 4,056 | $253,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,664 | $252,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,422 | $252,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 9,150 | $252,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 12,029 | $250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 7,042 | $249,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 4,872 | $248,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,166 | $248,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,929 | $248,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,462 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 6,028 | $246,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,702 | $245,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,137 | $244,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 7,801 | $243,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 842 | $242,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,542 | $240,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 953 | $238,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 14,195 | $238,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,683 | $237,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,097 | $237,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,623 | $236,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 7,668 | $235,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,215 | $234,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,098 | $234,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,050 | $233,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,644 | $233,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,225 | $232,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,295 | $230,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 24,500 | $230,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,059 | $229,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 933 | $228,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,693 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,548 | $228,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 33,255 | $227,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,935 | $226,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,906 | $226,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 5,833 | $226,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,437 | $225,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,700 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 2,957 | $225,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,210 | $224,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,770 | $223,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 8,777 | $223,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,887 | $222,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,229 | $222,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,504 | $221,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 7,500 | $221,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 32,957 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,664 | $219,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,679 | $219,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,619 | $218,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4,318 | $218,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 6,644 | $218,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 11,575 | $217,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,812 | $216,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 10,780 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,636 | $215,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,716 | $211,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,193 | $210,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,941 | $210,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 6,795 | $210,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 16,064 | $209,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,479 | $208,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,100 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,252 | $208,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,140 | $207,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,002 | $207,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6,728 | $205,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 980 | $204,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 20,774 | $203,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 625 | $201,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,123 | $201,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,204 | $201,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 13,801 | $198,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 19,353 | $196,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 16,025 | $196,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 35,789 | $188,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 10,144 | $182,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,409 | $180,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 19,390 | $180,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,366 | $177,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 15,000 | $168,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,144 | $166,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,234 | $156,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 12,526 | $153,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 22,273 | $152,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,340 | $147,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 27,194 | $143,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,119 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 17,227 | $137,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 28,304 | $136,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 17,680 | $133,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 13,475 | $133,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 23,225 | $131,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 18,560 | $130,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 13,918 | $127,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,837 | $127,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 10,444 | $123,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 29,385 | $122,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 10,868 | $114,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 12,525 | $104,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,115 | $98,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,138 | $98,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 11,540 | $93,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,257 | $91,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,893 | $90,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,845 | $90,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 13,276 | $88,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 48,151 | $87,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 11,260 | $86,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,859 | $70,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,000 | $70,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,729 | $68,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 41,050 | $65,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,828 | $62,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,000 | $59,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 15,538 | $59,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 13,950 | $54,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,330 | $53,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,278 | $50,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 30,850 | $49,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 10,608 | $41,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,000 | $36,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 19,000 | $31,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 60,016 | $21,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 40,000 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $8,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 20,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-024569 | this filing | 2021-02-17 | acceptance time not in the bulk data set |