13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 3,866 holding rows worth $111,846,639,000.
- Accession
- 0001104659-21-023969
- Filer
- CIK 1009207
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 5,021 entries on the cover page, a total value of $111,846,639,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,846,639,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F676 | COM | 1,800 | $393,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642116 | *W EXP 08/10/202 | 159,560 | $393,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,104 | $391,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,387 | $390,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 40,081 | $388,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,054 | $385,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,569 | $384,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 16,600 | $384,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 32,240 | $383,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,148 | $382,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 162,500 | $382,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 44,658 | $381,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 160,300 | $380,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 10,440 | $379,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 2,298 | $377,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,500 | $377,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 3,300 | $376,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 14,211 | $375,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 25,183 | $375,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 10,000 | $375,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 11,543 | $371,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 27,504 | $371,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 8,836 | $370,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 14,969 | $370,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 230,005 | $366,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 537,558 | $366,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 62,585 | $365,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,600 | $363,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 8,200 | $363,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 8,898 | $363,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 212,500 | $361,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 136,110 | $361,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,911 | $360,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 18,997 | $359,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,676 | $359,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 12,027 | $359,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 34,809 | $357,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 95,356 | $355,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,419 | $353,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,616 | $351,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 50,938 | $350,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 15,419 | $349,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 6,628 | $349,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 33,122 | $349,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 164,500 | $349,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 61,338 | $347,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 6,240 | $346,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 50,496 | $346,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 192,151 | $346,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 27,049 | $345,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,444 | $345,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 9,067 | $344,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 24,517 | $344,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 59,189 | $341,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 40,000 | $340,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 15,534 | $340,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 21,700 | $340,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,412 | $339,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,100 | $339,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 100,000 | $338,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 58,879 | $337,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 26,792 | $336,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 117,195 | $336,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,339 | $335,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 8,653 | $332,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50,000 | $332,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 84,740 | $331,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 34,298 | $331,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 21,981 | $329,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,000 | $328,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 6,406 | $328,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,513 | $327,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,575 | $326,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 55,127 | $326,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 43,640 | $325,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,956 | $324,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 20,778 | $321,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,100 | $320,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 4,901 | $320,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 15,163 | $319,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 42,821 | $318,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 982 | $318,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 9,454 | $317,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 29,221 | $317,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,924 | $316,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 3,600 | $316,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 3,093 | $315,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 26,247 | $314,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 85,100 | $314,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 29,600 | $314,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 17,465 | $314,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,194 | $313,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,600 | $312,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 50,000 | $311,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,216 | $310,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 37,970 | $310,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,342 | $310,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 10,107 | $305,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 19,650 | $302,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 231,959 | $301,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 166,666 | $300,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 22,813 | $299,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,500 | $298,000 | thousands by filing date | put |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 8,619 | $298,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,052 | $296,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 12,391 | $296,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,230 | $294,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,894 | $294,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 3,837 | $292,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 28,300 | $290,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 8,221 | $289,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,409 | $289,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 6,779 | $288,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,016 | $288,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 41,159 | $288,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 47,500 | $287,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 23,295 | $286,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 58,181 | $286,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 134,428 | $285,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 5,293 | $284,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 10,200 | $283,000 | thousands by filing date | put |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 30,144 | $283,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 22,500 | $282,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 70,745 | $282,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,108 | $280,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,800 | $280,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 119,700 | $280,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 6,446 | $277,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 22,116 | $276,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,038 | $276,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 2,921 | $275,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,832 | $275,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 7,852 | $275,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 15,000 | $273,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 68,395 | $273,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,414 | $270,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,400 | $268,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 40,503 | $266,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,286 | $265,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 26,082 | $265,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 8,875 | $264,000 | thousands by filing date | call |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 8,373 | $263,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 165,719 | $262,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 31,802 | $261,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 8,900 | $259,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,887 | $259,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,210 | $257,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 20,000 | $254,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,644 | $254,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 150,000 | $254,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 30,000 | $253,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 8,933 | $253,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 5,541 | $252,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 34,137 | $252,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 53,892 | $252,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,900 | $251,000 | thousands by filing date | put |
| WEX INC | 96208T104 | COM | 1,235 | $251,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 8,929 | $251,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12,073 | $251,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 12,300 | $250,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 8,312 | $250,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 11,510 | $249,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 12,016 | $248,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 657 | $245,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 13,713 | $245,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,900 | $244,000 | thousands by filing date | put |
| WW INTL INC | 98262P101 | COM | 10,000 | $244,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 3,121 | $242,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 9,600 | $242,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,097 | $242,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 17,142 | $242,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,877 | $241,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,900 | $241,000 | thousands by filing date | call |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 73,750 | $240,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,200 | $239,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 11,441 | $236,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 100,807 | $236,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,000 | $235,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 16,034 | $235,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 44,189 | $235,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,141 | $233,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 17,700 | $233,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 7,513 | $233,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 8,924 | $232,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 5,699 | $232,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100,000 | $231,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16,013 | $231,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 21,466 | $231,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 62,500 | $231,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,200 | $230,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 3,643 | $230,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,475 | $230,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,225 | $230,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,908 | $229,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 19,462 | $229,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,581 | $228,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,400 | $228,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 49,512 | $228,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,638 | $227,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 452 | $226,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 16,700 | $225,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 8,126 | $225,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,926 | $224,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,240 | $224,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,908 | $221,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 12,274 | $221,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 32,597 | $221,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,736 | $220,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,719 | $219,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 10,280 | $216,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 2,900 | $215,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,537 | $215,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,271 | $213,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,816 | $213,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 9,209 | $213,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,740 | $212,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 11,589 | $212,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 200,000 | $212,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 30,000 | $211,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 753 | $209,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 216,666 | $208,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,004 | $207,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,582 | $207,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,473 | $206,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 100,000 | $206,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,749 | $205,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 62,674 | $205,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 135,000 | $205,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 6,615 | $202,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 5,983 | $202,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,500 | $201,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,955 | $201,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 29,899 | $201,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 23,166 | $200,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,186 | $196,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 46,540 | $196,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,100 | $195,000 | thousands by filing date | put |
| ALECTOR INC | 014442107 | COMMON STOCK | 12,902 | $195,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,071 | $194,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 24,000 | $193,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,518 | $193,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 12,901 | $192,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,500 | $188,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,703 | $188,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,000 | $187,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 13,844 | $186,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,711 | $186,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 12,400 | $186,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 104,166 | $186,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,343 | $185,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 19,265 | $183,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 16,300 | $182,000 | thousands by filing date | put |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,500 | $182,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,341 | $181,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 12,722 | $181,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 37,892 | $178,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 11,168 | $177,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 35,000 | $173,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20,000 | $170,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 13,345 | $169,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 18,888 | $169,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 38,603 | $168,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 24,096 | $164,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 46,670 | $163,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 70,170 | $162,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 32,128 | $162,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,572 | $162,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 19,082 | $161,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 38,534 | $158,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 22,673 | $158,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 45,036 | $156,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 11,668 | $154,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 112,500 | $152,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 13,205 | $145,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 10,157 | $145,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 16,175 | $143,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,622 | $142,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 24,765 | $139,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 11,811 | $139,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 10,716 | $137,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,798 | $134,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 132,677 | $134,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 60,748 | $133,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 68,394 | $132,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 39,128 | $132,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 83,272 | $131,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 20,541 | $131,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 15,638 | $130,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,621 | $128,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 12,031 | $128,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 86,214 | $128,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,164 | $127,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 15,800 | $127,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 52,051 | $126,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 38,158 | $126,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 88,900 | $123,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 13,111 | $122,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 358,808 | $121,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 30,449 | $120,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 12,316 | $120,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 38,121 | $116,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,300 | $115,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 20,551 | $115,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 51,324 | $115,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,034 | $113,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 16,355 | $113,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,345 | $113,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 100,000 | $113,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 25,000 | $112,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 10,392 | $112,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 10,058 | $111,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 10,414 | $110,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 16,304 | $109,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 36,114 | $107,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 31,259 | $106,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 23,427 | $106,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 12,302 | $106,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 14,226 | $103,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,359 | $103,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 19,694 | $102,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,984 | $101,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 18,325 | $95,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,748 | $94,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 38,253 | $91,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 11,670 | $91,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 14,113 | $90,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 28,961 | $89,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 18,400 | $87,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 41,771 | $84,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 10,209 | $83,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 15,545 | $81,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 13,439 | $80,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 38,860 | $80,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 75,000 | $80,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 14,759 | $79,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 11,380 | $77,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,360 | $74,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 10,161 | $70,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 23,951 | $69,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,470 | $68,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 13,064 | $61,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 10,912 | $56,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 10,314 | $56,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 33,287 | $55,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 12,591 | $53,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 23,257 | $53,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,291 | $51,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 13,202 | $47,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,300 | $46,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,700 | $44,000 | thousands by filing date | call |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 11,872 | $43,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 25,000 | $43,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 28,078 | $41,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 500,773 | $40,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,275 | $38,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 13,701 | $38,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 26,201 | $37,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 39,420 | $36,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 10,452 | $32,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,989 | $32,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 13,292 | $31,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,900 | $27,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 12,387 | $21,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 16,982 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 41,284 | $4,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 12,800 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-023969 | this filing | 2021-02-16 | acceptance time not in the bulk data set |