13F-HR filed by Sound Income Strategies, LLC
Sound Income Strategies, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-11, with 950 holding rows worth $453,106,000.
- Accession
- 0001104659-21-002805
- Filer
- CIK 1730960
- Filed
- 2021-01-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 950 entries on the cover page, a total value of $453,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,106,000 with VALUE read as thousands by filing date, 13F file number 028-18555. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46434V738 | CORE MSCI EURO | 165 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 933 | $8,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 482 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 85 | $8,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 30 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 60 | $8,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 645 | $8,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 90 | $8,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 58 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 200 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 281 | $8,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 174 | $8,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 161 | $7,000 | thousands by filing date | |
| MGC | 921910873 | COM | 50 | $7,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 79 | $7,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 123 | $7,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 15 | $7,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 200 | $7,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 21 | $7,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 70 | $7,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 296 | $7,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 45 | $7,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 100 | $7,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 20 | $7,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 50 | $7,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 493 | $7,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 55 | $7,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 39 | $7,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 16 | $7,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 18 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 60 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 294 | $7,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 200 | $7,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 636 | $7,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 162 | $7,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 160 | $7,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 71 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 243 | $7,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 451 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 67 | $7,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 340 | $7,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 818 | $7,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 36 | $6,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 80 | $6,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 88 | $6,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 100 | $6,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 89 | $6,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 34 | $6,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 60 | $6,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 170 | $6,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 434 | $6,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 60 | $6,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 117 | $6,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 660 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 94 | $6,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 165 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 53 | $6,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 60 | $6,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 128 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $6,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 24 | $6,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 66 | $6,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 183 | $6,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 40 | $6,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 120 | $6,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 300 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 213 | $6,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $6,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 239 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 135 | $5,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 191 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 76 | $5,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 35 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 69 | $5,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 122 | $5,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 80 | $5,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 40 | $5,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 20 | $5,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 19 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 172 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 158 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 180 | $5,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 844 | $5,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 129 | $5,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 31 | $5,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 35 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 132 | $5,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 32 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 200 | $5,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 100 | $5,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,907 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 112 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $5,000 | thousands by filing date | call |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 530 | $5,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 452 | $5,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 400 | $5,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 658 | $5,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7 | $4,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 20 | $4,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 72 | $4,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 180 | $4,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 170 | $4,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 64 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 28 | $4,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 67 | $4,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 86 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,004 | $4,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 69 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 138 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 228 | $4,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 16 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 210 | $4,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 231 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 106 | $4,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 36 | $4,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 150 | $4,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 50 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 80 | $4,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 60 | $4,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 50 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 200 | $4,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 382 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 100 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 560 | $4,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 330 | $4,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 50 | $4,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $4,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 100 | $4,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 128 | $4,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 39 | $4,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 212 | $4,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 105 | $4,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 50 | $4,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 18 | $4,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 215 | $4,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,000 | $4,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 31 | $4,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 673 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 150 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 97 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 257 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 56 | $4,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 500 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 21 | $3,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 61 | $3,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 17 | $3,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 18 | $3,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 21 | $3,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 49 | $3,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 400 | $3,000 | thousands by filing date | call |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 25 | $3,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 38 | $3,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 102 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 32 | $3,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 16 | $3,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 18 | $3,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 64 | $3,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 114 | $3,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 21 | $3,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6 | $3,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 45 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 102 | $3,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 89 | $3,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $3,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 9 | $3,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 101 | $3,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 500 | $3,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 171 | $3,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 107 | $3,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 85 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 104 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 58 | $3,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 50 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 100 | $3,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 80 | $3,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 144 | $3,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 15 | $3,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 112 | $3,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 400 | $3,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 18 | $3,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 252 | $3,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 224 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 267 | $3,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 424 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 62 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 438 | $3,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 744 | $3,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 1,085 | $3,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,000 | $3,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 17 | $2,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1 | $2,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 181 | $2,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19 | $2,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 34 | $2,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22 | $2,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 27 | $2,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 16 | $2,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 4 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,265 | $2,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 73 | $2,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 66 | $2,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 80 | $2,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 10 | $2,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 29 | $2,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 34 | $2,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 61 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 13 | $2,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 40 | $2,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 27 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 19 | $2,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14 | $2,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 66 | $2,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 43 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 670 | $2,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 191 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 40 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 500 | $2,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 50 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 635 | $2,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 200 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 95 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 70 | $2,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 158 | $2,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 21 | $2,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 9 | $2,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 54 | $2,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 48 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 200 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 109 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50 | $2,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 40 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 256 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 130 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 20 | $2,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 99 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 442 | $2,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 167 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 263 | $2,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 97 | $2,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 94 | $2,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 164 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 60 | $2,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 105 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1,000 | $2,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 97 | $2,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 4 | $1,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 27 | $1,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 20 | $1,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6 | $1,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 19 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 30 | $1,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 25 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 27 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6 | $1,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 4 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 500 | $1,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 100 | $1,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 19 | $1,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 14 | $1,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 7 | $1,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10 | $1,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25 | $1,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 24 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 9 | $1,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 8 | $1,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 10 | $1,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10 | $1,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5 | $1,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2 | $1,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2 | $1,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 60 | $1,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 37 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 90 | $1,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10 | $1,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 8 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4 | $1,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 16 | $1,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 20 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8 | $1,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 24 | $1,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 9 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 121 | $1,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 41 | $1,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 14 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 20 | $1,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10 | $1,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 6 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 3 | $1,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5 | $1,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 13 | $1,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 45 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 14 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 36 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 31 | $1,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 27 | $1,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 16 | $1,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2 | $1,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20 | $1,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 18 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 40 | $1,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 65 | $1,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 10 | $1,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 36 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 220 | $1,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 10 | $1,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 5 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6 | $1,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1 | $1,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 12 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 150 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 20 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 15 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 65 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 15 | $1,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 50 | $1,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 20 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 7 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 100 | $1,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 26 | $1,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8 | $1,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 35 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 25 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 44 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6 | $1,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 20 | $1,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2 | $1,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 20 | $1,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 12 | $1,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 22 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 86 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 148 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 48 | $1,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 51 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 26 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 54 | $1,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 80 | $1,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 57 | $1,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 61 | $1,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 16 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 227 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 12 | $1,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 154 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 350 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 12 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 599 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 500 | $1,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKS INC. COM | 55306N104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESMED INC COM | 761152107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORTEVA INC COM | 22052L104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTEC INC COM | 576323109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMPRA COM | 816851109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSA SAFETY INC COM | 553498106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK HILLS CORP COM | 092113109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELANESE CORP DEL COM | 150870103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OGE ENERGY CORP | 670837103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING NEW | 690742101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORO CO | 891092108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICU MED INC | 44930G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOMO INC | 60879B107 | ADR | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERENT INC | 192479103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDK GLOBAL INC | 12508E101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGI INC CLASS A | 00183L102 | CL A | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-21-002805 | this filing | 2021-01-11 | acceptance time not in the bulk data set |