13F-HR filed by Trek Financial, LLC
Trek Financial, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 210 holding rows worth $773,070,000.
- Accession
- 0001104659-21-023427
- Filer
- CIK 1768195
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 211 entries on the cover page, a total value of $773,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $773,070,000 with VALUE read as thousands by filing date, 13F file number 028-19440. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,095,750 | $100,699,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,570,032 | $97,405,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 283,864 | $89,059,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 951,044 | $65,708,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 131,530 | $49,176,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 313,117 | $34,111,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 233,502 | $32,964,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 205,100 | $28,331,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 220,495 | $25,558,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 158,415 | $20,597,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 249,543 | $14,611,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 26,905 | $10,100,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 65,072 | $8,634,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 64,356 | $8,215,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 92,423 | $7,951,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 117,347 | $7,919,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 237,582 | $7,004,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 74,666 | $6,612,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 57,099 | $6,288,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 39,121 | $6,170,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 114,654 | $5,815,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 51,197 | $5,808,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 33,498 | $5,386,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 47,490 | $4,102,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 146,971 | $4,003,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 37,846 | $3,819,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 87,053 | $3,655,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 52,620 | $3,549,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 29,134 | $3,495,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,916 | $3,095,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 34,569 | $2,502,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 45,117 | $2,489,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 77,560 | $2,482,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 24,206 | $2,470,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,440 | $2,397,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 24,508 | $2,130,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 29,350 | $1,983,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 69,683 | $1,949,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 53,062 | $1,940,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 58,437 | $1,918,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,697 | $1,709,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 36,897 | $1,677,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,701 | $1,539,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,332 | $1,510,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 32,518 | $1,496,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 17,748 | $1,469,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 31,075 | $1,382,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 19,452 | $1,320,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 399 | $1,300,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,313 | $1,281,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 26,952 | $1,237,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 14,184 | $1,221,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 683 | $1,197,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 22,341 | $1,186,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 20,623 | $1,173,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 29,970 | $1,154,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36,893 | $1,152,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 83,470 | $1,146,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 46,445 | $1,141,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 28,976 | $1,098,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 41,350 | $1,061,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,048 | $1,026,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,362 | $961,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,718 | $915,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,513 | $885,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5,449 | $879,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 26,179 | $875,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,406 | $862,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,229 | $840,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 51,593 | $833,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,056 | $830,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 53,140 | $828,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 25,027 | $826,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 14,089 | $800,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 22,287 | $779,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,918 | $770,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,868 | $756,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,353 | $720,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,114 | $702,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,626 | $665,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,894 | $664,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 11,007 | $651,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,251 | $615,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,934 | $605,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,920 | $586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 8,418 | $568,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,718 | $557,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,049 | $544,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,276 | $528,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 16,589 | $526,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,080 | $523,000 | thousands by filing date | |
| TORONTO DOMINION BANK NEW YORK NOTE M/W CLBL INDEX LNKD | 89114T3S9 | NOTE M/W CLBL INDEX LNKD | 521 | $521,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,267 | $508,000 | thousands by filing date | |
| TORONTO-DOMINION BANK NOTE INDEX LNKD | 89114RYN0 | NOTE INDEX LNKD | 505 | $505,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,370 | $486,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 35,160 | $481,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,740 | $475,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,412 | $458,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,070 | $455,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,186 | $448,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,510 | $446,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,141 | $444,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,444 | $442,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 6,277 | $429,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 7,854 | $421,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 12,519 | $405,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 4,328 | $403,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 18,970 | $402,000 | thousands by filing date | |
| CREDIT SUISSE AG NOTE INDEX LNKD | 22551NGS9 | NOTE INDEX LNKD | 403 | $397,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,303 | $393,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,488 | $387,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,582 | $372,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,698 | $371,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,597 | $370,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 12,727 | $360,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,912 | $358,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,680 | $350,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 13,318 | $349,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,443 | $332,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,036 | $328,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 22,440 | $326,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,200 | $318,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 889 | $317,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,359 | $315,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 17,784 | $315,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,027 | $314,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 472 | $312,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 16,977 | $305,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,351 | $303,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,290 | $302,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,532 | $301,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,888 | $295,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 16,295 | $294,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,859 | $293,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,630 | $288,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,748 | $286,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,684 | $285,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,040 | $284,000 | thousands by filing date | |
| FARMERS & MERCHANTS BK LONG | 308243104 | COM | 42 | $278,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,637 | $276,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 14,706 | $276,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,744 | $276,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,350 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 5,614 | $275,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,061 | $274,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 60,474 | $269,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,981 | $268,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 15,843 | $268,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,855 | $262,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,692 | $260,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,142 | $260,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,774 | $258,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,159 | $257,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 18,418 | $255,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,107 | $251,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 6,905 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 9,446 | $245,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 11,277 | $245,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,453 | $244,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,225 | $243,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,053 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,850 | $231,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 28,375 | $230,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,176 | $229,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 21,737 | $227,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,538 | $227,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 8,686 | $224,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 29,921 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,179 | $223,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 10,765 | $223,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 6,741 | $222,000 | thousands by filing date | |
| IJH | 464287507 | COM | 949 | $218,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 35,852 | $218,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 19,339 | $218,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,567 | $217,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 3,885 | $216,000 | thousands by filing date | |
| JP MORGAN CHASE BANK NA CD | 48126YC35 | CD | 200 | $216,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 9,382 | $215,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,615 | $213,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,280 | $210,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,508 | $208,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,250 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 935 | $204,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,368 | $204,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,615 | $203,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 3,210 | $203,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,697 | $200,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,823 | $200,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 14,595 | $196,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 11,443 | $190,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,166 | $175,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 10,912 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,944 | $153,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 38,453 | $143,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,391 | $140,000 | thousands by filing date | |
| CHINA OVERSEAS LAN ORDF | Y15004107 | ORD SHS | 50,000 | $109,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,275 | $104,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 10,896 | $81,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 10,708 | $77,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,141 | $73,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 22,532 | $71,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 20,000 | $67,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 19,489 | $61,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 18,680 | $59,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 12,277 | $50,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 63,966 | $42,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 19,618 | $30,000 | thousands by filing date | |
| Laramide Resource Ltd | 51669t101 | COM | 60,000 | $18,000 | thousands by filing date | |
| CHINA OVERSEAS HLD ORDF | G2118M109 | (blank) | 16,666 | $9,000 | thousands by filing date | |
| CHINA ST CONST INT ORDF | G21677136 | (blank) | 11,108 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-023427 | this filing | 2021-02-16 | acceptance time not in the bulk data set |