13F-HR filed by Nantahala Capital Management, LLC
Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 113 holding rows worth $3,227,378,000.
- Accession
- 0001104659-21-022755
- Filer
- CIK 1472322
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 126 entries on the cover page, a total value of $3,227,378,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,227,378,000 with VALUE read as thousands by filing date, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 3,050,000 | $597,983,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 1,304,000 | $294,457,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,328,600 | $179,593,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 5,000,620 | $109,164,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,236,146 | $78,100,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2,042,099 | $76,865,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 770,845 | $74,872,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 5,380,865 | $69,279,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,636,539 | $59,128,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,540,646 | $56,326,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 1,206,471 | $54,384,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 384,987 | $52,828,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,117,394 | $50,126,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 203,700 | $48,794,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,195,100 | $47,721,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 1,291,003 | $42,087,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,031,172 | $40,400,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,112,500 | $40,196,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,798,453 | $39,998,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,344,245 | $38,493,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 534,514 | $37,705,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,755,982 | $37,619,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,533,170 | $34,082,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 2,134,092 | $33,121,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 7,272,673 | $31,854,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,506,772 | $31,360,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 3,788,396 | $31,330,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,618,281 | $29,161,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,680,909 | $27,518,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 2,514,489 | $27,131,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 387,189 | $27,119,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,357,305 | $26,422,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821106 | COM CL A | 1,698,075 | $26,405,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 2,600,012 | $25,688,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 1,763,476 | $25,253,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 150,000 | $24,669,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 657,700 | $24,532,000 | thousands by filing date | call |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 501,100 | $22,995,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 564,659 | $22,547,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,123,671 | $21,519,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 299,734 | $21,164,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 150,000 | $19,874,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 7,040,487 | $19,713,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,363,786 | $18,834,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 693,172 | $18,203,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 5,784,556 | $17,412,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 6,233,316 | $16,456,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 6,892,005 | $16,119,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,974,302 | $15,538,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,951,480 | $15,232,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 7,871,356 | $15,192,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 1,100,000 | $14,811,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 1,200,000 | $14,316,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 1,901,943 | $13,599,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 2,841,286 | $13,468,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,632,915 | $13,374,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 202,312 | $12,703,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 252,472 | $12,649,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,865,334 | $11,770,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 685,704 | $11,369,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 3,537,707 | $11,144,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 1,000,000 | $10,870,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 4,837,713 | $10,740,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 1,000,000 | $10,670,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 1,000,000 | $10,570,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 5,315,350 | $10,259,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 511,857 | $10,232,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1,555,022 | $10,108,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 14,602,975 | $10,078,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,983,928 | $9,959,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 237,260 | $9,844,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 246,994 | $9,539,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 389,370 | $9,080,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 600,409 | $8,976,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 594,222 | $8,491,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 51,317 | $8,440,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 600,000 | $8,156,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821114 | *W EXP 09/01/202 | 524,964 | $8,082,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 2,289,263 | $7,783,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 700,000 | $7,595,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 510,122 | $7,065,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 4,683,908 | $7,026,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 300,000 | $6,549,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 500,000 | $6,438,000 | thousands by filing date | call |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 15,168,086 | $6,299,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,627,441 | $6,217,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,926,899 | $5,993,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 538,510 | $5,252,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 751,843 | $5,180,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 834,002 | $5,088,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 344,011 | $4,833,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 283,332 | $4,307,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,895,337 | $4,302,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 2,753,599 | $4,296,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 753,159 | $3,728,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 200,000 | $2,762,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 989,755 | $2,593,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 321,031 | $2,334,000 | thousands by filing date | |
| BCTG ACQUISITION CORP | 05492W103 | COM | 200,000 | $2,288,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 78,576 | $2,085,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 1,839,263 | $1,894,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 363,622 | $1,742,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 226,471 | $1,499,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T115 | W EXP 10/13/202 | 249,999 | $1,266,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 187,500 | $993,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 3,843 | $921,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 25,751 | $921,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 52,771 | $703,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 415,501 | $394,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 878,022 | $375,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 272,969 | $349,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 103,680 | $270,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 30,211 | $180,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-022755 | this filing | 2021-02-16 | acceptance time not in the bulk data set |