13F-HR filed by VANGUARD GROUP INC
VANGUARD GROUP INC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,205 holding rows worth $3,447,554,067,000.
- Accession
- 0001104659-21-021334
- Filer
- CIK 102909
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 18,335 entries on the cover page, a total value of $3,447,554,067,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,447,554,067,000 with VALUE read as thousands by filing date, 13F file number 028-06408. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVANGUARD FIDUCIARY TRUST CO028-11554
- included managerVanguard Investments Australia, Ltd.028-14986
- included managerVANGUARD ADVISERS INC028-16887
- included managerVanguard Global Advisers, LLC028-20273
- included managerVANGUARD ASSET MANAGEMENT, Ltd028-20272
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 37,795 | $395,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,002 | $384,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 112,806 | $384,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 15,010 | $382,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 183,779 | $380,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 17,314 | $379,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 44,997 | $378,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 8,290 | $378,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 13,158 | $369,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 16,282 | $366,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 30,758 | $366,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 24,944 | $365,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 31,500 | $362,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 53,102 | $359,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 11,068 | $358,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 94,591 | $358,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 339,557 | $353,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 87,619 | $351,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 14,853 | $340,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 96,760 | $339,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 24,902 | $336,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 364,256 | $336,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 354,672 | $336,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 47,492 | $335,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 196,797 | $335,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 110,391 | $334,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 95,695 | $331,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 133,159 | $329,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 133,215 | $322,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 159,630 | $322,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 46,450 | $313,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 393,230 | $312,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 42,436 | $306,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 16,005 | $305,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 19,570 | $305,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 153,783 | $303,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 135,963 | $303,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 21,216 | $302,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 115,103 | $301,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 16,058 | $300,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 21,523 | $297,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 231,222 | $296,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 63,346 | $294,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 20,207 | $292,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 11,520 | $291,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 48,715 | $290,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 22,590 | $289,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 42,349 | $288,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 57,973 | $288,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 97,352 | $286,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 811,182 | $283,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 59,079 | $278,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 19,081 | $275,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 62,076 | $273,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,116 | $271,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 186,658 | $271,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 93,528 | $269,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 53,140 | $268,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 15,099 | $263,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 358,289 | $262,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 53,862 | $262,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 74,536 | $262,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 197,230 | $261,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 80,612 | $253,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 445,088 | $250,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 15,760 | $247,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 39,431 | $246,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 41,854 | $245,000 | thousands by filing date | |
| SUNDANCE ENERGY INC | 86725N102 | COM | 140,836 | $245,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 48,704 | $242,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 78,701 | $235,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 198,913 | $233,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 44,859 | $231,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 35,024 | $227,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 597,647 | $226,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 27,208 | $220,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 200,025 | $220,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 86,857 | $216,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 171,719 | $216,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 160,875 | $214,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 115,757 | $211,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 992 | $207,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 24,416 | $207,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 24,701 | $202,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 53,273 | $199,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 163,852 | $198,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 73,490 | $198,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 11,432 | $197,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 46,175 | $195,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 126,406 | $193,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 36,914 | $192,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 72,868 | $189,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 28,622 | $189,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 56,691 | $186,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 29,796 | $183,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 231,116 | $183,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 12,414 | $182,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 12,060 | $182,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 52,592 | $181,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 13,620 | $180,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 137,579 | $179,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q870 | COM | 24,556 | $171,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 39,324 | $166,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 23,470 | $164,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 33,618 | $161,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 116,785 | $158,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 17,967 | $157,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 79,005 | $157,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 113,844 | $153,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 12,547 | $152,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 17,570 | $152,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 21,402 | $149,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 26,260 | $143,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 51,942 | $140,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 25,576 | $137,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 148,799 | $135,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 44,146 | $133,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 15,083 | $132,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 12,300 | $132,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 36,697 | $131,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 24,623 | $129,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 33,059 | $128,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 144,440 | $126,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 48,176 | $125,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 17,523 | $123,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 65,745 | $123,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 20,036 | $121,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 15,458 | $121,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 32,060 | $118,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 49,687 | $118,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 91,737 | $118,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 56,165 | $117,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 23,275 | $115,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 35,527 | $114,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 157,715 | $114,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 160,224 | $112,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 44,956 | $107,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 125,777 | $106,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 60,516 | $106,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 10,847 | $105,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 68,861 | $103,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 30,994 | $102,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 42,072 | $100,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 53,252 | $99,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 87,662 | $98,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 26,526 | $94,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 124,300 | $94,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 14,315 | $93,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 42,019 | $93,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 80,427 | $92,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 116,086 | $91,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 96,301 | $88,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 46,896 | $83,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 11,369 | $83,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 18,969 | $81,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 39,705 | $81,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 20,080 | $80,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 46,060 | $79,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 29,948 | $78,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 28,654 | $77,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 32,903 | $76,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 16,060 | $75,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 22,240 | $75,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 57,952 | $74,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,031 | $73,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 15,579 | $73,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 97,900 | $73,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 18,882 | $71,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 14,000 | $70,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 19,044 | $64,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N204 | COM | 4,043 | $62,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 57,202 | $59,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 95,927 | $59,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 47,328 | $59,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 29,463 | $57,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 44,204 | $56,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 13,591 | $55,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 44,170 | $53,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 12,183 | $52,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 15,945 | $50,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 11,300 | $49,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 65,247 | $49,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 25,891 | $48,000 | thousands by filing date | |
| CANCER GENETICS INC | 13739U203 | COM NEW | 17,069 | $47,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 53,032 | $46,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 15,150 | $45,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 21,236 | $43,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 65,784 | $41,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 16,254 | $40,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 16,227 | $36,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 22,771 | $35,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 32,137 | $32,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 39,566 | $32,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 36,777 | $32,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 141,066 | $31,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 20,400 | $28,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 19,500 | $25,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 11,837 | $25,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 16,400 | $22,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 31,036 | $21,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 36,394 | $14,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 108,103 | $14,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 19,336 | $13,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 116,832 | $5,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 10,134 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-021334 | this filing | 2021-02-12 | acceptance time not in the bulk data set |